Welcome to our dedicated page for NewtekOne SEC filings (Ticker: NEWT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NewtekOne, Inc. filings document the regulatory record of a financial holding company with bank and non-bank subsidiaries serving independent business owners. The company’s registered securities include common stock under NEWT, several exchange-listed notes, and depositary shares representing interests in Series B preferred stock.
Form 8-K reports disclose results of operations, loan origination information, dividend declarations, direct financial obligations, note offerings, securities distribution agreements, and executive employment arrangements. The definitive proxy statement covers corporate governance, shareholder voting matters, and executive compensation disclosures tied to NewtekOne’s public-company structure.
NewtekOne, Inc. Chief Financial Officer Frank M. DeMaria made an open-market purchase of 500 shares of common stock at $13.915 per share. Following this transaction, he directly owns 36,736 shares, indicating a small incremental increase in his personal stake in the company.
NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported open-market purchases of 11,000 shares of common stock on June 15, 2026 at prices around $14.20 per share. These insider buys were executed in three separate trades on the same day.
NewtekOne, Inc. announced cash dividends on both its common and preferred stock. The Board declared a quarterly dividend of $0.19 per share on outstanding common stock, payable on July 1, 2026 to shareholders of record as of June 24, 2026.
The Board also declared a dividend on the 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B. Holders will receive $21.25 per Preferred Share, or $0.53125 per depositary share, also payable on July 1, 2026 to holders of record on June 24, 2026.
NewtekOne, Inc. director Craig Jeffry Brunet reported an open-market purchase of 1,000 shares of Common Stock. The shares were bought at an average price of $12.6955 per share. After this transaction, he directly owns 7,185 NewtekOne shares.
NewtekOne, Inc. director and Newtek Bank president Peter Mathison Downs reported an open-market purchase of 737 shares of Common Stock at $13.56 per share. Following this transaction, he directly holds 87,539 NewtekOne shares, indicating a relatively small but positive increase in his personal stake.
NewtekOne, Inc. director Brunet Craig Jeffry reported an open-market purchase of Common Stock. He bought 330 shares at $12.72 per share, increasing his direct holdings to 6,185 shares. This filing reflects a relatively small personal share purchase by a board member.
NewtekOne, Inc. director Gregory L. Zink reported an open-market purchase of 1,000 shares of common stock on May 8, 2026, at a price of $13.87 per share. After this transaction, his direct ownership increased to 36,085 shares, indicating a modest addition to his personal stake.
NewtekOne, Inc. reported higher profitability for the quarter ended March 31, 2026. Total assets reached $2.89 billion, up from $2.74 billion at year-end, driven by strong loan activity and higher cash and equivalents of $403.0 million.
Total deposits grew to $1.86 billion, while loans held for investment at amortized cost rose to $988.3 million with an allowance for credit losses of $46.7 million. Residual interests in ALP securitizations increased sharply to $197.5 million, reflecting recent 2025-1 and 2026-1 trust transactions.
Net interest income improved to $17.2 million from $13.9 million, and noninterest income remained strong at $53.7 million, supported by gains on loan sales and securitization residuals. Net income was $13.4 million, up from $9.4 million a year earlier, with diluted EPS of $0.43 versus $0.35.
NewtekOne, Inc. director Richard J. Salute reported an open-market purchase of NewtekOne common stock. On May 7, 2026, he bought 1,000 shares at an average price of $13.4699 per share. After this transaction, his direct holdings increased to 45,772 common shares.
NewtekOne, Inc. reported strong results for the quarter ended March 31, 2026, with basic and diluted EPS of $0.43, up from $0.36 and $0.35 in the prior-year quarter. Net income available to common shareholders rose to $12.3 million from $9.0 million.
Book value per common share reached $12.36, while tangible book value per common share was $11.85, both showing double‑digit year-over-year growth. Net interest income increased to $17.2 million, and net income before taxes climbed to about $17.1 million, up 46.7% from the prior year.
Newtek Bank’s deposits nearly doubled year-over-year to almost $1.9 billion, with business and consumer balances each showing strong growth. The company closed a $295 million securitization backed by $342 million of C&I long‑amortizing loans and retired $95 million of fixed‑rate senior unsecured notes, while maintaining solid profitability metrics including a 1.96% ROAA and 14.8% ROTCE.