NewtekOne, Inc. filings document the regulatory record of a financial holding company with bank and non-bank subsidiaries serving independent business owners. The company’s registered securities include common stock under NEWT, several exchange-listed notes, and depositary shares representing interests in Series B preferred stock.
Form 8-K reports disclose results of operations, loan origination information, dividend declarations, direct financial obligations, note offerings, securities distribution agreements, and executive employment arrangements. The definitive proxy statement covers corporate governance, shareholder voting matters, and executive compensation disclosures tied to NewtekOne’s public-company structure.
NewtekOne, Inc. director Brunet Craig Jeffry reported an open-market purchase of Common Stock. He bought 330 shares at $12.72 per share, increasing his direct holdings to 6,185 shares. This filing reflects a relatively small personal share purchase by a board member.
NewtekOne, Inc. director Gregory L. Zink reported an open-market purchase of 1,000 shares of common stock on May 8, 2026, at a price of $13.87 per share. After this transaction, his direct ownership increased to 36,085 shares, indicating a modest addition to his personal stake.
NewtekOne, Inc. reported higher profitability for the quarter ended March 31, 2026. Total assets reached $2.89 billion, up from $2.74 billion at year-end, driven by strong loan activity and higher cash and equivalents of $403.0 million.
Total deposits grew to $1.86 billion, while loans held for investment at amortized cost rose to $988.3 million with an allowance for credit losses of $46.7 million. Residual interests in ALP securitizations increased sharply to $197.5 million, reflecting recent 2025-1 and 2026-1 trust transactions.
Net interest income improved to $17.2 million from $13.9 million, and noninterest income remained strong at $53.7 million, supported by gains on loan sales and securitization residuals. Net income was $13.4 million, up from $9.4 million a year earlier, with diluted EPS of $0.43 versus $0.35.
NewtekOne, Inc. director Richard J. Salute reported an open-market purchase of NewtekOne common stock. On May 7, 2026, he bought 1,000 shares at an average price of $13.4699 per share. After this transaction, his direct holdings increased to 45,772 common shares.
NewtekOne, Inc. reported strong results for the quarter ended March 31, 2026, with basic and diluted EPS of $0.43, up from $0.36 and $0.35 in the prior-year quarter. Net income available to common shareholders rose to $12.3 million from $9.0 million.
Book value per common share reached $12.36, while tangible book value per common share was $11.85, both showing double‑digit year-over-year growth. Net interest income increased to $17.2 million, and net income before taxes climbed to about $17.1 million, up 46.7% from the prior year.
Newtek Bank’s deposits nearly doubled year-over-year to almost $1.9 billion, with business and consumer balances each showing strong growth. The company closed a $295 million securitization backed by $342 million of C&I long‑amortizing loans and retired $95 million of fixed‑rate senior unsecured notes, while maintaining solid profitability metrics including a 1.96% ROAA and 14.8% ROTCE.
NewtekOne, Inc. disclosed that two wholly owned subsidiaries entered into a new Term Loan Agreement under which D2 Asset Based Credit Partners, LP extended a term loan with an aggregate principal amount of $20,000,000.
The loan may be increased by an additional $10,000,000 if certain lender consents and other conditions in the agreement are satisfied. The loan matures on April 28, 2029. A subsidiary pledged certain loans and equity interests as collateral, and NewtekOne guaranteed the prompt and unconditional payment of all borrower obligations. NewtekOne may receive all or part of the loan proceeds via dividend from a subsidiary for general corporate purposes.
NewtekOne, Inc. is asking shareholders to vote at its June 12, 2026 annual meeting in Boca Raton. Investors will elect two directors to terms running to 2029, ratify RSM US LLP as independent auditor for 2026, and cast an advisory vote on executive pay.
Shareholders of record on April 24, 2026, when 28,831,491 common shares were outstanding, may vote by mail, phone, internet or in person. Patriot Financial Group beneficially owns 2,307,692 shares, or 8.0%, and BlackRock, Inc. holds 1,793,129 shares, or 6.2%.
The proxy details board composition, committee structure and director compensation, including $140,000 in 2025 cash fees plus $25,000 in restricted stock for non-employee directors. CEO Barry Sloane’s 2025 total compensation was $1,000,000, about 10.53 times the median employee’s $95,000.
NewtekOne, Inc. reported a record 961 loan originations in the first quarter of 2026, a 40% increase over the first quarter of 2025. Dollar volume of first-quarter 2026 loan originations was approximately $391 million, up from $366 million a year earlier.
Management attributed the growth to enhancements in the loan origination process, including expanded use of AI and the launch of the Newtek Seven Day Business LoanTM. In March 2026 alone, the company originated 500 loans, up from 287 in March 2025, with dollar volume rising to roughly $230 million from $172 million.
NewtekOne believes these technological advances reduce time and cost to close loans while supporting deposit gathering and higher-quality credits. The company reaffirmed its first-quarter EPS guidance range of $0.37–$0.47 and full-year 2026 EPS guidance range of $2.15–$2.55.
NewtekOne, Inc. renewed one-year employment agreements for key leaders, including CEO and President Barry Sloane, Chief Legal Officer Michael A. Schwartz, CFO Frank DeMaria, and Newtek Bank, N.A. President Peter Downs.
The agreements for Downs, Schwartz, and DeMaria now provide a Non-renewal Payment equal to one year of base compensation if their contracts are not renewed. All other terms of these agreements, as well as Barry Sloane’s employment agreement and the existing Change in Control Agreements, remain unchanged from versions previously filed in earlier reports.
The Vanguard Group filed Amendment No. 1 to a Schedule 13G/A reporting 0% beneficial ownership — 0 shares — of NewtekOne Inc common stock. The amendment states that on January 12, 2026 Vanguard completed an internal realignment that disaggregated certain subsidiaries' holdings, and those subsidiaries will report separately in reliance on SEC Release No. 34-39538.
The filing is signed by Ashley Grim as Head of Global Fund Administration on March 27, 2026.