Every Form 4 that NewtekOne, Inc. (NEWT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NEWT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NEWT filings page.
Cestare Thomas David reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Thomas David Cestare reported an equity compensation grant of common stock. He received 1,825 restricted shares under the 2023 Stock Incentive Plan at a reference price of $13.70 per share.
The award is a restricted stock grant, not an open-market purchase, with 100% of the shares vesting after 12 months. Following this grant, Cestare directly holds 1,895 common shares. During the restricted period, dividends will be paid in additional common stock, which will vest on the same schedule.
SALUTE RICHARD J reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Richard J. Salute received a grant of 1,825 restricted shares of common stock valued at $13.70 per share. The award was made under the 2023 Stock Incentive Plan and vests 100% after 12 months. Following this grant, he directly holds 47,597 shares. Dividends will be paid in additional common stock during the restricted period and will vest on the same schedule.
Zink Gregory L reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Gregory L. Zink received a grant of 1,825 shares of common stock as a restricted stock award under the company’s 2023 Stock Incentive Plan. The award vests 100% after 12 months, and dividends paid during the restricted period will be in common stock that follows the same vesting schedule. Following this award, Zink directly holds 37,910 shares of NewtekOne common stock.
PEREZ-HICKMAN FERNANDO reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Fernando Perez-Hickman received a grant of 1,825 shares of common stock under the company’s 2023 Stock Incentive Plan. This restricted stock award vests 100% after 12 months, and dividends during the restricted period will be paid in common stock that follows the same vesting schedule. Following this award, he directly holds 10,356 common shares.
Brunet Craig Jeffry reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Brunet Craig Jeffry received a grant of 1,825 restricted shares of common stock under the Shareholder and Board approved 2023 Stock Incentive Plan. The award is compensation-related, not an open-market purchase, and all shares are scheduled to vest after 12 months.
Following this grant at an indicated value of $13.70 per share, Brunet Craig Jeffry holds 9,010 common shares directly. During the restricted period, dividends will be paid in additional common stock, and those dividend shares will vest on the same 12‑month schedule.
NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported an open-market purchase of 5,000 shares of common stock at $14.20 per share on June 15, 2026. After this transaction, his direct holdings increased to 1,181,914 shares.
NewtekOne, Inc. Chief Financial Officer Frank M. DeMaria made an open-market purchase of 500 shares of common stock at $13.915 per share. Following this transaction, he directly owns 36,736 shares, indicating a small incremental increase in his personal stake in the company.
NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported open-market purchases of 11,000 shares of common stock on June 15, 2026 at prices around $14.20 per share. These insider buys were executed in three separate trades on the same day.
NewtekOne, Inc. director Craig Jeffry Brunet reported an open-market purchase of 1,000 shares of Common Stock. The shares were bought at an average price of $12.6955 per share. After this transaction, he directly owns 7,185 NewtekOne shares.
NewtekOne, Inc. director and Newtek Bank president Peter Mathison Downs reported an open-market purchase of 737 shares of Common Stock at $13.56 per share. Following this transaction, he directly holds 87,539 NewtekOne shares, indicating a relatively small but positive increase in his personal stake.
NewtekOne, Inc. director Brunet Craig Jeffry reported an open-market purchase of Common Stock. He bought 330 shares at $12.72 per share, increasing his direct holdings to 6,185 shares. This filing reflects a relatively small personal share purchase by a board member.
NewtekOne, Inc. director Gregory L. Zink reported an open-market purchase of 1,000 shares of common stock on May 8, 2026, at a price of $13.87 per share. After this transaction, his direct ownership increased to 36,085 shares, indicating a modest addition to his personal stake.
NewtekOne, Inc. director Richard J. Salute reported an open-market purchase of NewtekOne common stock. On May 7, 2026, he bought 1,000 shares at an average price of $13.4699 per share. After this transaction, his direct holdings increased to 45,772 common shares.
NewtekOne, Inc. chief financial officer Frank M. DeMaria reported an acquisition of company stock and corrected a prior coding error. On 01/14/2026, he acquired 1,556 shares of NewtekOne common stock at $13.91 per share, bringing his directly held beneficial ownership to 35,220 shares. This Form 4/A is an amendment that changes the transaction code in the non-derivative table from “P” (open-market or private purchase) to “A” (grant or award), clarifying the nature of the share acquisition.
NewtekOne, Inc. insider Barry Sloane, who serves as President, Chairman and CEO as well as a director, reported an acquisition of company stock. On 01/14/2026 he acquired 3,595 shares of NewtekOne common stock at a price of $13.91 per share, bringing his directly held beneficial ownership to 1,194,180 shares after the transaction. This Form 4/A is an amendment filed to correct the transaction code in Table I from “P” (purchase) to “A” (acquisition), clarifying how the transaction is categorized.
