Director at NewtekOne (NEWT) receives 1,825-share restricted stock grant under 2023 plan

Rhea-AI Filing Summary

Zink Gregory L reported acquisition or exercise transactions in this Form 4 filing.

NewtekOne, Inc. director Gregory L. Zink received a grant of 1,825 shares of common stock as a restricted stock award under the company’s 2023 Stock Incentive Plan. The award vests 100% after 12 months, and dividends paid during the restricted period will be in common stock that follows the same vesting schedule. Following this award, Zink directly holds 37,910 shares of NewtekOne common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Zink Gregory L

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,825	$13.70	$25K

Holdings After Transaction: Common Stock — 37,910 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Restricted shares granted: 1,825 shares Grant reference price: $13.70 per share Post-transaction holdings: 37,910 shares +1 more

4 metrics

Restricted shares granted 1,825 shares Restricted stock award on June 12, 2026

Grant reference price $13.70 per share Reported transaction price for restricted shares

Post-transaction holdings 37,910 shares Common stock directly held after award

Vesting schedule 100% after 12 months Restricted stock award vesting terms

Key Terms

2023 Stock Incentive Plan, restricted stock award, vesting schedule, dividends in the form of common stock

4 terms

2023 Stock Incentive Plan financial

"under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares"

restricted stock award financial

"granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

vesting schedule financial

"such common stock will also vest pursuant to the vesting schedule"

A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.

dividends in the form of common stock financial

"Dividends in the form of common stock will be paid during the restricted period"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Zink Gregory L

(Last) (First) (Middle)

4800 T REX AVENUE, SUITE 120

(Street)

BOCA RATON FLORIDA 33431

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/16/2026		A(1)		1,825	A	$13.7	37,910	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Remarks:

	Gregory L. Zink	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NewtekOne (NEWT) report for Gregory L. Zink?

NewtekOne reported that director Gregory L. Zink received a grant of 1,825 restricted shares of common stock. The award was made under the 2023 Stock Incentive Plan and represents compensation, not an open-market stock purchase or sale.

Is the NewtekOne (NEWT) Form 4 transaction a stock purchase or a grant?

The Form 4 shows a grant, not a market purchase. Gregory L. Zink received 1,825 restricted shares coded as an “A” transaction, which represents a grant, award, or other acquisition under NewtekOne’s 2023 Stock Incentive Plan.

When do Gregory L. Zink’s 1,825 NewtekOne (NEWT) restricted shares vest?

All 1,825 restricted shares granted to Gregory L. Zink vest after 12 months. Until vesting, they remain subject to restrictions, but once the 12‑month period ends, 100% of the shares become fully vested according to the award terms.

How are dividends handled on Gregory L. Zink’s NewtekOne (NEWT) restricted stock?

During the restricted period, dividends are paid in the form of NewtekOne common stock. Those dividend shares vest on the same schedule as the original grant, meaning they also become fully vested after the 12‑month vesting period.

How many NewtekOne (NEWT) shares does Gregory L. Zink hold after this Form 4?

After the restricted stock grant, Gregory L. Zink directly holds 37,910 shares of NewtekOne common stock. This figure includes the new 1,825 restricted shares reported in the Form 4 insider transaction filing.

Under which plan was Gregory L. Zink’s NewtekOne (NEWT) stock grant issued?

The 1,825 restricted shares were granted under the shareholder and board approved NewtekOne, Inc. 2023 Stock Incentive Plan. This plan provides equity-based compensation such as restricted stock awards to directors and other eligible participants.