NewtekOne (NEWT) CFO updates Form 4/A, clarifying 1,556-share stock award

Rhea-AI Filing Summary

NewtekOne, Inc. chief financial officer Frank M. DeMaria reported an acquisition of company stock and corrected a prior coding error. On 01/14/2026, he acquired 1,556 shares of NewtekOne common stock at $13.91 per share, bringing his directly held beneficial ownership to 35,220 shares. This Form 4/A is an amendment that changes the transaction code in the non-derivative table from “P” (open-market or private purchase) to “A” (grant or award), clarifying the nature of the share acquisition.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider DeMaria Frank M

Role Cheif Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,556	$13.91	$22K

Holdings After Transaction: Common Stock — 35,220 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DeMaria Frank M

(Last) (First) (Middle)

4800 T REX AVENUE, SUITE 120

(Street)

BOCA RATON FL 33431

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Cheif Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
01/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/14/2026		A(1)		1,556	A	$13.91	35,220	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Amendment to Form 4 is being filed to correct the Transaction Code in Table I, Column 3a, from P to A.

Remarks:

	Frank M. DeMaria	01/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did NewtekOne (NEWT) disclose in this Form 4/A?

The filing shows that chief financial officer Frank M. DeMaria acquired 1,556 shares of NewtekOne, Inc. common stock on 01/14/2026 at a price of $13.91 per share.

How many NewtekOne (NEWT) shares does the CFO own after this transaction?

After the reported acquisition, chief financial officer Frank M. DeMaria beneficially owns 35,220 shares of NewtekOne common stock in direct ownership.

What was corrected by this amended Form 4/A for NewtekOne (NEWT)?

The amendment states it is being filed to correct the Transaction Code in Table I, Column 3a, changing it from P to A, clarifying that the shares were acquired as a grant or award rather than an open-market purchase.

Who is the reporting person in this NewtekOne (NEWT) insider filing?

The reporting person is Frank M. DeMaria, who serves as Chief Financial Officer of NewtekOne, Inc. and files the form as a single reporting person.

Does this NewtekOne (NEWT) Form 4/A report any derivative securities?

No. The table for derivative securities is present but contains no reported derivative transactions or holdings; only non-derivative common stock is shown.