Welcome to our dedicated page for Neovolta SEC filings (Ticker: NEOV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to NeoVolta Inc.’s (NASDAQ: NEOV) U.S. Securities and Exchange Commission filings, along with AI-assisted tools to help interpret the information. NeoVolta is a Nevada-incorporated, U.S.-based energy technology company that designs and manufactures battery energy storage systems for residential, commercial, and utility applications. Its SEC filings offer detailed insight into the company’s financial performance, capital structure, governance, and material transactions.
Through annual reports on Form 10-K and quarterly reports on Form 10-Q, NeoVolta discloses revenue from contracts with customers, cost of goods sold, operating expenses, cash flows, and liquidity metrics. These reports also describe business strategy, risk factors, and developments such as expansion into new sales channels, manufacturing initiatives, and product introductions. Current reports on Form 8-K document specific events, including asset purchase agreements, private placement financings, executive appointments, preliminary financial results, and joint venture arrangements.
Proxy materials, such as the definitive proxy statement on Schedule 14A, outline NeoVolta’s board composition, director elections, executive compensation plans, equity incentive programs, and the appointment of independent registered public accounting firms. Other filings may include information on unregistered sales of equity securities and related capital-raising activities.
On this page, users can review NeoVolta’s 10-K and 10-Q filings with AI-generated summaries that highlight key sections, as well as 8-K current reports that explain material events in plain language. Filings related to equity issuances and insider or management arrangements can help readers understand ownership and incentive structures. Real-time updates from EDGAR ensure that new filings appear promptly, while AI tools assist in navigating complex documents so investors and researchers can focus on the disclosures most relevant to NeoVolta’s energy storage business.
NeoVolta Inc. Chief Financial Officer Steve Bond reported two equity compensation changes involving derivative securities. On February 23, 2026, he disposed of 240,000 restricted stock units back to the company in an issuer disposition and received a new employee stock option grant for 352,531 shares.
The footnotes explain that each restricted stock unit represented one share of common stock and that the RSUs had been scheduled to vest annually starting February 4, 2026, conditioned on continued employment. The newly granted options vest 25% on issuance and 25% on each of February 4, 2027, February 4, 2028, and February 4, 2029, subject to his continued service.
NeoVolta Inc. director and CEO Henry Ardes Johnson reported two equity compensation changes. He disposed of 1,280,000 restricted stock units in a transaction coded as a disposition to the issuer, reducing his RSU balance to zero. He was also granted 1,880,166 employee stock options at an exercise price of $0.00 per share, leaving him with 1,880,166 options held directly. According to the disclosure, these options vest 25% on issuance and 25% on each of April 19, 2026, April 19, 2027, and April 19, 2028, subject to his continued service.
NeoVolta, Inc. updated long-term incentives for its top executives by canceling existing restricted stock units and replacing them with new stock options under its 2019 Stock Plan. RSUs covering 1,280,000 shares for CEO Ardes Johnson and 240,000 shares for CFO Steve Bond were canceled.
The company granted Johnson options to purchase 1,880,166 shares and Bond options for 352,531 shares at an exercise price of $3.54, equal to the common stock closing price on the grant date. Johnson’s options vest 25% at grant and 25% on each of April 19, 2026, 2027, and 2028, expiring February 23, 2031. Bond’s options vest 25% at grant and 25% on each of February 4, 2027, 2028, and 2029, also expiring February 23, 2031.
NeoVolta, Inc. reported rapid growth but higher losses for the quarter ended December 31, 2025. Quarterly revenue rose to $4.65 million from $1.07 million a year earlier, and six‑month revenue climbed to $11.30 million from $1.66 million, driven by expanded sales channels beyond Southern California.
Despite this growth, profitability deteriorated. NeoVolta posted a quarterly net loss of $5.54 million versus $0.97 million and a six‑month net loss of $6.78 million versus $1.94 million, mainly from sharply higher general and administrative costs of $7.46 million over six months, including $3.02 million of non‑cash stock compensation and expenses tied to new leadership and staff.
