Every 8-K that NewtekOne, Inc. (NEWT) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow NEWT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NEWT filings page.
NewtekOne, Inc. (NEWT) announced that its Board of Directors has declared regular dividends on both its common and Series B preferred shares. The quarterly cash dividend on common stock is $0.19 per share, payable on October 1, 2026 to shareholders of record as of September 24, 2026.
The Board also declared a dividend on the 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B (traded as NEWTP) of $21.25 per Preferred Share, or $0.53125 per depositary share (each representing 1/40th of a Preferred Share), with the same record and payment dates.
NewtekOne, Inc. amended the Employment Agreement of its Chief Financial Officer, Frank DeMaria, effective August 16, 2026. The amendment entitles Mr. DeMaria to a total severance payment equal to one (1) times his Annual Base Compensation if he is terminated without Just Cause, as defined in the Employment Agreement. All other terms and conditions of his April 1, 2026 Employment Agreement remain unchanged.
NewtekOne, Inc. reported 2Q26 basic and diluted EPS of $0.48 and $0.47, compared with $0.53 and $0.52 in 2Q25. Net income was $14.6 million versus $13.7 million a year earlier. Key profitability metrics included ROAA of 1.97%, ROAE of 13.3%, ROTCE of 15.7%, and an efficiency ratio of 58.4% versus 60.3% in 2Q25. Book value per common share reached $12.64, with tangible book value per common share of $12.13, up 13.8% and 15.0% year-over-year, respectively.
Total assets were $3.18 billion and deposits $2.15 billion at June 30, 2026. Non‑affiliate business deposits rose $103 million, or 47% year-over-year, while core consumer deposits increased $951 million, or 124%, with insured balances comprising 81% of deposits. The company originated $104 million of C&I LA loans, $208 million of SBA 7(a) loans, and $49 million of SBA 504 loans in 2Q26. Management highlighted a shift toward holding more loans on Newtek Bank’s balance sheet, greater reliance on net interest income, and stated that financial guidance is being re‑evaluated.
NewtekOne, Inc. reported the results of its Annual Meeting of Shareholders held on June 12, 2026, where 23,238,465 common shares were present or represented by proxy. Shareholders elected Richard Salute and Craig “CJ” Brunet as directors to serve until the 2029 annual meeting. They also ratified RSM US LLP as independent registered accounting firm for the fiscal year ending December 31, 2026. In an advisory say-on-pay vote, shareholders approved the compensation of the company’s named executive officers.
NewtekOne, Inc. announced cash dividends on both its common and preferred stock. The Board declared a quarterly dividend of $0.19 per share on outstanding common stock, payable on July 1, 2026 to shareholders of record as of June 24, 2026.
The Board also declared a dividend on the 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B. Holders will receive $21.25 per Preferred Share, or $0.53125 per depositary share, also payable on July 1, 2026 to holders of record on June 24, 2026.
NewtekOne, Inc. reported strong results for the quarter ended March 31, 2026, with basic and diluted EPS of $0.43, up from $0.36 and $0.35 in the prior-year quarter. Net income available to common shareholders rose to $12.3 million from $9.0 million.
Book value per common share reached $12.36, while tangible book value per common share was $11.85, both showing double‑digit year-over-year growth. Net interest income increased to $17.2 million, and net income before taxes climbed to about $17.1 million, up 46.7% from the prior year.
Newtek Bank’s deposits nearly doubled year-over-year to almost $1.9 billion, with business and consumer balances each showing strong growth. The company closed a $295 million securitization backed by $342 million of C&I long‑amortizing loans and retired $95 million of fixed‑rate senior unsecured notes, while maintaining solid profitability metrics including a 1.96% ROAA and 14.8% ROTCE.
NewtekOne, Inc. disclosed that two wholly owned subsidiaries entered into a new Term Loan Agreement under which D2 Asset Based Credit Partners, LP extended a term loan with an aggregate principal amount of $20,000,000.
