NEOV insider sale trims Brent Willson stake to 3.55M shares

Rhea-AI Filing Summary

NeoVolta Inc. director Brent Willson reported a sale of 500,000 common shares on 10/08/2025 at a stated price of $0.01 per share, reducing his reported direct and indirect holdings to 3,550,000 shares. The filing shows the sold shares were transferred in a private transaction and are described as restricted securities. Holdings after the sale include 3,500,000 shares held by Canmore International, Inc., an entity affiliated with the reporting person, and 50,000 shares held directly by Mr. Willson.

The Form 4 indicates the reporting person is a director and the filing was signed on 10/10/2025. No derivative transactions or other securities types are reported on the form. The disclosure is a routine insider reporting of a share disposition under Section 16.

Insights

Corporate Governance Analyst

Director sale reduces insider stake to 3.55M shares, largely held via an affiliated entity.

The reported sale of 500,000 shares on 10/08/2025 was a private transaction and the shares are labeled as restricted securities, which affects secondary trading flexibility. The filing shows that the majority of remaining holdings (3,500,000 shares) are held by Canmore International, Inc., an affiliated entity, with 50,000 shares held directly.

Primary dependencies include any lock-up or transfer restrictions tied to the restricted designation and the corporate relationship with Canmore International. Investors may watch subsequent Section 16 filings for further changes over the next several weeks to months.

Securities Transactions Specialist

Transaction recorded as a sale at a nominal price with restricted status noted.

The sale price is listed as $0.01 per share and the report categorizes the transaction code as an S (sale). The Form 4 lists no options, warrants, or derivative instruments tied to this transaction, simplifying interpretation of immediate dilutive effects.

Material considerations are the private nature of the sale and the restricted classification, which can limit resale timing; monitor additional filings for any open-market sales or transfers within 30–90 days.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Willson Brent

(Last) (First) (Middle)

C/O NEOVOLTA, INC.

13651 DANIELSON STREET, SUITE A

(Street)

POWAY CA 92064

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NeoVolta Inc. [ NEOV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/08/2025		S		500,000	D	$0.01(1)	3,550,000	I(2)	See Footnote 2

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were sold in a private transaction and are deemed to be "restricted securities" pursuant to the Securities Act of 1933, as amended.

2. Includes 3,500,000 shares held by Canmore International, Inc., an entity affiliated with the reporting person, and 50,000 shares held directly by the reporting person.

	/s/ Brent Willson	10/10/2025
	** Signature of Reporting Person	Date
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