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NeoGenomics (NEO) director adds 23,077 shares through RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NeoGenomics Inc. director Neil Gunn reported compensation-related equity activity. On 2026-06-01, 23,077 restricted stock units vested and were exercised into an equal number of common shares at $0.00 per share, bringing his direct common stock holdings to 51,177.31 shares.

Gunn also received new awards of 15,970 restricted stock units and 11,069 stock options with an exercise price of $10.52 per share, exercisable from 2027-06-01 and expiring on 2036-06-01. Existing stock options with exercise prices ranging from $7.28 to $14.82 and expirations from 2033-08-10 to 2035-06-01 remain outstanding.

Positive

  • None.

Negative

  • None.
Insider Gunn Neil
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit 23,077 $0.00 --
Grant/Award Stock Option (Right to Buy) 11,069 $0.00 --
Grant/Award Restricted Stock Unit 15,970 $0.00 --
Exercise Common Stock 23,077 $0.00 --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Stock Option (Right to Buy) — 11,069 shares (Direct, null); Common Stock — 51,177.31 shares (Direct, null)
Footnotes (1)
  1. Reflects the release of restricted stock units that were previously reported on a Form 4. Once vested, the shares of common stock are not subject to expiration.
RSUs vested into common stock 23,077 shares Restricted stock units exercised into common shares on 2026-06-01
Common stock held after transactions 51,177.31 shares Direct common stock ownership following Form 4 transactions
New RSU grant 15,970 units Restricted Stock Units granted on 2026-06-01, underlying common stock
New stock option grant 11,069 options at $10.52 Stock Option (Right to Buy) exercisable 2027-06-01, expires 2036-06-01
Outstanding options @ $7.28 16,107 underlying shares Stock options with $7.28 exercise price expiring 2035-06-01
Outstanding options @ $13.71 8,672 underlying shares Stock options with $13.71 exercise price expiring 2034-06-01
Outstanding options @ $14.82 8,353 underlying shares Stock options with $14.82 exercise price expiring 2033-08-10
Restricted Stock Unit financial
"security_title: "Restricted Stock Unit" for equity awards and vesting"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock Option (Right to Buy) financial
"security_title: "Stock Option (Right to Buy)" describing option grants"
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
exercise price financial
"conversion_or_exercise_price fields such as "7.2800" and "10.5200""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Form 4 regulatory
"Previously reported on a Form 4 in the footnote on RSU release"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gunn Neil

(Last)(First)(Middle)
9490 NEOGENOMICS WAY

(Street)
FORT MYERS FLORIDA 33912

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NEOGENOMICS INC [ NEO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026M23,077(1)A$051,177.31D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit$006/01/2026M23,07706/01/2026 (2)Common Stock23,077$00D
Stock Option (Right to Buy)$10.5206/01/2026A11,06906/01/202706/01/2036Common Stock11,069$011,069D
Restricted Stock Unit$006/01/2026A15,97006/01/2027 (2)Common Stock15,970$015,970D
Stock Option (Right to Buy)$14.8208/10/202408/10/2033Common Stock8,3538,353D
Stock Option (Right to Buy)$13.7106/01/202506/01/2034Common Stock8,6728,672D
Stock Option (Right to Buy)$7.2806/01/202606/01/2035Common Stock16,10716,107D
Explanation of Responses:
1. Reflects the release of restricted stock units that were previously reported on a Form 4.
2. Once vested, the shares of common stock are not subject to expiration.
Remarks:
/s/ Ali Olivo, Attorney-in-Fact06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Neil Gunn report at NeoGenomics (NEO)?

Neil Gunn reported equity compensation activity, not open-market trades. 23,077 restricted stock units vested into common shares, and he received new grants of 15,970 restricted stock units plus 11,069 stock options. These changes reflect updated holdings and awards rather than market purchases or sales.

How many NeoGenomics (NEO) shares does Neil Gunn hold after these transactions?

After the reported transactions, Neil Gunn directly holds 51,177.31 shares of NeoGenomics common stock. This total reflects the vesting of 23,077 restricted stock units into shares, combined with his prior holdings, as shown in the Form 4 ownership column following the transactions.

What new equity awards did Neil Gunn receive from NeoGenomics (NEO)?

Neil Gunn received 15,970 restricted stock units and 11,069 stock options as new equity awards. The options have an exercise price of $10.52 per share, become exercisable on June 1, 2027, and expire on June 1, 2036, aligning with typical long-term director compensation structures.

Did Neil Gunn sell any NeoGenomics (NEO) shares in this Form 4 filing?

The Form 4 shows no open-market sales by Neil Gunn. Activity consists of restricted stock units vesting into 23,077 common shares and new grants of restricted stock units and options. The transaction summary reports zero sell shares, indicating no disposal of stock in the market.

What stock options does Neil Gunn hold in NeoGenomics (NEO) after this filing?

After this filing, Neil Gunn holds several option grants. These include options over 16,107 shares at $7.28, 8,672 shares at $13.71, 8,353 shares at $14.82, and a new grant for 11,069 shares at $10.52, with expirations between August 2033 and June 2036.