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[Form 4] NewtekOne, Inc. Insider Trading Activity

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Rhea-AI Filing Summary

Inozyme Pharma, Inc. (NASDAQ: INZY) filed Post-Effective Amendment No. 1 to deregister securities remaining under two previously effective shelf Registration Statements on Form S-3 (Nos. 333-258702 and 333-275364). The shelves collectively covered up to $500 million of common stock, preferred stock, debt, depositary shares, subscription rights, warrants and units. As of July 1, 2025, none of the registered securities remain available for sale.

The amendment follows the consummation of Inozyme’s merger with BioMarin Pharmaceutical Inc. Under the Agreement and Plan of Merger dated May 16, 2025, Incline Merger Sub, Inc. merged with and into Inozyme, making Inozyme a wholly-owned subsidiary of BioMarin as of July 1, 2025. Consequently, all outstanding offerings under the shelves were terminated and the company is removing any unsold securities from registration pursuant to its undertaking under Rule 415.

This filing is largely administrative, signaling the formal close-out of Inozyme’s capital-raising capability as a standalone public entity and completing one of the final SEC steps associated with the transaction.

Inozyme Pharma, Inc. (NASDAQ: INZY) ha presentato la Modifica Post-Efficace n. 1 per cancellare la registrazione dei titoli residui sotto due precedenti registrazioni a scaffale efficaci sul modulo S-3 (Numeri 333-258702 e 333-275364). Le registrazioni a scaffale coprivano complessivamente fino a 500 milioni di dollari di azioni ordinarie, azioni privilegiate, debito, azioni depositarie, diritti di sottoscrizione, warrant e unità. Al 1° luglio 2025, nessuno dei titoli registrati è più disponibile per la vendita.

La modifica segue il completamento della fusione di Inozyme con BioMarin Pharmaceutical Inc. Ai sensi dell'Accordo e Piano di Fusione datato 16 maggio 2025, Incline Merger Sub, Inc. si è fusa con Inozyme, rendendo Inozyme una controllata interamente posseduta da BioMarin a partire dal 1° luglio 2025. Di conseguenza, tutte le offerte in corso sotto le registrazioni a scaffale sono state terminate e la società sta rimuovendo eventuali titoli invenduti dalla registrazione in conformità con il suo impegno ai sensi della Regola 415.

Questa presentazione è principalmente di natura amministrativa, segnando la chiusura formale della capacità di raccolta di capitale di Inozyme come entità pubblica autonoma e completando uno degli ultimi passaggi richiesti dalla SEC relativi alla transazione.

Inozyme Pharma, Inc. (NASDAQ: INZY) presentó la Enmienda Post-Efectiva n. 1 para cancelar la inscripción de los valores restantes bajo dos declaraciones de registro en estantería previamente vigentes en el Formulario S-3 (Números 333-258702 y 333-275364). Las estanterías cubrían en conjunto hasta 500 millones de dólares en acciones comunes, acciones preferentes, deuda, acciones depositarias, derechos de suscripción, warrants y unidades. A partir del 1 de julio de 2025, ninguno de los valores registrados está disponible para la venta.

La enmienda sigue a la consumación de la fusión de Inozyme con BioMarin Pharmaceutical Inc. Bajo el Acuerdo y Plan de Fusión fechado el 16 de mayo de 2025, Incline Merger Sub, Inc. se fusionó con Inozyme, convirtiendo a Inozyme en una subsidiaria de propiedad total de BioMarin a partir del 1 de julio de 2025. En consecuencia, todas las ofertas pendientes bajo las estanterías fueron terminadas y la compañía está retirando cualquier valor no vendido de la inscripción conforme a su compromiso bajo la Regla 415.

Esta presentación es principalmente administrativa, señalando el cierre formal de la capacidad de Inozyme para recaudar capital como entidad pública independiente y completando uno de los pasos finales requeridos por la SEC asociados con la transacción.

Inozyme Pharma, Inc. (NASDAQ: INZY)는 이전에 효력이 있었던 두 개의 선반 등록 명세서(Form S-3, 번호 333-258702 및 333-275364)에 남아 있던 증권의 등록을 취소하기 위해 사후 효력 수정안 1호를 제출했습니다. 이 선반 등록은 총 5억 달러 상당의 보통주, 우선주, 채무, 예탁증서, 청약권, 워런트 및 단위를 포함했습니다. 2025년 7월 1일 기준으로 등록된 증권은 더 이상 판매 가능하지 않습니다.

