NeoVolta COO exercises 37,500 restricted stock units

NeoVolta Inc. Chief Operating Officer Amany Ibrahim exercised 37,500 restricted stock units into 37,500 shares of common stock at a $0.00 exercise price, reflecting equity compensation rather than a market purchase.

Rhea-AI Filing Summary

NeoVolta Inc. Chief Operating Officer Amany Ibrahim exercised 37,500 restricted stock units into 37,500 shares of common stock at a $0.00 exercise price, reflecting equity compensation rather than a market purchase. Following the transaction, Ibrahim directly holds 37,500 common shares and 412,500 restricted stock units.

The 412,500 remaining restricted stock units come from a 450,000-unit award granted on October 1, 2025, which vests in twelve equal quarterly installments over three years, contingent on continued service with the company. The filing reports no share sales.

Insider Trade Summary

37,500 shares exercised/converted

Exercise 2 txns

Insider Ibrahim Amany

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	37,500	$0.00	$0.00
Exercise	Common Stock	37,500	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 412,500 contracts (Direct); Common Stock — 37,500 shares (Direct)

Footnotes (3)

1. F1. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
2. F2. On October 1, 2025, the reporting person was issued a restricted stock unit award for 450,000 shares of Company common stock that vests in twelve equal quarterly installments over a three-year period, subject to the grantee's continued service to the Company on each vesting date.
3. F3. Issued in connection with the reporting person's employment with the Company.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NeoVolta (NEOV) report for COO Amany Ibrahim?

NeoVolta reported that COO Amany Ibrahim exercised 37,500 restricted stock units into 37,500 shares of common stock at a $0.00 price. This was an equity compensation vesting event, not an open-market stock purchase or sale.

How many NeoVolta (NEOV) shares and units does the COO hold after this Form 4?

After the transaction, COO Amany Ibrahim directly holds 37,500 shares of NeoVolta common stock and 412,500 restricted stock units. These positions reflect both vested shares now owned and remaining unvested equity tied to continued service with the company.

What is the size and structure of NeoVolta (NEOV) COO’s RSU award?

The COO received a restricted stock unit award for 450,000 shares of NeoVolta common stock on October 1, 2025. This award vests in twelve equal quarterly installments over three years, subject to Ibrahim’s continued service on each vesting date.

Did the NeoVolta (NEOV) COO sell any shares in this reported transaction?

No shares were sold in this transaction. The Form 4 shows an exercise of 37,500 restricted stock units into common stock at a $0.00 exercise price, with no accompanying sale codes or tax-withholding dispositions reported in the filing.

Is the NeoVolta (NEOV) COO transaction a market signal or routine compensation?

The transaction appears as routine compensation. Ibrahim exercised 37,500 restricted stock units at a $0.00 price, part of a previously granted 450,000-unit award. The filing describes the units as issued in connection with employment and shows no open-market trading activity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/23/2026 - 09:24 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ibrahim Amany

(Last) (First) (Middle)

C/O NEOVOLTA, INC.

12195 DEARBORN PLACE

(Street)

POWAY CALIFORNIA 92064

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NeoVolta Inc. [ NEOV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/19/2026		M		37,500	A	(1)	37,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/19/2026		M		37,500		(2)	(2)	Common Stock	37,500	(3)	412,500	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

2. On October 1, 2025, the reporting person was issued a restricted stock unit award for 450,000 shares of Company common stock that vests in twelve equal quarterly installments over a three-year period, subject to the grantee's continued service to the Company on each vesting date.

3. Issued in connection with the reporting person's employment with the Company.

	/s/ Amany Ibrahim	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)