Neovolta SEC Filings

NeoVolta Inc. reported an equity compensation award to its Chief Technology Officer on a Form 4. On 10/01/2025, the officer received 450,000 restricted stock units (RSUs), each representing a contingent right to receive one share of NeoVolta common stock.

The RSUs vest in 12 equal quarterly installments, conditioned on the officer’s continued service with the company on each vesting date. Following this grant, the officer beneficially owns 450,000 derivative securities directly. The award was issued in connection with the officer’s employment.

NeoVolta Inc. filed a Section 16 ownership report for its Chief Technology Officer, Thomas Enzendorfer, for an event dated 10/01/2025. The filing shows indirect beneficial ownership of 104,580 shares of NeoVolta common stock.

These shares are held in a trust for the benefit of the officer’s spouse and children. The reporting person disclaims beneficial ownership of these securities, and the report states it should not be considered an admission of beneficial ownership for Section 16 or for any other purpose.

NeoVolta, Inc. reported that it entered into subscription agreements with accredited investors for a private placement of 5,200,000 shares of common stock at $2.50 per share. This unregistered sale of equity securities is expected to close on or about December 1, 2025.

The company states that gross proceeds from the offering were approximately $13.0 million, before deducting offering expenses. This transaction provides new cash to NeoVolta in exchange for issuing additional common shares, which increases the total number of shares held by investors.

NeoVolta (NEOV) filed its quarterly report for the period ended September 30, 2025. Revenue rose to $6,650,258 from $590,236 a year ago as new sales channels expanded. Gross profit was $1,577,252, yielding a gross margin of about 24%. Operating expenses increased to $2,431,580, and interest expense reached $389,134, resulting in a net loss of $1,243,322, or $0.04 per share.

Cash was $889,819, with accounts receivable of $5,210,379 and inventory of $1,478,780. The company used $2,494,069 in operating cash flow and reported financing inflows of $2,589,052, including use of short‑term borrowings. Short‑term notes payable were $4,142,275 and the balance on a $5,000,000 line of credit was $633,538 at 16% interest. Four dealers accounted for approximately 35%, 18%, 11% and 11% of quarterly revenue. Subsequent events included an asset purchase from Neubau for approximately $1.5 million (cash and 200,000 shares), potential earn‑outs up to 4,000,000 shares, a $10 per‑unit royalty, a lease extension with future payments of about $1.2 million, and a 200,000‑share debt-for-equity exchange reducing principal by $500,000. The company reported a material weakness in disclosure controls due to lack of segregation of duties.

NeoVolta, Inc. (NEOV) will hold its 2025 Annual Meeting on December 10, 2025 at 10:00 A.M. PT at 12195 Dearborn Place, Poway, CA. Stockholders are asked to elect five directors—Ardes Johnson, Steve Bond, Susan Snow, John Hass, and Chandler Weeks—and ratify MaloneBailey, LLP as independent auditor for the fiscal year ending June 30, 2026.

Only holders of record at the close of business on October 17, 2025 may vote. There were 34,733,692 shares outstanding as of the Record Date. Directors are elected by a plurality of votes cast; auditor ratification requires a majority of voting power present. A majority of outstanding shares constitutes a quorum.

The Board reports a majority of independent directors, fully independent audit, compensation, and nominating committees, and policies prohibiting hedging, pledging, and short sales by insiders. The proxy materials and 2025 Annual Report are available via SEC “Notice and Access.”

NeoVolta, Inc. (NEOV) furnished a press release announcing its financial results for the fiscal quarter ended September 30, 2025. The press release is included as Exhibit 99.1.

The company stated that the information in this report, including the exhibit, is being furnished and is not deemed “filed” under the Exchange Act. NeoVolta’s securities trade on Nasdaq under the symbols NEOV (common stock) and NEOVW (warrants). The report was signed by Chief Financial Officer Steve Bond.

NeoVolta Inc. director Brent Willson reported a sale of 500,000 common shares on 10/08/2025 at a stated price of $0.01 per share, reducing his reported direct and indirect holdings to 3,550,000 shares. The filing shows the sold shares were transferred in a private transaction and are described as restricted securities. Holdings after the sale include 3,500,000 shares held by Canmore International, Inc., an entity affiliated with the reporting person, and 50,000 shares held directly by Mr. Willson.

The Form 4 indicates the reporting person is a director and the filing was signed on 10/10/2025. No derivative transactions or other securities types are reported on the form. The disclosure is a routine insider reporting of a share disposition under Section 16.

NeoVolta, Inc. disclosed two material agreements dated October 1, 2025. The company entered into an Asset Purchase Agreement with Neubau Energy Inc. and Neubau shareholders to acquire specified assets, and separately executed an Employment Agreement with Thomas Enzendorfer on the same date. The filing includes an interactive XBRL cover file and is signed by Steve Bond, Chief Financial Officer. These items indicate a completed transaction framework and a named executive employment arrangement recorded as material events.