이번 수정안은 Inozyme가 BioMarin Pharmaceutical Inc.와의 합병을 완료한 데 따른 것입니다. 2025년 5월 16일 자 합병 계약 및 계획에 따라 Incline Merger Sub, Inc.가 Inozyme와 합병되어 2025년 7월 1일부터 Inozyme가 BioMarin의 완전 자회사로 전환되었습니다. 따라서 선반 등록 하에 있던 모든 미결 제안이 종료되었으며, 회사는 규칙 415에 따라 미판매 증권을 등록에서 제거하고 있습니다.

이번 제출은 주로 행정적인 절차로, 독립된 상장기업으로서 Inozyme의 자본 조달 능력의 공식적인 종료를 알리고 이번 거래와 관련된 SEC의 최종 단계 중 하나를 완료하는 의미가 있습니다.

Inozyme Pharma, Inc. (NASDAQ : INZY) a déposé l'amendement post-effectif n° 1 pour radier les titres restants sous deux déclarations d'enregistrement sur étagère précédemment effectives sur le formulaire S-3 (numéros 333-258702 et 333-275364). Ces étagères couvraient collectivement jusqu'à 500 millions de dollars d'actions ordinaires, d'actions privilégiées, de dettes, d'actions déposées, de droits de souscription, de bons de souscription et d'unités. Au 1er juillet 2025, aucun des titres enregistrés n'est encore disponible à la vente.

L'amendement fait suite à la finalisation de la fusion d'Inozyme avec BioMarin Pharmaceutical Inc. En vertu de l'accord et du plan de fusion daté du 16 mai 2025, Incline Merger Sub, Inc. a fusionné avec Inozyme, faisant d'Inozyme une filiale en propriété exclusive de BioMarin à compter du 1er juillet 2025. Par conséquent, toutes les offres en cours sous les étagères ont été annulées et la société retire les titres invendus de l'enregistrement conformément à son engagement en vertu de la règle 415.

Ce dépôt est principalement administratif, marquant la clôture formelle de la capacité d'Inozyme à lever des fonds en tant qu'entité publique autonome et complétant l'une des dernières étapes requises par la SEC liées à la transaction.

Inozyme Pharma, Inc. (NASDAQ: INZY) hat die Nachwirkungsänderung Nr. 1 eingereicht, um die noch ausstehenden Wertpapiere unter zwei zuvor wirksamen Shelf-Registrierungserklärungen auf Formular S-3 (Nr. 333-258702 und 333-275364) abzumelden. Die Shelf-Registrierungen umfassten insgesamt bis zu 500 Millionen US-Dollar an Stammaktien, Vorzugsaktien, Schuldtiteln, Hinterlegungsscheinen, Bezugsrechten, Warrants und Einheiten. Zum 1. Juli 2025 sind keine der registrierten Wertpapiere mehr zum Verkauf verfügbar.

Die Änderung erfolgt nach dem Vollzug der Fusion von Inozyme mit BioMarin Pharmaceutical Inc. Gemäß dem Fusionsvertrag vom 16. Mai 2025 fusionierte Incline Merger Sub, Inc. mit Inozyme, wodurch Inozyme ab dem 1. Juli 2025 eine hundertprozentige Tochtergesellschaft von BioMarin wurde. Folglich wurden alle ausstehenden Angebote unter den Shelf-Registrierungen beendet und das Unternehmen entfernt alle unverkäuflichen Wertpapiere aus der Registrierung gemäß seiner Verpflichtung nach Regel 415.

Diese Einreichung ist hauptsächlich administrativer Natur und markiert den formellen Abschluss der Kapitalbeschaffungskapazität von Inozyme als eigenständiges börsennotiertes Unternehmen und schließt einen der letzten SEC-Schritte im Zusammenhang mit der Transaktion ab.

Positive
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Insights

TL;DR: Filing removes $500 m shelf as BioMarin closes INZY acquisition; purely administrative, confirms deal completion.

The deregistration indicates the merger’s legal completion, eliminating Inozyme’s ability to independently issue additional securities. From a transaction perspective, this is standard procedure and carries minimal incremental valuation impact—deal economics were embedded when the merger terms were announced on May 16. For former INZY holders, any dilution risk from future issuances disappears, but independent upside potential also ends. Overall, the amendment confirms integration into BioMarin’s corporate structure.

