Welcome to our dedicated page for NewtekOne SEC filings (Ticker: NEWT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NewtekOne, Inc. filings document the regulatory record of a financial holding company with bank and non-bank subsidiaries serving independent business owners. The company’s registered securities include common stock under NEWT, several exchange-listed notes, and depositary shares representing interests in Series B preferred stock.
Form 8-K reports disclose results of operations, loan origination information, dividend declarations, direct financial obligations, note offerings, securities distribution agreements, and executive employment arrangements. The definitive proxy statement covers corporate governance, shareholder voting matters, and executive compensation disclosures tied to NewtekOne’s public-company structure.
Form 4 snapshot: On 06/20/2025 NewtekOne, Inc. (NEWT) Chairman & CEO Barry Sloane executed two open-market purchases of 1,000 shares each at $10.3923 and $10.3925, totaling 2,000 common shares.
After the transactions, Sloane’s direct ownership increases to 1,202,459 shares. No derivative securities were reported and no Rule 10b5-1 trading plan box was checked. The incremental buy represents less than 0.2 % of his existing stake but can signal management confidence in the stock.