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NeoVolta (NEOV) CTO discloses indirect ownership of 104,580 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NeoVolta Inc. filed a Section 16 ownership report for its Chief Technology Officer, Thomas Enzendorfer, for an event dated 10/01/2025. The filing shows indirect beneficial ownership of 104,580 shares of NeoVolta common stock.

These shares are held in a trust for the benefit of the officer’s spouse and children. The reporting person disclaims beneficial ownership of these securities, and the report states it should not be considered an admission of beneficial ownership for Section 16 or for any other purpose.

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Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Enzendorfer Thomas

(Last) (First) (Middle)
C/O NEOVOLTA, INC.
12195 DEARBORN PLACE

(Street)
POWAY CA 92064

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025
3. Issuer Name and Ticker or Trading Symbol
NeoVolta Inc. [ NEOV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 104,580 I Held by Trust(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares are held in a trust for the benefit of the reporting person's spouse/children. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
/s/ Thomas Enzendorfer 12/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider position is reported for NeoVolta (NEOV) in this filing?

The filing reports that Thomas Enzendorfer is an officer of NeoVolta Inc., serving as Chief Technology Officer, and provides his beneficial ownership information.

How many NeoVolta (NEOV) shares are reported as beneficially owned?

The report shows indirect beneficial ownership of 104,580 shares of NeoVolta common stock in Table I.

How are the reported NeoVolta (NEOV) shares held by the insider?

The 104,580 NeoVolta common shares are held indirectly through a trust, described as being for the benefit of the reporting person’s spouse and children.

Does the NeoVolta (NEOV) officer admit beneficial ownership of the trust-held shares?

No. The filing states that the reporting person disclaims beneficial ownership of these securities and that the report should not be deemed an admission of beneficial ownership for Section 16 or any other purpose.

Is this NeoVolta (NEOV) insider ownership report filed by more than one person?

No. The report indicates it is a Form filed by one reporting person, not a joint or group filing.

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