STOCK TITAN

NeoGenomics (NEO) director adds shares via RSU release and new options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NeoGenomics director Michael Aaron Kelly reported equity compensation activity. On June 1, 2026, he exercised 23,077 restricted stock units into common stock at $0.00 per share, bringing his direct common stock holdings to 67,086 shares. A trust associated with him also holds 5,000 common shares indirectly.

He received a new grant of 15,970 restricted stock units and 11,069 stock options with a $10.52 exercise price, both scheduled to vest or become exercisable on June 1, 2027. The filing also lists several existing stock option awards with exercise prices ranging from $7.28 to $40.90 and expirations between 2027 and 2035, indicating a continuing long-term equity position.

Positive

  • None.

Negative

  • None.
Insider Kelly Michael Aaron
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit 23,077 $0.00 --
Grant/Award Stock Option (Right to Buy) 11,069 $0.00 --
Grant/Award Restricted Stock Unit 15,970 $0.00 --
Exercise Common Stock 23,077 $0.00 --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Stock Option (Right to Buy) — 11,069 shares (Direct, null); Common Stock — 67,086 shares (Direct, null); Common Stock — 5,000 shares (Indirect, M Kelly & B Kelly TTEE Michael and Bonnie Kelly Revocable Trust DTD 05/02/2016)
Footnotes (1)
  1. Reflects release of restricted stock units that were previously reported on a Form 4. Once vested, the shares of common stock are not subject to expiration.
RSUs exercised into common stock 23,077 shares Restricted stock units converted on June 1, 2026
Direct common shares after transactions 67,086 shares Common stock held directly following June 1, 2026 activity
Indirect common shares in trust 5,000 shares Held by Michael and Bonnie Kelly Revocable Trust
New RSU grant 15,970 units Restricted stock units granted June 1, 2026, vesting June 1, 2027
New stock option grant 11,069 options at $10.52 Options granted June 1, 2026, expiring June 1, 2036
Option exercise price range $7.28–$40.90 per share Existing stock options with expirations 2027–2035
Restricted Stock Unit financial
"Reflects release of restricted stock units that were previously reported on a Form 4."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock Option (Right to Buy) financial
"Stock Option (Right to Buy) with exercise prices such as 10.5200 and expirations into 2036."
exercise price financial
"Stock option grants include an exercise price of 10.5200 per share."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Form 4 regulatory
"restricted stock units that were previously reported on a Form 4."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
derivative exercise/conversion financial
"Transaction code M is described as derivative exercise/conversion of restricted stock units."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kelly Michael Aaron

(Last)(First)(Middle)
9490 NEOGENOMICS WAY

(Street)
FORT MYERS FLORIDA 33912

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NEOGENOMICS INC [ NEO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026M23,077(1)A$067,086D
Common Stock5,000IM Kelly & B Kelly TTEE Michael and Bonnie Kelly Revocable Trust DTD 05/02/2016
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit$006/01/2026M23,07706/01/2026 (2)Common Stock23,077$00D
Stock Option (Right to Buy)$10.5206/01/2026A11,06906/01/202706/01/2036Common Stock11,069$011,069D
Restricted Stock Unit$006/01/2026A15,97006/01/2027 (2)Common Stock15,970$015,970D
Stock Option (Right to Buy)$37.5305/28/202105/28/2027Common Stock2,2232,223D
Stock Option (Right to Buy)$40.906/02/202206/02/2028Common Stock3,7143,714D
Stock Option (Right to Buy)$8.106/10/202306/10/2029Common Stock13,88213,882D
Stock Option (Right to Buy)$14.8208/10/202408/10/2033Common Stock8,3538,353D
Stock Option (Right to Buy)$13.7106/01/202506/01/2034Common Stock8,6728,672D
Stock Option (Right to Buy)$7.2806/01/202606/01/2035Common Stock16,10716,107D
Explanation of Responses:
1. Reflects release of restricted stock units that were previously reported on a Form 4.
2. Once vested, the shares of common stock are not subject to expiration.
Remarks:
/s/ Ali Olivo, Attorney-in-Fact06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did NeoGenomics (NEO) director Michael Aaron Kelly report on this Form 4?

He reported equity compensation changes, including exercising 23,077 restricted stock units into common stock and receiving new grants of restricted stock units and stock options, all dated June 1, 2026, with no open-market share sales disclosed.

How many NeoGenomics (NEO) common shares does Michael Aaron Kelly now hold?

He directly holds 67,086 NeoGenomics common shares after the restricted stock unit release. An additional 5,000 shares are held indirectly through the Michael and Bonnie Kelly Revocable Trust, according to the ownership details provided.

What new restricted stock units did Michael Aaron Kelly receive from NeoGenomics (NEO)?

He received a grant of 15,970 restricted stock units on June 1, 2026. These units are scheduled to convert into an equal number of NeoGenomics common shares when they vest on June 1, 2027, assuming applicable vesting conditions are satisfied.

What new stock options were granted to Michael Aaron Kelly by NeoGenomics (NEO)?

He was granted 11,069 stock options with a $10.52 exercise price on June 1, 2026. These options become exercisable on June 1, 2027 and are scheduled to expire on June 1, 2036, if not exercised earlier.

Did Michael Aaron Kelly buy or sell NeoGenomics (NEO) shares in the market?

The filing shows no open-market purchases or sales. Activity reflects a derivative exercise of 23,077 restricted stock units into common shares and new equity grants, which are compensation-related rather than discretionary market trading transactions.

What other stock options does Michael Aaron Kelly hold in NeoGenomics (NEO)?

He holds several existing option awards over NeoGenomics common stock, including grants with exercise prices of $7.28, $8.10, $13.71, $14.82, $37.53, and $40.90 per share, with expiration dates from 2027 through 2035.