Welcome to our dedicated page for NewtekOne SEC filings (Ticker: NEWT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to NewtekOne, Inc. (NASDAQ: NEWT) SEC filings, offering a detailed view of how the financial holding company reports its activities as a provider of business and financial solutions to independent business owners. Through its filings, NewtekOne discloses information on banking operations, lending programs, capital structure, and listed securities.
Annual reports (Form 10-K) and quarterly reports (Form 10-Q) typically contain discussions of NewtekOne’s business model, including banking through Newtek Bank, N.A., SBA Lending Solutions, Alternative Loan Program (ALP) loans, electronic payment processing, accounts receivable and inventory financing, insurance solutions, payroll and benefits services, and technology offerings delivered via Intelligent Protection Management Corp. These reports also describe risk factors, segment information, and other data relevant to evaluating the company.
Current reports on Form 8-K document material events such as earnings releases, share repurchase authorizations, changes in credit facilities, preferred stock and depositary share offerings, and exchange offers for outstanding notes. Recent 8-K filings identify NewtekOne’s listed securities on the Nasdaq Global Market, including its common stock (NEWT), multiple series of notes (NEWTZ, NEWTI, NEWTG, NEWTH), and depositary shares representing interests in its 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B (NEWTP).
Investors interested in capital structure and financing can review filings related to preferred stock designations, depositary share offerings, credit and guaranty agreements for subsidiaries such as Newtek Merchant Solutions, and securities purchase and exchange agreements with institutional investors. These documents explain how NewtekOne raises capital, refinances obligations, and manages its mix of equity, preferred stock, and debt.
On Stock Titan, NewtekOne filings are updated from the SEC’s EDGAR system and accompanied by AI-powered summaries that highlight key points, such as changes in capital programs, new securities offerings, or significant lending and securitization developments. Users can quickly scan 10-Ks, 10-Qs, and 8-Ks, and review information on listed notes and depositary shares, while also accessing insider and capital-related disclosures where applicable.
NewtekOne, Inc. reported an insider equity award for Halli Razon-Feingold, its SVP, Human Resources & CAO and a director. On January 14, 2026, she was granted 1,258 restricted shares of NewtekOne common stock under the shareholder- and board-approved 2023 Stock Incentive Plan, with 100% of the shares vesting after twenty-four months.
During the restricted period, dividends will be paid in the form of common stock, and those dividend shares will follow the same vesting schedule. After this award, Razon-Feingold beneficially owns 22,915 shares of NewtekOne common stock directly.
NewtekOne, Inc. reported an insider equity award for its Chief Legal Officer, Michael A. Schwartz. On January 14, 2026, he received 2,247 restricted shares of NewtekOne common stock under the shareholder- and board-approved 2023 Stock Incentive Plan, at a reference price of $13.91 per share, bringing his directly held total to 49,713 shares after the grant.
The award vests 100% after 24 months, meaning the shares become fully owned by him at that time if vesting conditions are met. During the restricted period, dividends are to be paid in additional shares of common stock, and those dividend shares will follow the same vesting schedule as the original restricted stock award.
NewtekOne, Inc. reported that its Chief Financial Officer, Frank M. DeMaria, acquired 1,556 shares of common stock on January 14, 2026 under the company’s 2023 Stock Incentive Plan. These are restricted shares granted as a stock award at a price of $13.91 per share, with 100% of the shares scheduled to vest after twenty-four months. Dividends paid during the restricted period will be in the form of additional common stock and will follow the same vesting schedule. Following this grant, DeMaria beneficially owns 35,220 shares of NewtekOne common stock, held directly.
NewtekOne, Inc. reported an equity award to its President, Chairman & CEO Barry Sloane. On January 14, 2026, he was granted 3,595 restricted shares of NewtekOne common stock under the shareholder- and board-approved 2023 Stock Incentive Plan, valued in the filing at $13.91 per share. All of these shares vest 100% after twenty-four months.
During the restricted period, dividends will be paid in the form of additional common stock, and those dividend shares will follow the same vesting schedule. After this grant, Sloane beneficially owned 1,194,180 shares of NewtekOne common stock directly.
NewtekOne, Inc. filed a report describing a change to its debt exchange offer. The company previously offered to exchange its outstanding 5.50% Notes due 2026 for an equal principal amount of newly issued 8.50% Fixed Rate Senior Notes due 2031. The expiration date for this exchange offer has been extended to January 23, 2026 to give holders of the 5.50% Notes due 2026 more time to participate before those notes reach their scheduled maturity on February 1, 2026. The company furnished a press release with further details as an exhibit.
NewtekOne, Inc. reported that it has posted its 2026 Investor Day materials and issued earnings guidance for 2026. The company’s press release, titled “NewtekOne, Inc. Posts Investor Day Presentation and Provides 2026 EPS Guidance Range of $2.15-2.55,” outlines a projected earnings-per-share range of $2.15 to $2.55 for 2026. NewtekOne also made its “Investor Day 2026” presentation available on its website and plans to present it at an Investor and Analyst Day event on January 8, 2026, which is being webcast for investors and analysts.
NewtekOne, Inc. director Gregory L. Zink reported acquiring 500 shares of the company’s common stock on 12/15/2025 at a price of $12.06 per share. After this transaction, he directly beneficially owns 37,707 shares of NewtekOne common stock.
NewtekOne, Inc. director Richard Salute reported buying additional common stock in the company. On 12/08/2025, he purchased 900 shares of NewtekOne common stock in an open-market transaction coded "P" at a price of $11.28 per share. After this transaction, he beneficially owns 44,505 shares of NewtekOne common stock held directly.
NewtekOne, Inc. (NEWT) director Craig J. Brunet reported buying additional company stock. On 12/05/2025, he purchased 789 shares of NewtekOne common stock at a price of $11.3114 per share in an open-market transaction. Following this trade, he beneficially owns 5,572 shares of NewtekOne common stock directly.
NewtekOne, Inc. extended its share repurchase program for twelve months. The authorization permits the company to buy back up to 1,000,000 shares of common stock.
The timing and size of any repurchases will be determined at the company’s discretion based on market conditions, applicable legal requirements, the company’s capital needs, and alternative uses of capital. The company has no obligation to repurchase any shares under the program.
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