TL;DR: Shelf withdrawal ends INZY’s fundraising capacity; neutral for valuation as merger already priced in.

By terminating both S-3 shelves, management removes latent supply of new shares or debt, a modest positive for dilution optics. However, because Inozyme equity will cease trading, the capital-markets implications are moot. Investors now rely on BioMarin’s balance sheet and strategy for any exposure to the acquired pipeline. No financial metrics, earn-outs, or contingent payments are disclosed in this document, so impact on BioMarin’s leverage or EPS cannot be assessed here.

Inozyme Pharma, Inc. (NASDAQ: INZY) ha presentato la Modifica Post-Efficace n. 1 per cancellare la registrazione dei titoli residui sotto due precedenti registrazioni a scaffale efficaci sul modulo S-3 (Numeri 333-258702 e 333-275364). Le registrazioni a scaffale coprivano complessivamente fino a 500 milioni di dollari di azioni ordinarie, azioni privilegiate, debito, azioni depositarie, diritti di sottoscrizione, warrant e unità. Al 1° luglio 2025, nessuno dei titoli registrati è più disponibile per la vendita.

La modifica segue il completamento della fusione di Inozyme con BioMarin Pharmaceutical Inc. Ai sensi dell'Accordo e Piano di Fusione datato 16 maggio 2025, Incline Merger Sub, Inc. si è fusa con Inozyme, rendendo Inozyme una controllata interamente posseduta da BioMarin a partire dal 1° luglio 2025. Di conseguenza, tutte le offerte in corso sotto le registrazioni a scaffale sono state terminate e la società sta rimuovendo eventuali titoli invenduti dalla registrazione in conformità con il suo impegno ai sensi della Regola 415.

Questa presentazione è principalmente di natura amministrativa, segnando la chiusura formale della capacità di raccolta di capitale di Inozyme come entità pubblica autonoma e completando uno degli ultimi passaggi richiesti dalla SEC relativi alla transazione.

Inozyme Pharma, Inc. (NASDAQ: INZY) presentó la Enmienda Post-Efectiva n. 1 para cancelar la inscripción de los valores restantes bajo dos declaraciones de registro en estantería previamente vigentes en el Formulario S-3 (Números 333-258702 y 333-275364). Las estanterías cubrían en conjunto hasta 500 millones de dólares en acciones comunes, acciones preferentes, deuda, acciones depositarias, derechos de suscripción, warrants y unidades. A partir del 1 de julio de 2025, ninguno de los valores registrados está disponible para la venta.

La enmienda sigue a la consumación de la fusión de Inozyme con BioMarin Pharmaceutical Inc. Bajo el Acuerdo y Plan de Fusión fechado el 16 de mayo de 2025, Incline Merger Sub, Inc. se fusionó con Inozyme, convirtiendo a Inozyme en una subsidiaria de propiedad total de BioMarin a partir del 1 de julio de 2025. En consecuencia, todas las ofertas pendientes bajo las estanterías fueron terminadas y la compañía está retirando cualquier valor no vendido de la inscripción conforme a su compromiso bajo la Regla 415.

Esta presentación es principalmente administrativa, señalando el cierre formal de la capacidad de Inozyme para recaudar capital como entidad pública independiente y completando uno de los pasos finales requeridos por la SEC asociados con la transacción.

Inozyme Pharma, Inc. (NASDAQ: INZY)는 이전에 효력이 있었던 두 개의 선반 등록 명세서(Form S-3, 번호 333-258702 및 333-275364)에 남아 있던 증권의 등록을 취소하기 위해 사후 효력 수정안 1호를 제출했습니다. 이 선반 등록은 총 5억 달러 상당의 보통주, 우선주, 채무, 예탁증서, 청약권, 워런트 및 단위를 포함했습니다. 2025년 7월 1일 기준으로 등록된 증권은 더 이상 판매 가능하지 않습니다.

이번 수정안은 Inozyme가 BioMarin Pharmaceutical Inc.와의 합병을 완료한 데 따른 것입니다. 2025년 5월 16일 자 합병 계약 및 계획에 따라 Incline Merger Sub, Inc.가 Inozyme와 합병되어 2025년 7월 1일부터 Inozyme가 BioMarin의 완전 자회사로 전환되었습니다. 따라서 선반 등록 하에 있던 모든 미결 제안이 종료되었으며, 회사는 규칙 415에 따라 미판매 증권을 등록에서 제거하고 있습니다.

