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NEOGEN director Pelossof receives 20,558 options

Both awards vest in equal annual installments on each of the first three grant anniversaries.

(Moderate)

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Form Type
4

Rhea-AI Filing Summary

Avi Pelossof, a director of NEOGEN Corp., received an award of options covering 20,558 common shares at a $12.24 exercise price and 9,804 restricted stock units on October 1, 2026. His reported direct positions after the awards were 20,558 options and 9,804 restricted stock units. Both awards vest in equal annual installments on each of the first three grant anniversaries; the options expire October 1, 2036.

Insider Pelossof Avi
Role Director
Type Security Shares Price Value
Grant/Award Common Stock (Right to Buy) F1 20,558 $0.00 $0.00
Grant/Award Restricted Stock Units F1 9,804 $12.24 $120K
Holdings After Transaction: Common Stock (Right to Buy) — 20,558 contracts (Direct); Restricted Stock Units — 9,804 shares (Direct)
Footnotes (1)
  1. F1. Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants
Options awarded 20,558 shares Awarded October 1, 2026; reported direct position after the award
Exercise price $12.24 per share Options awarded October 1, 2026
Restricted stock units awarded 9,804 units Awarded October 1, 2026; reported direct position after the award
Vesting schedule 3 annual installments On each of the first three grant anniversaries
Option expiration date October 1, 2036 Options awarded October 1, 2026
Restricted Stock Units financial
"Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Options financial
"Options and RSUs vest in equal annual installments"
Options are contracts that give investors the right to buy or sell an asset at a specific price within a certain time frame. They function like a reservation or a ticket that allows for potential profit or protection against price changes, making them useful tools for managing investment risks or speculating on market movements.
annual installments financial
"vest in equal annual installments on each of the first three anniversary dates"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What awards did NEOG director Avi Pelossof receive?

Avi Pelossof, a NEOGEN Corp. director, received an award covering 20,558 options on October 1, 2026, with a $12.24 exercise price, and 9,804 restricted stock units; those were his reported direct positions after the awards.

When do Avi Pelossof's NEOG awards vest, and when do the options expire?

Both the options and restricted stock units vest in equal annual installments on each of the first three grant anniversaries; the options expire October 1, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pelossof Avi

(Last)(First)(Middle)
620 LESHER PLACE

(Street)
LANSING MICHIGAN 48912

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NEOGEN CORP [ NEOG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Units10/01/2026A9,804(1)A$12.249,804D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Stock (Right to Buy)$12.2410/01/2026A20,558 (1)10/01/2036Common Stock20,558$020,558D
Explanation of Responses:
1. Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants
Christopher Sefcheck (attorney in fact)10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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