Welcome to our dedicated page for Neovolta SEC filings (Ticker: NEOV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to NeoVolta Inc.’s (NASDAQ: NEOV) U.S. Securities and Exchange Commission filings, along with AI-assisted tools to help interpret the information. NeoVolta is a Nevada-incorporated, U.S.-based energy technology company that designs and manufactures battery energy storage systems for residential, commercial, and utility applications. Its SEC filings offer detailed insight into the company’s financial performance, capital structure, governance, and material transactions.
Through annual reports on Form 10-K and quarterly reports on Form 10-Q, NeoVolta discloses revenue from contracts with customers, cost of goods sold, operating expenses, cash flows, and liquidity metrics. These reports also describe business strategy, risk factors, and developments such as expansion into new sales channels, manufacturing initiatives, and product introductions. Current reports on Form 8-K document specific events, including asset purchase agreements, private placement financings, executive appointments, preliminary financial results, and joint venture arrangements.
Proxy materials, such as the definitive proxy statement on Schedule 14A, outline NeoVolta’s board composition, director elections, executive compensation plans, equity incentive programs, and the appointment of independent registered public accounting firms. Other filings may include information on unregistered sales of equity securities and related capital-raising activities.
On this page, users can review NeoVolta’s 10-K and 10-Q filings with AI-generated summaries that highlight key sections, as well as 8-K current reports that explain material events in plain language. Filings related to equity issuances and insider or management arrangements can help readers understand ownership and incentive structures. Real-time updates from EDGAR ensure that new filings appear promptly, while AI tools assist in navigating complex documents so investors and researchers can focus on the disclosures most relevant to NeoVolta’s energy storage business.
NeoVolta, Inc. filed an amended report to clarify the circumstances of a recent leadership change. The company previously reported the termination of employment of an officer but omitted that it resulted from the officer’s own resignation.
The amendment states that on January 30, 2026, Chief Product Officer Michael Mendik resigned from NeoVolta, effective immediately. No additional details about the reasons for his departure or any related compensation changes are provided in this excerpt.
NeoVolta, Inc. reported a leadership change, stating that Chief Product Officer Michael Mendik was terminated effective immediately on January 30, 2026. The current report on Form 8-K identifies this as a departure of a certain officer under the item covering director and officer changes.
The filing is signed on behalf of NeoVolta by Chief Financial Officer Steve Bond, indicating board-level awareness and formal approval of the disclosure. No successor, compensation details, or additional context are provided in this excerpt.
Davidson Kempner Capital Management and related funds report beneficial ownership of 1,704,185 shares of NeoVolta Inc. common stock, or 4.45% of the class. This percentage is based on 38,296,525 shares outstanding as disclosed in NeoVolta’s January 23, 2026 prospectus.
The filing shows that the Davidson Kempner entities now own 5 percent or less of NeoVolta’s common stock, after previously being deemed to hold more than 5 percent as of the event date of January 22, 2026. The reporting parties certify the shares are not held to change or influence control of NeoVolta.
NeoVolta, Inc. is conducting a registered direct primary offering of 2,100,841 shares of common stock at $4.76 per share, raising gross proceeds of approximately $10.0 million. After placement agent fees and estimated expenses, the company expects net proceeds of about $9.2 million, which it plans to use for working capital, capital expenditures, and general corporate purposes, including further development and marketing of its energy storage products.
The offering is being arranged on a reasonable best-efforts basis by Needham & Company as sole placement agent, with expected closing around January 26, 2026, subject to customary conditions. NeoVolta notes that new investors will experience immediate dilution relative to the company’s historical net tangible book value and that future equity issuances, option and warrant exercises, and RSU settlements could cause further dilution.
NeoVolta, Inc. entered into a securities purchase agreement for a registered direct offering of 2,100,841 shares of common stock at $4.76 per share. This is expected to generate approximately $10 million in gross proceeds, which the company plans to use for working capital and general corporate purposes. The closing is expected on or about January 26, 2026, subject to customary conditions.
NeoVolta also provided preliminary financial data, indicating cash and cash equivalents of $242,434 as of December 31, 2025. For the three months ended December 31, 2025, it anticipates revenue between $4.4 million and $4.6 million and gross profit between $700,000 and $800,000, noting these figures are estimates and may change after normal closing procedures.
NeoVolta, Inc. entered into an Operating Agreement and a related Contribution Agreement to form NeoVolta Power, LLC, a Delaware company created to jointly own and operate a domestic battery energy storage manufacturing facility in Georgia. NeoVolta, NPJV MANAGER LLC and Can Current Corporation will be members of the new venture.
NeoVolta agreed to provide up to $40,000,000 in capital contributions in exchange for 60 Class A Membership Interests, with $15.0 million scheduled based on the Company’s working capital needs. CCC and NMC will receive 20 Class B Membership Interests each for technical and management services, with vesting dependent on separate services agreements that must be executed by March 31, 2026 or the related interests revert to the Company.
A five‑member Board of Managers, with three managers designated by NeoVolta and two by NMC, will govern the venture. The agreements address capital contribution defaults, income and cash distribution policies, restrictions on transfers, protections related to foreign entity compliance, and potential dissolution events, giving structure to how the manufacturing business will be funded, managed, and eventually wound down if necessary.
NeoVolta, Inc. reported the results of its annual shareholder meeting held on December 10, 2025. A total of 18,688,243 shares of common stock voted, representing about 54.3% of the 34,413,839 shares outstanding as of the October 17, 2025 record date.
All five director nominees — Ardes Johnson, Steve Bond, Chandler Weeks, Susan Snow, and John Hass — were elected to serve until the next annual meeting. Shareholders also ratified the appointment of MaloneBailey, LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2026, with 18,667,468 votes for, 12,809 against, and 7,966 abstentions.
NeoVolta Inc. reported an equity compensation award to its Chief Technology Officer on a Form 4. On 10/01/2025, the officer received 450,000 restricted stock units (RSUs), each representing a contingent right to receive one share of NeoVolta common stock.
The RSUs vest in 12 equal quarterly installments, conditioned on the officer’s continued service with the company on each vesting date. Following this grant, the officer beneficially owns 450,000 derivative securities directly. The award was issued in connection with the officer’s employment.
NeoVolta Inc. filed a Section 16 ownership report for its Chief Technology Officer, Thomas Enzendorfer, for an event dated 10/01/2025. The filing shows indirect beneficial ownership of 104,580 shares of NeoVolta common stock.
These shares are held in a trust for the benefit of the officer’s spouse and children. The reporting person disclaims beneficial ownership of these securities, and the report states it should not be considered an admission of beneficial ownership for Section 16 or for any other purpose.
NeoVolta, Inc. reported that it entered into subscription agreements with accredited investors for a private placement of 5,200,000 shares of common stock at $2.50 per share. This unregistered sale of equity securities is expected to close on or about December 1, 2025.
The company states that gross proceeds from the offering were approximately $13.0 million, before deducting offering expenses. This transaction provides new cash to NeoVolta in exchange for issuing additional common shares, which increases the total number of shares held by investors.