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NewtekOne (NEWT) SEC Filings, Jun-Aug 2025

NEWT NASDAQ

NewtekOne, Inc. filings document the regulatory record of a financial holding company with bank and non-bank subsidiaries serving independent business owners. The company’s registered securities include common stock under NEWT, several exchange-listed notes, and depositary shares representing interests in Series B preferred stock.

Form 8-K reports disclose results of operations, loan origination information, dividend declarations, direct financial obligations, note offerings, securities distribution agreements, and executive employment arrangements. The definitive proxy statement covers corporate governance, shareholder voting matters, and executive compensation disclosures tied to NewtekOne’s public-company structure.

Rhea-AI Summary

NewtekOne, Inc. reported stronger profitability for the quarter and year-to-date while increasing loan originations and deposits. Net income for the three months ended June 30, 2025 was $13.703 million versus $10.945 million a year earlier, producing basic earnings per share of $0.53 (diluted $0.52). Net interest income rose to $13.923 million from $9.126 million as loan yields and interest-earning assets expanded. Total assets were $2.126 billion and loans held for investment at amortized cost increased to $767.8 million. Deposits grew to $1.0838 billion, supporting balance sheet growth.

Credit reserves and cash flow showed pressure. The allowance for credit losses grew to $42.625 million from $30.233 million and the six-month provision for credit losses was $22.622 million, with charge-offs of $9.946 million in the period. Net cash used in operating activities was $(260.518) million for the six months, and cash and cash equivalents fell to $213.289 million. The company recognized a $31.465 million gain on residuals in securitizations and closed the 2025-1 securitization backed by $216.565 million of collateral while retaining a $77.701 million residual interest.

The company completed the sale of Newtek Technology Solutions for $4.0 million cash plus 4.0 million shares of IPM preferred stock and accounts for that investment at fair value under ASC 321.

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Rhea-AI Summary

NewtekOne (NASDAQ:NEWT) filed an 8-K announcing the declaration of a quarterly dividend of $0.19 per share. The filing includes standard forward-looking statements and risk disclosures. The company furnished a press release dated June 25, 2025, which is included as Exhibit 99.1 to the filing.

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Form 4 snapshot: On 06/20/2025 NewtekOne, Inc. (NEWT) Chairman & CEO Barry Sloane executed two open-market purchases of 1,000 shares each at $10.3923 and $10.3925, totaling 2,000 common shares.

After the transactions, Sloane’s direct ownership increases to 1,202,459 shares. No derivative securities were reported and no Rule 10b5-1 trading plan box was checked. The incremental buy represents less than 0.2 % of his existing stake but can signal management confidence in the stock.

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FAQ

How many NewtekOne (NEWT) SEC filings are available on StockTitan?

StockTitan tracks 79 SEC filings for NewtekOne (NEWT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NewtekOne (NEWT)?

The most recent SEC filing for NewtekOne (NEWT) was filed on August 8, 2025.