Every 8-K that NeoVolta Inc. (NEOV) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow NEOV and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NEOV filings page.
NeoVolta Inc. (NEOV) entered into a new secured Loan, Security and Guaranty Agreement providing term loans with an aggregate principal amount of $20,000,000, with a potential increase of up to an additional $10,000,000 upon mutual agreement and satisfaction of specified conditions including warrant issuance.
The loans bear 10.00% annual interest, mature on March 3, 2028, and require monthly amortization starting December 4, 2026, with each payment equal to the greater of $1,250,000 or 7.5% of the prior month’s trading value of the common stock, capped at $2,000,000 per payment date. They are secured by a first priority lien on substantially all assets of NeoVolta and its subsidiaries and include covenants such as a Minimum Cushion Requirement and a requirement to maintain at least $5,000,000 of consolidated cash on hand.
In connection with the financing, NeoVolta issued five-year warrants to the lenders for 1,454,545 common shares at an exercise price of $3.30 per share, with up to 727,273 additional warrant shares possible if the loan is upsized, all subject to a 4.99% beneficial ownership cap and a 19.99% Nasdaq-related “Cap Allocation Amount.” NeoVolta also granted registration rights, agreeing to file a Form S-3 within 30 days to register the resale of the warrant shares.
NeoVolta Inc. completed an underwritten public stock offering of 12,195,122 common shares at $2.05 per share, for expected gross proceeds of about $25.0 million and net proceeds of approximately $23.5 million after estimated expenses. The company also granted underwriters a 30‑day option to buy up to an additional 1,829,268 shares. NeoVolta plans to use the cash to fund joint venture obligations, working capital, and general corporate purposes. The deal includes a 6.0% underwriting discount, a cap of $100,000 on reimbursed expenses, and 60‑day lock‑ups for the company and insiders. Separately, NeoVolta signed a non‑binding letter of intent with Infinite Grid Capital for potential supply of about 1.1 GWh of utility‑scale battery energy storage systems across three U.S. project opportunities.
NeoVolta reported third-quarter fiscal 2026 results and detailed major strategic steps. Revenue for Q3 FY2026 was $2.0 million, flat with Q3 FY2025, while nine‑month revenue rose to $13.3 million, up about 262% from $3.7 million. Gross profit was approximately $0.9 million with ~46% gross margin, versus $0.5 million and ~26% a year earlier.
Total operating expenses increased to about $3.6 million from $1.9 million, and net loss widened to $3.0 million, or $(0.08) per share, from $1.4 million, or $(0.04) per share, reflecting heavier investment in people, R&D and platform build‑out. As of March 31, 2026, cash was roughly $11.5 million, supplemented by a new $3.0 million revolving credit facility.
Strategically, NeoVolta received a first C&I purchase order from Luminia of about $1.9 million, increased its NeoVolta Power joint venture ownership to 80%, and confirmed Georgia plant equipment installation targeted for June 2026 with an initial 2 GWh annual capacity. The company also appointed seasoned finance executive Jing Nealis as Chief Financial Officer with a $425,000 base salary, a 1,000,000‑share RSU grant and performance‑based equity tied to customer payments thresholds.
NeoVolta, Inc. updated the structure of its NeoVolta Power, LLC joint venture and entered several new agreements tied to a planned U.S. battery energy storage manufacturing facility in Georgia. An amended and restated operating agreement removes NPJV Manager LLC as a member, increases authorized Class A Units from 60 to 80 for NeoVolta, and reduces Class B Units from 40 to 20, now all issuable to Can Current Corporation. Board size is cut from five to three managers, all designated by NeoVolta, while Can Current may appoint up to two non‑voting observers.
NeoVolta Power and Can Current signed an Asset Purchase Agreement for manufacturing equipment with a $9,000,000 price, payable in milestones of $2,000,000 upon shipment, $3,000,000 upon delivery, and $4,000,000 upon commissioning, plus certain excess U.S. tariffs and related import expenses. Separately, NeoVolta entered a Management Services Agreement with PotiSedge Technology Pte Ltd. under which PotiSedge will provide sales and marketing coordination services for NeoVolta’s commercial and industrial battery storage business in exchange for a 1,200,000‑share stock grant vesting in four semi‑annual installments, subject to forfeiture or accelerated vesting depending on termination circumstances.
NeoVolta, Inc. entered into a Sales Agreement with Needham & Company that establishes an at-the-market equity program allowing the company to sell shares of common stock with an aggregate offering price of up to $30,000,000 under its existing Form S-3 shelf registration.
The sales, if made, will occur from time to time through Needham as sales agent, with Needham earning a 3.0% commission on gross proceeds. NeoVolta plans to use any net proceeds for working capital and general corporate purposes, and is not obligated to sell any shares.
The filing also reports that the Board appointed Steve Bond as Executive Vice President effective March 26, 2026 and approved an amendment to his employment agreement, with his service as Chief Financial Officer scheduled to end on May 18, 2026.