The loan may be increased by an additional $10,000,000 if certain lender consents and other conditions in the agreement are satisfied. The loan matures on April 28, 2029. A subsidiary pledged certain loans and equity interests as collateral, and NewtekOne guaranteed the prompt and unconditional payment of all borrower obligations. NewtekOne may receive all or part of the loan proceeds via dividend from a subsidiary for general corporate purposes.
NewtekOne, Inc. reported a record 961 loan originations in the first quarter of 2026, a 40% increase over the first quarter of 2025. Dollar volume of first-quarter 2026 loan originations was approximately $391 million, up from $366 million a year earlier.
Management attributed the growth to enhancements in the loan origination process, including expanded use of AI and the launch of the Newtek Seven Day Business LoanTM. In March 2026 alone, the company originated 500 loans, up from 287 in March 2025, with dollar volume rising to roughly $230 million from $172 million.
NewtekOne believes these technological advances reduce time and cost to close loans while supporting deposit gathering and higher-quality credits. The company reaffirmed its first-quarter EPS guidance range of $0.37–$0.47 and full-year 2026 EPS guidance range of $2.15–$2.55.
NewtekOne, Inc. renewed one-year employment agreements for key leaders, including CEO and President Barry Sloane, Chief Legal Officer Michael A. Schwartz, CFO Frank DeMaria, and Newtek Bank, N.A. President Peter Downs.
The agreements for Downs, Schwartz, and DeMaria now provide a Non-renewal Payment equal to one year of base compensation if their contracts are not renewed. All other terms of these agreements, as well as Barry Sloane’s employment agreement and the existing Change in Control Agreements, remain unchanged from versions previously filed in earlier reports.
NewtekOne, Inc. entered into a Securities Distribution Agreement that allows it to sell up to $50,000,000 aggregate principal and liquidation preference of certain debt securities and depositary shares in at-the-market offerings through designated placement agents.
The program covers its 8.50% and 8.625% Fixed Rate Senior Notes due 2029, 8.50% Fixed Rate Senior Notes due 2031, and depositary shares representing a 1/40th interest in 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock. Sales may be made on Nasdaq Global Market or through other permitted methods under an effective shelf registration statement and related prospectus supplement.
NewtekOne, Inc. announced that its board declared a quarterly cash dividend of $0.19 per share on its outstanding common stock. The dividend will be paid on April 1, 2026 to shareholders of record on March 24, 2026.
The board also declared a dividend on the Company’s 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B of $21.25 per Preferred Share, or $0.53125 per depositary share, also payable on April 1, 2026 to holders of record on March 24, 2026.
NewtekOne, Inc. completed a private offering of $15.0 million aggregate principal amount of its 8.375% note due 2033 to an institutional accredited investor. The exempt transaction relied on Section 4(a)(2) of the Securities Act, and the note is not registered for public sale.
The company received net proceeds of approximately $14.9 million and plans to use the funds for general corporate purposes. The note bears interest at 8.375% per year, payable semiannually starting August 1, 2026, and matures on March 1, 2033.
NewtekOne may redeem the note at a make-whole price before January 1, 2033, or at 100% of principal plus accrued interest thereafter. The note is an unsecured, unsubordinated obligation ranking equally with NewtekOne’s other unsecured unsubordinated debt and is structurally and effectively subordinated to subsidiary and secured indebtedness.
NewtekOne, Inc. furnished a current report stating that it issued a press release with its financial results for the quarter and year ended December 31, 2025. The press release is attached as Exhibit 99.1. The company also includes standard cautionary language about forward-looking statements and clarifies that the exhibit is furnished, not filed, under securities laws.
NewtekOne, Inc. reported that its Board of Directors increased its size from seven to eight members and elected Thomas Cestare as a Class I director. His term runs until the 2027 Annual Meeting of Shareholders, and he will serve until a successor is elected and qualified.
Cestare, a banking veteran with over 35 years of experience, is a partner and chief operating officer of Patriot Financial Partners and serves on the board of subsidiary Newtek Bank, N.A. He was previously executive vice president and chief financial officer of Beneficial Bancorp and held senior roles at Sovereign Bancorp and KPMG.
