Welcome to our dedicated page for NeoVolta SEC filings (Ticker: NEOV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NeoVolta Inc. filings document material-event disclosures for a Nevada energy storage company with Nasdaq-listed common stock and warrants. Recent 8-K and 8-K/A reports cover definitive agreements, registered direct and sales-agreement equity financing arrangements, common-stock issuance terms, warrant security disclosures and use-of-proceeds language for working capital and general corporate purposes.
The company’s regulatory record also covers governance and compensation matters, including annual-meeting voting results, officer changes, restricted stock unit cancellations and replacement option awards. Filings related to NeoVolta Power describe operating-agreement changes for the Georgia battery energy storage manufacturing joint venture and its ownership and control structure.
NeoVolta Inc. (NEOV) entered into a new secured Loan, Security and Guaranty Agreement providing term loans with an aggregate principal amount of $20,000,000, with a potential increase of up to an additional $10,000,000 upon mutual agreement and satisfaction of specified conditions including warrant issuance.
The loans bear 10.00% annual interest, mature on March 3, 2028, and require monthly amortization starting December 4, 2026, with each payment equal to the greater of $1,250,000 or 7.5% of the prior month’s trading value of the common stock, capped at $2,000,000 per payment date. They are secured by a first priority lien on substantially all assets of NeoVolta and its subsidiaries and include covenants such as a Minimum Cushion Requirement and a requirement to maintain at least $5,000,000 of consolidated cash on hand.
In connection with the financing, NeoVolta issued five-year warrants to the lenders for 1,454,545 common shares at an exercise price of $3.30 per share, with up to 727,273 additional warrant shares possible if the loan is upsized, all subject to a 4.99% beneficial ownership cap and a 19.99% Nasdaq-related “Cap Allocation Amount.” NeoVolta also granted registration rights, agreeing to file a Form S-3 within 30 days to register the resale of the warrant shares.
Infinite Grid Capital, LP and Infinite Grid Capital Fund I, LP report their beneficial ownership of NeoVolta, Inc. common stock. As of June 30, 2026, Infinite Grid Capital may be deemed to beneficially own 4,500,000 shares of NeoVolta common stock, including 4,000,000 shares held for the account of Fund I and 500,000 shares held for its own account.
Based on 58,863,247 shares of NeoVolta common stock outstanding as of August 3, 2026, this position represents 7.6% of the class. Infinite Grid Capital reports sole voting and dispositive power over the 4,500,000 shares, with no shared voting or dispositive power.
NeoVolta, Inc. has filed a resale registration covering up to 4,500,000 shares of common stock held by Infinite Grid Capital, LP. The shares consist of 500,000 shares issued as a consulting signing fee and 4,000,000 shares purchased in a February 2026 private placement. NeoVolta will not receive proceeds from any resale; it is only bearing registration and related expenses.
The company is a U.S.-based energy technology business expanding from residential and small commercial storage into a vertically integrated platform across residential, commercial and industrial, and utility-scale markets. It holds an 80% interest in NeoVolta Power, LLC, a joint venture building a utility-scale battery manufacturing facility in Pendergrass, Georgia, with approximately 210,000 square feet of leased manufacturing space. As of August 3, 2026, 58,863,247 shares of common stock were outstanding, and NeoVolta’s stock traded on Nasdaq under the symbol NEOV at a closing price of $2.835 per share on August 7, 2026.
NeoVolta Inc. director John A. Hass reported an open-market purchase of Common Stock. On June 11, 2026, he bought 25,000 shares at $1.92 per share. Following this transaction, his direct holdings increased to 101,190 Common Stock shares.
NeoVolta Inc. director and Executive Vice President Steve Bond reported an open-market purchase of the company’s Common Stock. He bought 43,000 shares on June 1, 2026 at an average price of $1.9913 per share, bringing his directly held stake to 840,000 shares. This was a non-derivative transaction classified as a standard open-market or private purchase.
NeoVolta Inc. completed an underwritten public stock offering of 12,195,122 common shares at $2.05 per share, for expected gross proceeds of about $25.0 million and net proceeds of approximately $23.5 million after estimated expenses. The company also granted underwriters a 30‑day option to buy up to an additional 1,829,268 shares. NeoVolta plans to use the cash to fund joint venture obligations, working capital, and general corporate purposes. The deal includes a 6.0% underwriting discount, a cap of $100,000 on reimbursed expenses, and 60‑day lock‑ups for the company and insiders. Separately, NeoVolta signed a non‑binding letter of intent with Infinite Grid Capital for potential supply of about 1.1 GWh of utility‑scale battery energy storage systems across three U.S. project opportunities.
NeoVolta is offering 12,195,122 shares of common stock at $2.05 per share in a firm-commitment underwritten offering. The offering price implies gross proceeds of approximately $25.0 million and expected net proceeds to the company of approximately $23.5 million, before expenses. The underwriter has a 30-day option to purchase up to an additional 1,829,268 shares (15%). After this offering NeoVolta expects to have 56,606,423 shares outstanding (58,435,691 if the option is exercised). The company states it will use net proceeds to fund joint venture obligations and for working capital and general corporate purposes. The prospectus supplement also discloses a non-binding LOI for potential utility-scale supply opportunities totaling approximately 1.1 GWh across three projects.
NeoVolta, Inc. is conducting a primary offering of its common stock and related pre-funded warrants pursuant to a prospectus supplement to its shelf registration. The offering permits purchasers who would breach a 4.99% ownership cap (or elect 9.99%) to buy pre-funded warrants instead of shares, exercisable for one share at an exercise price of $0.001. The pre-funded warrants will not be listed and will be exercisable upon issuance; shares issued on exercise are expected to trade on Nasdaq under the symbol NEOV. The prospectus supplement discloses a non-binding LOI with Infinite Grid Capital for potential utility-scale supply opportunities totaling approximately 1.1 GWh across three project clusters. Use of proceeds is stated as funding joint venture obligations, working capital and general corporate purposes.
NeoVolta Inc. executive vice president and director Steve Bond reported an open-market purchase of 47,000 shares of the company’s common stock at an average price of $2.0879 per share. Following this transaction, he directly holds 797,000 shares, indicating he increased but largely maintained his existing position.
Nealis Jing reported acquisition or exercise transactions in this Form 4 filing.
NeoVolta Inc. reported that Chief Financial Officer Nealis Jing received two grants of restricted stock units as part of employment compensation. The awards cover 25,000 and 1,000,000 restricted stock units, each representing a right to receive one share of common stock at no purchase price.
The 25,000-unit grant vests 33% on the one-year anniversary of the grant date, with the remaining 67% vesting in eight quarterly installments, contingent on continued service. The 1,000,000-unit grant vests upon the successful completion of specified financial metrics and continued service, aligning a substantial portion of the CFO’s potential equity with performance outcomes.