Cash flow from operations used $4.58 million in the first half, leaving cash of $0.24 million at December 31, 2025, alongside a line‑of‑credit balance of $0.63 million and $2.88 million in short‑term notes. The company bolstered liquidity with a December 2025 private offering raising $3.0 million, a January
NeoVolta acquired assets from Neubau Energy for about $1.5 million, adding intellectual property and equipment, and formed a battery manufacturing joint venture in the southeastern U.S. where it holds
NeoVolta, Inc. filed an amended report to clarify the circumstances of a recent leadership change. The company previously reported the termination of employment of an officer but omitted that it resulted from the officer’s own resignation.
The amendment states that on January 30, 2026, Chief Product Officer Michael Mendik resigned from NeoVolta, effective immediately. No additional details about the reasons for his departure or any related compensation changes are provided in this excerpt.
NeoVolta, Inc. reported a leadership change, stating that Chief Product Officer Michael Mendik was terminated effective immediately on January 30, 2026. The current report on Form 8-K identifies this as a departure of a certain officer under the item covering director and officer changes.
The filing is signed on behalf of NeoVolta by Chief Financial Officer Steve Bond, indicating board-level awareness and formal approval of the disclosure. No successor, compensation details, or additional context are provided in this excerpt.
Davidson Kempner Capital Management and related funds report beneficial ownership of 1,704,185 shares of NeoVolta Inc. common stock, or 4.45% of the class. This percentage is based on 38,296,525 shares outstanding as disclosed in NeoVolta’s January 23, 2026 prospectus.
The filing shows that the Davidson Kempner entities now own 5 percent or less of NeoVolta’s common stock, after previously being deemed to hold more than 5 percent as of the event date of January 22, 2026. The reporting parties certify the shares are not held to change or influence control of NeoVolta.
NeoVolta, Inc. is conducting a registered direct primary offering of 2,100,841 shares of common stock at $4.76 per share, raising gross proceeds of approximately $10.0 million. After placement agent fees and estimated expenses, the company expects net proceeds of about $9.2 million, which it plans to use for working capital, capital expenditures, and general corporate purposes, including further development and marketing of its energy storage products.
The offering is being arranged on a reasonable best-efforts basis by Needham & Company as sole placement agent, with expected closing around January 26, 2026, subject to customary conditions. NeoVolta notes that new investors will experience immediate dilution relative to the company’s historical net tangible book value and that future equity issuances, option and warrant exercises, and RSU settlements could cause further dilution.
NeoVolta, Inc. entered into a securities purchase agreement for a registered direct offering of 2,100,841 shares of common stock at $4.76 per share. This is expected to generate approximately $10 million in gross proceeds, which the company plans to use for working capital and general corporate purposes. The closing is expected on or about January 26, 2026, subject to customary conditions.
NeoVolta also provided preliminary financial data, indicating cash and cash equivalents of $242,434 as of December 31, 2025. For the three months ended December 31, 2025, it anticipates revenue between $4.4 million and $4.6 million and gross profit between $700,000 and $800,000, noting these figures are estimates and may change after normal closing procedures.
NeoVolta, Inc. entered into an Operating Agreement and a related Contribution Agreement to form NeoVolta Power, LLC, a Delaware company created to jointly own and operate a domestic battery energy storage manufacturing facility in Georgia. NeoVolta, NPJV MANAGER LLC and Can Current Corporation will be members of the new venture.
NeoVolta agreed to provide up to
A five‑member Board of Managers, with three managers designated by NeoVolta and two by NMC, will govern the venture. The agreements address capital contribution defaults, income and cash distribution policies, restrictions on transfers, protections related to foreign entity compliance, and potential dissolution events, giving structure to how the manufacturing business will be funded, managed, and eventually wound down if necessary.