The filing notes that Cestare’s affiliation with Patriot is relevant to a prior Patriot Exchange Transaction, in which 20,000 shares of Series A Convertible Preferred Stock and $10 million in cash were exchanged for 2,307,692 shares of NewtekOne common stock, which may be considered a related party transaction. Cestare will receive standard director fees and has been appointed to the Board’s Audit Committee.
NewtekOne, Inc. filed a current report to note that its previously announced offer to exchange its outstanding 5.50% Notes due 2026 for an equal principal amount of newly issued 8.50% Fixed Rate Senior Notes due 2031 expired at 5:00 p.m. Eastern time on January 23, 2026. The company furnished a press release as an exhibit describing the expiration of this exchange offer, and clarified that the press release and related information are being furnished rather than filed for securities law purposes.
NewtekOne, Inc. closed a securitization in which its subsidiary Newtek Business Service Holdco 6, Inc. sold $251,880,000 of Class A Notes, $35,880,000 of Class B Notes, and $6,840,000 of a Class C Note issued by NALP Business Loan Trust 2026-1. These Notes are backed by $341,776,148 of collateral, consisting of $284,376,148 of company-originated ALP loans and a prefunding account to buy additional ALP loans the company originates.
The Notes were sold in a private offering and were not registered under the Securities Act of 1933, and may be offered and sold in the United States only in transactions that comply with Rule 144A or another applicable exemption from registration.
NewtekOne, Inc. filed a report describing a change to its debt exchange offer. The company previously offered to exchange its outstanding 5.50% Notes due 2026 for an equal principal amount of newly issued 8.50% Fixed Rate Senior Notes due 2031. The expiration date for this exchange offer has been extended to January 23, 2026 to give holders of the 5.50% Notes due 2026 more time to participate before those notes reach their scheduled maturity on February 1, 2026. The company furnished a press release with further details as an exhibit.
NewtekOne, Inc. reported that it has posted its 2026 Investor Day materials and issued earnings guidance for 2026. The company’s press release, titled “NewtekOne, Inc. Posts Investor Day Presentation and Provides 2026 EPS Guidance Range of $2.15-2.55,” outlines a projected earnings-per-share range of $2.15 to $2.55 for 2026. NewtekOne also made its “Investor Day 2026” presentation available on its website and plans to present it at an Investor and Analyst Day event on January 8, 2026, which is being webcast for investors and analysts.
NewtekOne, Inc. extended its share repurchase program for twelve months. The authorization permits the company to buy back up to 1,000,000 shares of common stock.
The timing and size of any repurchases will be determined at the company’s discretion based on market conditions, applicable legal requirements, the company’s capital needs, and alternative uses of capital. The company has no obligation to repurchase any shares under the program.
NewtekOne, Inc. filed a current report to announce that it has released its financial results for the three- and nine-month periods ended September 30, 2025. The company communicated these results through a press release dated October 29, 2025, which is attached as Exhibit 99.1.
The report clarifies that the press release and related information are being furnished under the results of operations and financial condition item and are not deemed filed for liability purposes under the securities laws unless specifically incorporated by reference elsewhere.
NewtekOne, Inc. replaced its prior bank financing with a new committed credit facility led by Goldman Sachs. The company's merchant payments subsidiary, Newtek Merchant Solutions (NMS), repaid and terminated its Webster Bank credit agreement without early termination penalties and concurrently entered into a Credit and Guaranty Agreement providing up to $95.0 million of capacity: $90.0 million of term loans (fully drawn on closing) and a $5.0 million revolving facility that matures on September 26, 2030. The borrowers drew the full $90.0 million, used it to repay the Webster facility and transaction costs, and intend to fund $58.5 million of loans to the parent company. The parent guarantor (NBSH Holdings, LLC) unconditionally guarantees the borrowers' obligations. A press release was furnished as an exhibit.