NeoVolta, Inc. updated long-term incentives for its top executives by canceling existing restricted stock units and replacing them with new stock options under its 2019 Stock Plan. RSUs covering 1,280,000 shares for CEO Ardes Johnson and 240,000 shares for CFO Steve Bond were canceled.
The company granted Johnson options to purchase 1,880,166 shares and Bond options for 352,531 shares at an exercise price of $3.54, equal to the common stock closing price on the grant date. Johnson’s options vest 25% at grant and 25% on each of April 19, 2026, 2027, and 2028, expiring February 23, 2031. Bond’s options vest 25% at grant and 25% on each of February 4, 2027, 2028, and 2029, also expiring February 23, 2031.
NeoVolta, Inc. filed an amended report to clarify the circumstances of a recent leadership change. The company previously reported the termination of employment of an officer but omitted that it resulted from the officer’s own resignation.
The amendment states that on January 30, 2026, Chief Product Officer Michael Mendik resigned from NeoVolta, effective immediately. No additional details about the reasons for his departure or any related compensation changes are provided in this excerpt.
NeoVolta, Inc. reported a leadership change, stating that Chief Product Officer Michael Mendik was terminated effective immediately on January 30, 2026. The current report on Form 8-K identifies this as a departure of a certain officer under the item covering director and officer changes.
The filing is signed on behalf of NeoVolta by Chief Financial Officer Steve Bond, indicating board-level awareness and formal approval of the disclosure. No successor, compensation details, or additional context are provided in this excerpt.
NeoVolta, Inc. entered into a securities purchase agreement for a registered direct offering of 2,100,841 shares of common stock at $4.76 per share. This is expected to generate approximately $10 million in gross proceeds, which the company plans to use for working capital and general corporate purposes. The closing is expected on or about January 26, 2026, subject to customary conditions.
NeoVolta also provided preliminary financial data, indicating cash and cash equivalents of $242,434 as of December 31, 2025. For the three months ended December 31, 2025, it anticipates revenue between $4.4 million and $4.6 million and gross profit between $700,000 and $800,000, noting these figures are estimates and may change after normal closing procedures.
NeoVolta, Inc. entered into an Operating Agreement and a related Contribution Agreement to form NeoVolta Power, LLC, a Delaware company created to jointly own and operate a domestic battery energy storage manufacturing facility in Georgia. NeoVolta, NPJV MANAGER LLC and Can Current Corporation will be members of the new venture.
NeoVolta agreed to provide up to $40,000,000 in capital contributions in exchange for 60 Class A Membership Interests, with $15.0 million scheduled based on the Company’s working capital needs. CCC and NMC will receive 20 Class B Membership Interests each for technical and management services, with vesting dependent on separate services agreements that must be executed by March 31, 2026 or the related interests revert to the Company.
A five‑member Board of Managers, with three managers designated by NeoVolta and two by NMC, will govern the venture. The agreements address capital contribution defaults, income and cash distribution policies, restrictions on transfers, protections related to foreign entity compliance, and potential dissolution events, giving structure to how the manufacturing business will be funded, managed, and eventually wound down if necessary.
NeoVolta, Inc. reported the results of its annual shareholder meeting held on December 10, 2025. A total of 18,688,243 shares of common stock voted, representing about 54.3% of the 34,413,839 shares outstanding as of the October 17, 2025 record date.
All five director nominees — Ardes Johnson, Steve Bond, Chandler Weeks, Susan Snow, and John Hass — were elected to serve until the next annual meeting. Shareholders also ratified the appointment of MaloneBailey, LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2026, with 18,667,468 votes for, 12,809 against, and 7,966 abstentions.
NeoVolta, Inc. reported that it entered into subscription agreements with accredited investors for a private placement of 5,200,000 shares of common stock at $2.50 per share. This unregistered sale of equity securities is expected to close on or about December 1, 2025.
The company states that gross proceeds from the offering were approximately $13.0 million, before deducting offering expenses. This transaction provides new cash to NeoVolta in exchange for issuing additional common shares, which increases the total number of shares held by investors.
NeoVolta, Inc. (NEOV) furnished a press release announcing its financial results for the fiscal quarter ended September 30, 2025. The press release is included as Exhibit 99.1.
The company stated that the information in this report, including the exhibit, is being furnished and is not deemed “filed” under the Exchange Act. NeoVolta’s securities trade on Nasdaq under the symbols NEOV (common stock) and NEOVW (warrants). The report was signed by Chief Financial Officer Steve Bond.
NeoVolta, Inc. disclosed two material agreements dated October 1, 2025. The company entered into an Asset Purchase Agreement with Neubau Energy Inc. and Neubau shareholders to acquire specified assets, and separately executed an Employment Agreement with Thomas Enzendorfer on the same date. The filing includes an interactive XBRL cover file and is signed by Steve Bond, Chief Financial Officer. These items indicate a completed transaction framework and a named executive employment arrangement recorded as material events.