Insider stock award at NewtekOne (NEWT) corrected in Form 4/A filing

Rhea-AI Filing Summary

NewtekOne, Inc. reported that director and officer Halli Razon-Feingold, SVP, Human Resources & CAO, acquired 1,258 shares of common stock on 01/14/2026 at a price of $13.91 per share. Following this award, she beneficially owns 22,915 shares of NewtekOne common stock in direct ownership. This filing is an amendment to a prior Form 4 and corrects the transaction code in Table I from “P” (purchase) to “A” (a type of acquisition), clarifying the nature of the reported share acquisition.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Razon-Feingold Halli

(Last) (First) (Middle)

4800 T REX AVENUE, SUITE 120

(Street)

BOCA RATON FL 33431

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Human Resources & CAO

3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
01/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/14/2026		A(1)		1,258	A	$13.91	22,915	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Amendment to Form 4 is being filed to correct the Transaction Code in Table I, Column 3a, from P to A.

Remarks:

	Halli Razon-Feingold	01/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What insider transaction did NEWT report for Halli Razon-Feingold?

The company reported that Halli Razon-Feingold acquired 1,258 shares of NewtekOne, Inc. common stock on 01/14/2026 at $13.91 per share.

How many NewtekOne (NEWT) shares does Halli Razon-Feingold own after this transaction?

After the reported transaction, Halli Razon-Feingold beneficially owns 22,915 shares of NewtekOne, Inc. common stock in direct ownership.

What does the Form 4/A amendment change in the NewtekOne insider filing?

The amendment corrects the transaction code in Table I from P to A, clarifying the classification of the 1,258-share acquisition.

What is Halli Razon-Feingold’s role at NewtekOne, Inc. (NEWT)?

Halli Razon-Feingold is a Director and an Officer of NewtekOne, Inc., serving as SVP, Human Resources & CAO.

Is the reported NewtekOne insider transaction a direct or indirect holding?

The Form 4/A shows the 22,915 shares beneficially owned following the transaction as held in direct (D) ownership.

Does this NewtekOne Form 4/A relate to derivative securities or only common stock?

The reported transaction in this excerpt involves common stock; the derivative securities table shows no completed derivative transactions in the provided content.