NewtekOne, Inc. announced a quarterly cash dividend of $0.19 per share via a press release furnished as Exhibit 99.1 to its current report. The company states the press release relates to its results of operations and financial condition, but the filing does not provide revenue, earnings, balance sheet figures, or commentary on the dividend's funding source. The filing clarifies that the furnished press release is furnished, not "filed," and therefore not incorporated by reference into other registration statements unless explicitly stated.
NewtekOne, Inc. reported that it issued a press release announcing a dividend declaration on its Series B Preferred shares. The company states the press release is furnished as Exhibit 99.1 to this Form 8-K and clarifies that the information is not being treated as "filed" under Section 18 of the Exchange Act and will not be incorporated by reference into registration statements except by specific reference.
NewtekOne, Inc. reported a technical change to its capital structure. On September 17, 2025, the company filed Articles Supplementary in Maryland to eliminate its Series A Convertible Preferred Stock, $0.02 par value per share, as a class or series of authorized stock. The filing notes that no shares of this Series A Preferred Stock were issued or outstanding. All previously authorized Series A Preferred shares were reclassified and redesignated as authorized and unissued shares of the company’s stock without any designation as to class or series. This action simplifies the company’s charter by removing an unused preferred stock series, without indicating any change to existing common stock or outstanding listed notes.
NewtekOne, Inc. disclosed the closing of a private placement-style exchange under a Purchase and Exchange Agreement with Patriot, completed in reliance on the Section 4(a)(2) exemption of the Securities Act. The exchanged Shares were not registered and carry a two-year transfer restriction absent Company consent, subject to customary exceptions. The agreement made limited, non-substantive amendments to the existing Investor Rights Agreement and Registration Rights Agreement that originally dated to February 3, 2023. The transaction did not alter Patriot’s outstanding warrants to purchase an aggregate of 47,540 shares. The Company furnished a press release about the closing as Exhibit 99.1.
NewtekOne, Inc. reports the August 20, 2025 closing of an offering of 2,000,000 depositary shares, each representing a 1/40th interest in its 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B. The company describes this preferred as perpetual and non-cumulative, meaning dividends do not accrue if unpaid. The company furnished, rather than filed, a press release about the transaction as an exhibit, so it is not subject to certain Exchange Act liabilities and is not automatically incorporated into other securities filings.
NewtekOne, Inc. has created a new class of preferred stock, its 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, with a $1,000 liquidation preference per share, equivalent to $25.00 per related depositary share.
The company previously completed an underwritten public offering of 2,000,000 depositary shares, each representing a 1/40th interest in a Series B Preferred share. The Series B Preferred Stock ranks senior to common stock and junior equity that does not expressly rank on a parity or senior, and ranks on a parity with the company’s existing Series A Convertible Preferred Stock.
Under its terms, if full dividends on the Series B Preferred Stock for the most recent dividend period are not declared and paid or set aside, NewtekOne faces restrictions on declaring dividends on, or repurchasing, its common stock and other junior or parity stock. The Articles Supplementary filed on August 19, 2025 fix the authorized number of Series B Preferred shares at 53,750 and detail preferences, voting powers, and limitations.
On August 13, 2025, NewtekOne, Inc. entered into an underwriting agreement with Keefe, Bruyette & Woods, Inc. and Raymond James & Associates, Inc. to issue, offer and sell 2,000,000 depositary shares representing a 1/40th interest in each share of the Company’s 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B. Each preferred share carries a $1,000 liquidation preference, equivalent to $25.00 per Depositary Share. The agreement also grants the underwriters an option to purchase up to an additional 150,000 depositary shares at the public offering price less the underwriting discount. The Underwriting Agreement is filed as Exhibit 1.1 and is incorporated by reference.
NewtekOne (NASDAQ:NEWT) filed an 8-K announcing the declaration of a quarterly dividend of $0.19 per share. The filing includes standard forward-looking statements and risk disclosures. The company furnished a press release dated June 25, 2025, which is included as Exhibit 99.1 to the filing.