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NeoVolta (NEOV) S-3 Filings

NEOV NASDAQ

Here are the S-3 shelf registrations from NeoVolta Inc. (NEOV) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

An S-3 covers the shelf registration that lets an established company sell over time, so if you follow NEOV and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NEOV filings page.

Rhea-AI Summary

NeoVolta, Inc. registered up to 1,454,545 shares of common stock for resale by selling stockholders upon warrant exercise. Resales may occur from time to time after the registration statement becomes effective; NeoVolta receives no proceeds from those sales. Issued September 4, 2026, the warrants are exercisable at any time after issuance at $3.30 per share, subject to adjustment, and have a five-year term. If all warrants are exercised for cash at the current exercise price, NeoVolta will receive approximately $4.8 million in gross proceeds for general corporate purposes.

The related loan agreement provides for $20 million in term loans, with a potential increase of up to an additional $10 million subject to its conditions. The loans bear 10.00% interest per annum, mature March 3, 2028, and have scheduled amortization payments beginning December 4, 2026; they are secured by a first-priority security interest in substantially all company and subsidiary assets. Exercises cannot cause a holder and its affiliates to exceed 4.9% of common shares outstanding immediately after exercise. A separate Cap Allocation Amount limits each holder to its pro rata share of 19.99% of shares outstanding on the issue date, less shares previously issued, unless stockholder approval permits issuance above that cap. NeoVolta had 59,013,247 common shares outstanding as of September 30, 2026.

Rhea-AI Summary

NeoVolta, Inc. (NEOV) filed a shelf registration to offer up to $200,000,000 aggregate dollar amount of common stock, preferred stock, debt securities, warrants, purchase contracts or units. The company may sell the securities in one or more offerings directly or through underwriters, dealers or agents. Specific terms for each offering will appear in an accompanying prospectus supplement, and the securities may not be sold until the registration statement is effective.

NeoVolta describes its business as energy storage across residential, commercial and industrial, and utility-scale markets, and says it is transitioning from a storage manufacturer to an integrated energy solutions company. Since April 2024, its growth strategy has focused on sales-channel development, financing partnerships and next-generation storage solutions. Its common stock closed at $3.36 per share and publicly traded warrants at $1.00 per warrant on September 22, 2026. The company expects net proceeds to fund general corporate purposes, including additions to working capital and acquisitions.

Rhea-AI Summary

NeoVolta, Inc. has filed a resale registration covering up to 4,500,000 shares of common stock held by Infinite Grid Capital, LP. The shares consist of 500,000 shares issued as a consulting signing fee and 4,000,000 shares purchased in a February 2026 private placement. NeoVolta will not receive proceeds from any resale; it is only bearing registration and related expenses.

The company is a U.S.-based energy technology business expanding from residential and small commercial storage into a vertically integrated platform across residential, commercial and industrial, and utility-scale markets. It holds an 80% interest in NeoVolta Power, LLC, a joint venture building a utility-scale battery manufacturing facility in Pendergrass, Georgia, with approximately 210,000 square feet of leased manufacturing space. As of August 3, 2026, 58,863,247 shares of common stock were outstanding, and NeoVolta’s stock traded on Nasdaq under the symbol NEOV at a closing price of $2.835 per share on August 7, 2026.