이번 제출은 주로 행정적인 절차로, 독립된 상장기업으로서 Inozyme의 자본 조달 능력의 공식적인 종료를 알리고 이번 거래와 관련된 SEC의 최종 단계 중 하나를 완료하는 의미가 있습니다.

Inozyme Pharma, Inc. (NASDAQ : INZY) a déposé l'amendement post-effectif n° 1 pour radier les titres restants sous deux déclarations d'enregistrement sur étagère précédemment effectives sur le formulaire S-3 (numéros 333-258702 et 333-275364). Ces étagères couvraient collectivement jusqu'à 500 millions de dollars d'actions ordinaires, d'actions privilégiées, de dettes, d'actions déposées, de droits de souscription, de bons de souscription et d'unités. Au 1er juillet 2025, aucun des titres enregistrés n'est encore disponible à la vente.

L'amendement fait suite à la finalisation de la fusion d'Inozyme avec BioMarin Pharmaceutical Inc. En vertu de l'accord et du plan de fusion daté du 16 mai 2025, Incline Merger Sub, Inc. a fusionné avec Inozyme, faisant d'Inozyme une filiale en propriété exclusive de BioMarin à compter du 1er juillet 2025. Par conséquent, toutes les offres en cours sous les étagères ont été annulées et la société retire les titres invendus de l'enregistrement conformément à son engagement en vertu de la règle 415.

Ce dépôt est principalement administratif, marquant la clôture formelle de la capacité d'Inozyme à lever des fonds en tant qu'entité publique autonome et complétant l'une des dernières étapes requises par la SEC liées à la transaction.

Inozyme Pharma, Inc. (NASDAQ: INZY) hat die Nachwirkungsänderung Nr. 1 eingereicht, um die noch ausstehenden Wertpapiere unter zwei zuvor wirksamen Shelf-Registrierungserklärungen auf Formular S-3 (Nr. 333-258702 und 333-275364) abzumelden. Die Shelf-Registrierungen umfassten insgesamt bis zu 500 Millionen US-Dollar an Stammaktien, Vorzugsaktien, Schuldtiteln, Hinterlegungsscheinen, Bezugsrechten, Warrants und Einheiten. Zum 1. Juli 2025 sind keine der registrierten Wertpapiere mehr zum Verkauf verfügbar.

Die Änderung erfolgt nach dem Vollzug der Fusion von Inozyme mit BioMarin Pharmaceutical Inc. Gemäß dem Fusionsvertrag vom 16. Mai 2025 fusionierte Incline Merger Sub, Inc. mit Inozyme, wodurch Inozyme ab dem 1. Juli 2025 eine hundertprozentige Tochtergesellschaft von BioMarin wurde. Folglich wurden alle ausstehenden Angebote unter den Shelf-Registrierungen beendet und das Unternehmen entfernt alle unverkäuflichen Wertpapiere aus der Registrierung gemäß seiner Verpflichtung nach Regel 415.

Diese Einreichung ist hauptsächlich administrativer Natur und markiert den formellen Abschluss der Kapitalbeschaffungskapazität von Inozyme als eigenständiges börsennotiertes Unternehmen und schließt einen der letzten SEC-Schritte im Zusammenhang mit der Transaktion ab.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PEREZ-HICKMAN FERNANDO

(Last) (First) (Middle)
4800 T-REX AVENUE
SUITE 120

(Street)
BOCA RATON FL 33431

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 06/30/2025 A(1) 2,283 A $10.95 8,264 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On June 30, 2025, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,283 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.
Remarks:
Fernando Perez-Hickman 07/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did Inozyme Pharma (INZY) file a POS AM on July 1, 2025?

The filing deregisters unsold securities because Inozyme completed its merger with BioMarin Pharmaceutical and ended all standalone offerings.

How much in securities is Inozyme deregistering?

Up to $500 million across two shelf registration statements (Nos. 333-258702 and 333-275364).

What happens to INZY shares after the BioMarin merger?

INZY shares cease independent trading; shareholders receive the merger consideration specified in the May 16, 2025 agreement.

Does this filing affect BioMarin’s financials?

The document itself contains no financial metrics; impact depends on BioMarin’s integration of Inozyme, not on this deregistration.

Are any new securities being offered in this amendment?

No. The amendment removes the ability to offer securities; it does not register additional securities.
NewtekOne, Inc.

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