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Davidson Kempner Capital Management and related funds report beneficial ownership of 1,704,185 shares of NeoVolta Inc. common stock, or 4.45% of the class. This percentage is based on 38,296,525 shares outstanding as disclosed in NeoVolta’s January 23, 2026 prospectus.
The filing shows that the Davidson Kempner entities now own 5 percent or less of NeoVolta’s common stock, after previously being deemed to hold more than 5 percent as of the event date of January 22, 2026. The reporting parties certify the shares are not held to change or influence control of NeoVolta.
NeoVolta, Inc. is conducting a registered direct primary offering of 2,100,841 shares of common stock at $4.76 per share, raising gross proceeds of approximately $10.0 million. After placement agent fees and estimated expenses, the company expects net proceeds of about $9.2 million, which it plans to use for working capital, capital expenditures, and general corporate purposes, including further development and marketing of its energy storage products.
The offering is being arranged on a reasonable best-efforts basis by Needham & Company as sole placement agent, with expected closing around January 26, 2026, subject to customary conditions. NeoVolta notes that new investors will experience immediate dilution relative to the company’s historical net tangible book value and that future equity issuances, option and warrant exercises, and RSU settlements could cause further dilution.
NeoVolta, Inc. entered into a securities purchase agreement for a registered direct offering of 2,100,841 shares of common stock at $4.76 per share. This is expected to generate approximately $10 million in gross proceeds, which the company plans to use for working capital and general corporate purposes. The closing is expected on or about January 26, 2026, subject to customary conditions.
NeoVolta also provided preliminary financial data, indicating cash and cash equivalents of $242,434 as of December 31, 2025. For the three months ended December 31, 2025, it anticipates revenue between $4.4 million and $4.6 million and gross profit between $700,000 and $800,000, noting these figures are estimates and may change after normal closing procedures.