NeoVolta (NEOV) awards 450,000 RSUs to Chief Technology Officer

Rhea-AI Filing Summary

NeoVolta Inc. reported an equity compensation award to its Chief Technology Officer on a Form 4. On 10/01/2025, the officer received 450,000 restricted stock units (RSUs), each representing a contingent right to receive one share of NeoVolta common stock.

The RSUs vest in 12 equal quarterly installments, conditioned on the officer’s continued service with the company on each vesting date. Following this grant, the officer beneficially owns 450,000 derivative securities directly. The award was issued in connection with the officer’s employment.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Enzendorfer Thomas

(Last) (First) (Middle)

C/O NEOVOLTA, INC.

12195 DEARBORN PLACE

(Street)

POWAY CA 92064

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NeoVolta Inc. [ NEOV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Technology Officer

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/01/2025		A		450,000		(2)	(2)	Common Stock	450,000	(3)	450,000	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

2. The restricted stock units set forth in this table vests in 12 equal quarterly installments, subject to the grantee's continued service to the Company on each vesting date.

3. Issued in connection with the reporting person's employment with the Company.

	/s/ Thomas Enzendorfer	12/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did NeoVolta (NEOV) report in this Form 4?

NeoVolta reported that its Chief Technology Officer received 450,000 restricted stock units (RSUs) on 10/01/2025 as part of employment-related equity compensation.

How many NeoVolta (NEOV) shares are underlying the new RSU grant?

The grant covers 450,000 RSUs, and each RSU represents a contingent right to receive one share of NeoVolta common stock, for a total underlying amount of 450,000 shares.

What is the vesting schedule for the 450,000 RSUs at NeoVolta (NEOV)?

The 450,000 RSUs vest in 12 equal quarterly installments, and each installment is subject to the officer’s continued service with NeoVolta on the applicable vesting date.

Who received the RSU award reported by NeoVolta (NEOV)?

The award was granted to a company officer who serves as Chief Technology Officer of NeoVolta, and the Form 4 is signed by Thomas Enzendorfer.

Is the RSU ownership reported by the NeoVolta (NEOV) officer direct or indirect?

The filing shows that the officer beneficially owns 450,000 derivative securities on a direct (D) basis.

Why were the 450,000 RSUs issued by NeoVolta (NEOV)?

The explanation notes that the RSUs were issued in connection with the reporting person's employment with NeoVolta.