Director Brunet Craig Jeffry buys NewtekOne (NEWT) shares in open market

Rhea-AI Filing Summary

NewtekOne, Inc. director Brunet Craig Jeffry reported an open-market purchase of Common Stock. He bought 330 shares at $12.72 per share, increasing his direct holdings to 6,185 shares. This filing reflects a relatively small personal share purchase by a board member.

Insider Trade Summary

Net Buyer: 330 shares ($4,198)

Net Buy 1 txn

Insider Brunet Craig Jeffry

Role null

Bought 330 shs ($4K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	330	$12.72	$4K

Holdings After Transaction: Common Stock — 6,185 shares (Direct, null)

Footnotes (1)

Key Figures

Shares purchased: 330 shares Purchase price: $12.72 per share Shares owned after: 6,185 shares +1 more

4 metrics

Shares purchased 330 shares Open-market purchase of Common Stock on 2026-05-15

Purchase price $12.72 per share Price paid for NewtekOne Common Stock

Shares owned after 6,185 shares Total direct holdings following the transaction

Net shares bought 330 shares Net buy direction in transaction summary

Key Terms

Common Stock, open-market purchase, Form 4, non-derivative

4 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open-market purchase financial

"transaction_action: "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

non-derivative financial

"transaction_type: "non-derivative""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brunet Craig Jeffry

(Last) (First) (Middle)

4800 T REX AVENUE, SUITE 120

(Street)

BOCA RATON FLORIDA 33431

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/15/2026		P		330	A	$12.72	6,185	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Craig J. Brunet	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NewtekOne (NEWT) director Brunet Craig Jeffry report?

Director Brunet Craig Jeffry reported buying 330 shares of NewtekOne Common Stock. The Form 4 shows an open-market purchase, meaning he bought the shares on the market rather than receiving them as compensation or through option exercises.

At what price did Brunet Craig Jeffry buy NEWT shares in this Form 4?

Brunet Craig Jeffry purchased 330 NewtekOne shares at $12.72 per share. This price reflects the cost of his open-market transaction, indicating the level at which he was willing to add to his personal stake.

How many NewtekOne (NEWT) shares does Brunet Craig Jeffry hold after this transaction?

After buying 330 shares, Brunet Craig Jeffry directly holds 6,185 NewtekOne shares. The Form 4 total includes his position following the reported purchase, giving investors a view of his overall direct ownership stake.

Was the NewtekOne (NEWT) insider transaction a buy or a sell?

The NewtekOne insider transaction was a buy. The Form 4 classifies it as an open-market purchase, with 330 Common Stock shares acquired and no shares sold, resulting in a net increase in the director’s holdings.

Does this NewtekOne (NEWT) Form 4 involve any options or derivative securities?

This Form 4 does not show any option exercises or derivative positions. It reports only a non-derivative transaction in Common Stock, and the derivative position summary section is empty, indicating no options or similar instruments in this filing.