Welcome to our dedicated page for NewtekOne SEC filings (Ticker: NEWT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to NewtekOne, Inc. (NASDAQ: NEWT) SEC filings, offering a detailed view of how the financial holding company reports its activities as a provider of business and financial solutions to independent business owners. Through its filings, NewtekOne discloses information on banking operations, lending programs, capital structure, and listed securities.
Annual reports (Form 10-K) and quarterly reports (Form 10-Q) typically contain discussions of NewtekOne’s business model, including banking through Newtek Bank, N.A., SBA Lending Solutions, Alternative Loan Program (ALP) loans, electronic payment processing, accounts receivable and inventory financing, insurance solutions, payroll and benefits services, and technology offerings delivered via Intelligent Protection Management Corp. These reports also describe risk factors, segment information, and other data relevant to evaluating the company.
Current reports on Form 8-K document material events such as earnings releases, share repurchase authorizations, changes in credit facilities, preferred stock and depositary share offerings, and exchange offers for outstanding notes. Recent 8-K filings identify NewtekOne’s listed securities on the Nasdaq Global Market, including its common stock (NEWT), multiple series of notes (NEWTZ, NEWTI, NEWTG, NEWTH), and depositary shares representing interests in its 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B (NEWTP).
Investors interested in capital structure and financing can review filings related to preferred stock designations, depositary share offerings, credit and guaranty agreements for subsidiaries such as Newtek Merchant Solutions, and securities purchase and exchange agreements with institutional investors. These documents explain how NewtekOne raises capital, refinances obligations, and manages its mix of equity, preferred stock, and debt.
On Stock Titan, NewtekOne filings are updated from the SEC’s EDGAR system and accompanied by AI-powered summaries that highlight key points, such as changes in capital programs, new securities offerings, or significant lending and securitization developments. Users can quickly scan 10-Ks, 10-Qs, and 8-Ks, and review information on listed notes and depositary shares, while also accessing insider and capital-related disclosures where applicable.
NewtekOne, Inc. reported an equity award to its President, Chairman & CEO Barry Sloane. On January 14, 2026, he was granted 3,595 restricted shares of NewtekOne common stock under the shareholder- and board-approved 2023 Stock Incentive Plan, valued in the filing at $13.91 per share. All of these shares vest 100% after twenty-four months.
During the restricted period, dividends will be paid in the form of additional common stock, and those dividend shares will follow the same vesting schedule. After this grant, Sloane beneficially owned 1,194,180 shares of NewtekOne common stock directly.
NewtekOne, Inc. filed a report describing a change to its debt exchange offer. The company previously offered to exchange its outstanding 5.50% Notes due 2026 for an equal principal amount of newly issued 8.50% Fixed Rate Senior Notes due 2031. The expiration date for this exchange offer has been extended to January 23, 2026 to give holders of the 5.50% Notes due 2026 more time to participate before those notes reach their scheduled maturity on February 1, 2026. The company furnished a press release with further details as an exhibit.
NewtekOne, Inc. reported that it has posted its 2026 Investor Day materials and issued earnings guidance for 2026. The company’s press release, titled “NewtekOne, Inc. Posts Investor Day Presentation and Provides 2026 EPS Guidance Range of $2.15-2.55,” outlines a projected earnings-per-share range of $2.15 to $2.55 for 2026. NewtekOne also made its “Investor Day 2026” presentation available on its website and plans to present it at an Investor and Analyst Day event on January 8, 2026, which is being webcast for investors and analysts.
NewtekOne, Inc. director Gregory L. Zink reported acquiring 500 shares of the company’s common stock on 12/15/2025 at a price of $12.06 per share. After this transaction, he directly beneficially owns 37,707 shares of NewtekOne common stock.
NewtekOne, Inc. director Richard Salute reported buying additional common stock in the company. On 12/08/2025, he purchased 900 shares of NewtekOne common stock in an open-market transaction coded "P" at a price of $11.28 per share. After this transaction, he beneficially owns 44,505 shares of NewtekOne common stock held directly.
NewtekOne, Inc. (NEWT) director Craig J. Brunet reported buying additional company stock. On 12/05/2025, he purchased 789 shares of NewtekOne common stock at a price of $11.3114 per share in an open-market transaction. Following this trade, he beneficially owns 5,572 shares of NewtekOne common stock directly.
NewtekOne, Inc. extended its share repurchase program for twelve months. The authorization permits the company to buy back up to 1,000,000 shares of common stock.
The timing and size of any repurchases will be determined at the company’s discretion based on market conditions, applicable legal requirements, the company’s capital needs, and alternative uses of capital. The company has no obligation to repurchase any shares under the program.
NewtekOne, Inc. filed its Q3 2025 report showing stronger earnings. Diluted EPS was $0.67, up from $0.45 a year ago, and basic EPS was $0.68. Net income available to common shareholders was $17,429 thousand versus $11,534 thousand in Q3 2024.
Net interest income rose to $14,549 thousand from $10,981 thousand, while the provision for credit losses increased to $7,712 thousand. Noninterest results mixed: net gain on loans under the fair value option was $29,250 thousand, offset by lower net gains on sales of loans at $9,563 thousand and a net loss on loan servicing assets of $4,493 thousand. Total noninterest income reached $60,388 thousand.
On the balance sheet, total assets were $2,399,099 thousand and total deposits were $1,177,964 thousand. Shareholders’ equity was $386,707 thousand. Capital actions included issuing Series B Preferred stock of $48,181 thousand and common stock issuances of $5,090 thousand, with common dividends declared of $0.19 per share for the quarter. As of November 6, 2025, 28,887,295 common shares were outstanding.
NewtekOne (NEWT) reported an insider purchase. Director Gregory L. Zink bought 1,000 shares of common stock at $10.43 on 11/03/2025. Following the transaction, he beneficially owned 37,207 shares, held directly.
NewtekOne (NEWT) disclosed insider buying by Chairman & CEO and Director Barry Sloane. On 11/03/2025, he made five open‑market purchases totaling 10,000 shares of common stock, executed in 2,000‑share blocks at $10.185, $10.16, $10.265, $10.245, and $10.23 (transaction code P).
Following these trades, Sloane beneficially owned 1,212,459 shares, held directly, as reflected after the reported transactions.