NeoVolta Inc. filings document material-event disclosures for a Nevada energy storage company with Nasdaq-listed common stock and warrants. Recent 8-K and 8-K/A reports cover definitive agreements, registered direct and sales-agreement equity financing arrangements, common-stock issuance terms, warrant security disclosures and use-of-proceeds language for working capital and general corporate purposes.
The company’s regulatory record also covers governance and compensation matters, including annual-meeting voting results, officer changes, restricted stock unit cancellations and replacement option awards. Filings related to NeoVolta Power describe operating-agreement changes for the Georgia battery energy storage manufacturing joint venture and its ownership and control structure.
NeoVolta Inc. asks stockholders to vote at its December 22, 2026 annual meeting on five director nominees, auditor ratification, the 2026 Stock Plan, an increase in authorized common shares from 100,000,000 to 150,000,000, and adjournment authority. The Board recommends “FOR” each proposal.
A May 12, 2026 consulting agreement with Infinite Grid Capital, a holder of more than 5% of NeoVolta’s common stock, provides 500,000 shares for prior and ongoing services, plus success fees on qualifying offtake agreements: 5.0%, 4.0% or 3.0% of Project Equipment Revenue by contracted-capacity tier, capped at $3,000,000 per agreement. Fees may be paid in cash, shares, prefunded warrants or a combination. IGC also has a preemptive right in company financings intended for the joint venture through December 31, 2027 and may designate a non-voting board observer.
NeoVolta acquired certain assets from Neubau Energy for $500,000 in cash ($100,000 to Neubau Energy and $400,000 to its shareholders) and 200,000 shares to shareholders. NeoVolta also agreed to issue Neubau Energy up to 4,000,000 additional shares tied to revenue and product-launch milestones and pay a $10.00-per-unit royalty for three years. COO Amany Ibrahim serves on Neubau’s board and is affiliated with a Neubau shareholder.
NeoVolta, Inc. adopted its Third Amended and Restated Bylaws, effective October 30, 2026. The bylaws set stockholder-meeting quorum at one-third of the voting power of shares issued and outstanding and entitled to vote; the prior bylaws required a majority. Directors are elected by plurality, while other questions are decided by a majority of votes cast, with votes in favor exceeding votes against. Abstentions and broker non-votes count toward quorum but not as votes for or against a question or nominee. The Board may amend the bylaws by majority vote of its directors, and stockholders may amend them by majority vote of the voting power of outstanding voting securities. The prior bylaws required a 66 2/3% Board vote to amend.
NeoVolta Inc. amended its fiscal 2026 annual report to add director, compensation, ownership, related-party and auditor-fee disclosures. The amendment includes no financial statements and otherwise leaves the original report unchanged. The board determined that all directors except CEO Ardes Johnson and EVP Steve Bond are independent under Nasdaq rules.
Fiscal 2026 total compensation was $1,688,542 for CFO Jing Nealis, including $1,600,000 in stock awards, and $2,361,000 for COO Amany Ibrahim, including $2,173,500 in stock awards. From July 1, 2026, non-employee directors are to receive $50,000 in annual cash fees plus annual restricted stock units with a grant-date fair value of $100,000, or $125,000 for the chair.
NeoVolta issued Infinite Grid Capital, a holder of more than 5% of its common stock, 500,000 shares for consulting services and entering the agreement; success fees for qualifying offtake agreements are capped at $3,000,000 per agreement. In a related-party asset purchase from Neubau Energy, whose board includes COO Amany Ibrahim, NeoVolta paid $500,000 cash and issued 200,000 shares, with up to 4,000,000 additional shares tied to milestones and a $10.00-per-unit royalty for three years after closing.
NeoVolta Inc. director John A. Hass purchased 25,000 shares of common stock at $2.61 per share on September 30, 2026. His reported direct holdings after the purchase were 126,190 shares. No Rule 10b5-1 plan is reported for the purchase.
NeoVolta registered for resale up to 1,454,545 shares of common stock issuable upon exercise of warrants issued to lenders on September 4, 2026. The company will receive no proceeds from selling-stockholder resales; if all warrants are exercised for cash at the current $3.30 exercise price, NeoVolta would receive approximately $4.8 million in gross proceeds, intended for general corporate purposes.
The related loan agreement provides for $20 million in term loans, with a potential increase of up to $10 million subject to the agreement’s conditions. The loans bear 10.00% annual interest, mature March 3, 2028, and are secured by a first-priority interest in substantially all company and subsidiary assets. Scheduled amortization begins December 4, 2026; each payment is the greater of $1.25 million or 7.5% of the prior month’s value traded in common stock, capped at $2 million. The warrants have a five-year term and are subject to beneficial-ownership and share-allocation limits; issuance above the allocation cap requires stockholder approval.
NeoVolta, Inc. registered up to 1,454,545 shares of common stock for resale by selling stockholders upon warrant exercise. Resales may occur from time to time after the registration statement becomes effective; NeoVolta receives no proceeds from those sales. Issued September 4, 2026, the warrants are exercisable at any time after issuance at $3.30 per share, subject to adjustment, and have a five-year term. If all warrants are exercised for cash at the current exercise price, NeoVolta will receive approximately $4.8 million in gross proceeds for general corporate purposes.
The related loan agreement provides for $20 million in term loans, with a potential increase of up to an additional $10 million subject to its conditions. The loans bear 10.00% interest per annum, mature March 3, 2028, and have scheduled amortization payments beginning December 4, 2026; they are secured by a first-priority security interest in substantially all company and subsidiary assets. Exercises cannot cause a holder and its affiliates to exceed 4.9% of common shares outstanding immediately after exercise. A separate Cap Allocation Amount limits each holder to its pro rata share of 19.99% of shares outstanding on the issue date, less shares previously issued, unless stockholder approval permits issuance above that cap. NeoVolta had 59,013,247 common shares outstanding as of September 30, 2026.
NeoVolta, Inc. (NEOV) registered up to 4,500,000 common shares for resale by Infinite Grid Capital, LP. The shares comprise 500,000 issued for consulting services and 4,000,000 purchased in a February 5, 2026 private placement. NeoVolta will receive no proceeds from resales; it received $10,000,000 in gross proceeds from the private placement, priced at $2.50 per share. Shares outstanding were 58,863,247 as of August 3, 2026.
NeoVolta says the resale shares are significant relative to outstanding shares and warns that selling all or a substantial portion in a short period could adversely affect the stock price and its ability to raise equity capital. The company pays registration costs, while the selling shareholder bears its selling commissions, transfer taxes and other selling costs. Separately, NeoVolta holds an 80% interest in a Georgia battery-manufacturing joint venture; its facility is being built in phases, with the initial phase expected to be completed at the end of NeoVolta’s fiscal 2027 first quarter.