Neogen CEO amends Form 3 for son-held shares

NEOGEN CORP CEO Nassif Mikheal filed an amended Form 3 reporting indirect holdings of company common shares held by his son.

Accepted by SEC EDGAR 11/07/2025 - 12:12 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

NEOGEN CORP CEO Nassif Mikheal filed an amended Form 3 reporting indirect holdings of company common shares held by his son. The amendment lists two indirect positions of 318 and 302 common shares as of August 11, 2025. A footnote states that Mikheal disclaims beneficial ownership of these securities, meaning he does not acknowledge them as his own holdings for Section 16 or other purposes.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Nassif Mikheal

Role CEO

Type	Security	Shares	Price	Value
Holding	Common Shares	--	--	--
Holding	Common Shares	--	--	--

Holdings: Common Shares — 620 shares (Indirect, By son)

Footnotes (1)

1. F1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Neogen (NEOG) Form 3/A filed by CEO Nassif Mikheal report?

The Form 3/A reports indirect holdings of Neogen common shares held by the CEO’s son. It lists two indirect positions of 318 and 302 shares as of August 11, 2025, and includes a disclaimer that the CEO does not admit beneficial ownership of these securities.

Did Neogen (NEOG) CEO Nassif Mikheal buy or sell shares in this Form 3/A filing?

The Form 3/A does not report any explicit share purchases or sales by the CEO. It characterizes the entries as holdings with unknown transaction codes, reflecting indirect ownership through his son and accompanied by a disclaimer of beneficial ownership under Section 16 rules.

How many Neogen (NEOG) shares are reported as indirectly owned through the CEO’s son?

The amendment shows two indirect holdings of Neogen common shares held by the CEO’s son. One line reports 318 shares and another reports 302 shares as of August 11, 2025, both classified as indirect ownership "By son" on the Form 3/A.

Why does the Neogen (NEOG) Form 3/A include a disclaimer of beneficial ownership?

The filing states that the reporting person disclaims beneficial ownership of the son-held shares. This means the CEO does not concede that these indirectly held securities are his for Section 16 or any other legal purpose, even though they are reported in the amended ownership statement.

Does the Neogen (NEOG) Form 3/A change the CEO’s direct ownership position?

The Form 3/A concerns indirect holdings and does not describe changes in direct ownership. It focuses on common shares held "By son" and clarifies, via footnote, that beneficial ownership of these securities is disclaimed, limiting their relevance to the CEO’s own reported stake.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Nassif Mikheal

(Last) (First) (Middle)

620 LESHER PLACE

(Street)

LANSING MI 48912

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2025

3. Issuer Name and Ticker or Trading Symbol
NEOGEN CORP [ NEOG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

5. If Amendment, Date of Original Filed (Month/Day/Year)
08/19/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares	318	I	By son(1)
Common Shares	302	I	By son(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

	Christopher Sefcheck (Attorney in Fact)	11/07/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.