NewtekOne, Inc. reported that director and officer Halli Razon-Feingold, SVP, Human Resources & CAO, acquired 1,258 shares of common stock on 01/14/2026 at a price of $13.91 per share. Following this award, she beneficially owns 22,915 shares of NewtekOne common stock in direct ownership. This filing is an amendment to a prior Form 4 and corrects the transaction code in Table I from “P” (purchase) to “A” (a type of acquisition), clarifying the nature of the reported share acquisition.
NewtekOne, Inc. chief legal officer Michael A. Schwartz filed an amended Form 4 reporting the acquisition of 2,247 shares of common stock on 01/14/2026 at a price of $13.91 per share. Following this transaction, he beneficially owned 49,713 shares of NewtekOne common stock in direct ownership. The amendment clarifies that the transaction code in Table I should be reported as an acquisition (code A), correcting a prior filing that had shown the transaction as a purchase (code P).
NewtekOne, Inc. reported that director and officer Peter Downs, President of Newtek Bank, received a grant of company stock. On January 14, 2026, he was awarded 2,696 restricted shares of NewtekOne common stock under the shareholder- and board-approved 2023 Stock Incentive Plan at a reported price of $13.91 per share. All of these shares are scheduled to vest 24 months after the grant date.
During the restricted period, dividends will be paid in additional common stock, and those dividend shares will follow the same vesting schedule. Following this award, Downs beneficially owns 86,756 shares of NewtekOne common stock directly.
NewtekOne, Inc. reported an insider equity award for Halli Razon-Feingold, its SVP, Human Resources & CAO and a director. On January 14, 2026, she was granted 1,258 restricted shares of NewtekOne common stock under the shareholder- and board-approved 2023 Stock Incentive Plan, with 100% of the shares vesting after twenty-four months.
During the restricted period, dividends will be paid in the form of common stock, and those dividend shares will follow the same vesting schedule. After this award, Razon-Feingold beneficially owns 22,915 shares of NewtekOne common stock directly.
NewtekOne, Inc. reported an insider equity award for its Chief Legal Officer, Michael A. Schwartz. On January 14, 2026, he received 2,247 restricted shares of NewtekOne common stock under the shareholder- and board-approved 2023 Stock Incentive Plan, at a reference price of $13.91 per share, bringing his directly held total to 49,713 shares after the grant.
The award vests 100% after 24 months, meaning the shares become fully owned by him at that time if vesting conditions are met. During the restricted period, dividends are to be paid in additional shares of common stock, and those dividend shares will follow the same vesting schedule as the original restricted stock award.
NewtekOne, Inc. reported that its Chief Financial Officer, Frank M. DeMaria, acquired 1,556 shares of common stock on January 14, 2026 under the company’s 2023 Stock Incentive Plan. These are restricted shares granted as a stock award at a price of $13.91 per share, with 100% of the shares scheduled to vest after twenty-four months. Dividends paid during the restricted period will be in the form of additional common stock and will follow the same vesting schedule. Following this grant, DeMaria beneficially owns 35,220 shares of NewtekOne common stock, held directly.
NewtekOne, Inc. reported an equity award to its President, Chairman & CEO Barry Sloane. On January 14, 2026, he was granted 3,595 restricted shares of NewtekOne common stock under the shareholder- and board-approved 2023 Stock Incentive Plan, valued in the filing at $13.91 per share. All of these shares vest 100% after twenty-four months.
During the restricted period, dividends will be paid in the form of additional common stock, and those dividend shares will follow the same vesting schedule. After this grant, Sloane beneficially owned 1,194,180 shares of NewtekOne common stock directly.
NewtekOne, Inc. director Gregory L. Zink reported acquiring 500 shares of the company’s common stock on 12/15/2025 at a price of $12.06 per share. After this transaction, he directly beneficially owns 37,707 shares of NewtekOne common stock.
NewtekOne, Inc. director Richard Salute reported buying additional common stock in the company. On 12/08/2025, he purchased 900 shares of NewtekOne common stock in an open-market transaction coded "P" at a price of $11.28 per share. After this transaction, he beneficially owns 44,505 shares of NewtekOne common stock held directly.
NewtekOne, Inc. (NEWT) director Craig J. Brunet reported buying additional company stock. On 12/05/2025, he purchased 789 shares of NewtekOne common stock at a price of $11.3114 per share in an open-market transaction. Following this trade, he beneficially owns 5,572 shares of NewtekOne common stock directly.
NewtekOne (NEWT) reported an insider purchase. Director Gregory L. Zink bought 1,000 shares of common stock at $10.43 on 11/03/2025. Following the transaction, he beneficially owned 37,207 shares, held directly.
NewtekOne (NEWT) disclosed insider buying by Chairman & CEO and Director Barry Sloane. On 11/03/2025, he made five open‑market purchases totaling 10,000 shares of common stock, executed in 2,000‑share blocks at $10.185, $10.16, $10.265, $10.245, and $10.23 (transaction code P).
Following these trades, Sloane beneficially owned 1,212,459 shares, held directly, as reflected after the reported transactions.