NewtekOne CEO reports 3,595-share stock acquisition

NewtekOne, Inc. insider Barry Sloane, who serves as President, Chairman and CEO as well as a director, reported an acquisition of company stock.

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Form Type

4/A

Rhea-AI Filing Summary

NewtekOne, Inc. insider Barry Sloane, who serves as President, Chairman and CEO as well as a director, reported an acquisition of company stock. On 01/14/2026 he acquired 3,595 shares of NewtekOne common stock at a price of $13.91 per share, bringing his directly held beneficial ownership to 1,194,180 shares after the transaction. This Form 4/A is an amendment filed to correct the transaction code in Table I from “P” (purchase) to “A” (acquisition), clarifying how the transaction is categorized.

Insider Trade Summary

Grant/Award: 3,595 shares

Grant/Award 1 txn

Insider SLOANE BARRY

Role President, Chairman & CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,595	$13.91	$50K

Holdings After Transaction: Common Stock — 1,194,180 shares (Direct)

Footnotes (1)

F1. This Amendment to Form 4 is being filed to correct the Transaction Code in Table I, Column 3a, from P to A.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NewtekOne (NEWT) report in this Form 4/A?

The filing reports that insider Barry Sloane acquired 3,595 shares of NewtekOne common stock on 01/14/2026.

At what price did Barry Sloane acquire NewtekOne (NEWT) shares?

Barry Sloane acquired the 3,595 NewtekOne common shares at a price of $13.91 per share.

How many NewtekOne (NEWT) shares does Barry Sloane own after this transaction?

Following the reported transaction, Barry Sloane beneficially owns 1,194,180 shares of NewtekOne common stock in direct form.

What was corrected by this amended Form 4/A for NewtekOne (NEWT)?

The amendment was filed to correct the transaction code in Table I, changing it from "P" (purchase) to "A" (acquisition).

What is Barry Sloane’s role at NewtekOne (NEWT)?

Barry Sloane is a director and also serves as President, Chairman and Chief Executive Officer of NewtekOne, Inc.

Is the reported NewtekOne (NEWT) transaction held directly or indirectly?

The 1,194,180 NewtekOne shares reported after the transaction are listed as directly owned.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 01/16/2026 - 09:49 AM EST

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SLOANE BARRY

(Last)

(First)

(Middle)

4800 T REX AVENUE, SUITE 120

(Street)

BOCA RATON

33431

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President, Chairman & CEO

3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
01/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	01/14/2026		A⁽¹⁾		3,595	A	$13.91	1,194,180	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This Amendment to Form 4 is being filed to correct the Transaction Code in Table I, Column 3a, from P to A.

Remarks:

	Barry Sloane	01/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR