NewtekOne (NEWT) CEO Barry Sloane buys 5,000 shares in market trade

Rhea-AI Filing Summary

NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported an open-market purchase of 5,000 shares of common stock at $14.20 per share on June 15, 2026. After this transaction, his direct holdings increased to 1,181,914 shares.

Insider Trade Summary

Net Buyer: 5,000 shares ($71,000)

Net Buy 1 txn

Insider SLOANE BARRY

Role President, Chairman & CEO

Bought 5,000 shs ($71K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	5,000	$14.20	$71K

Holdings After Transaction: Common Stock — 1,181,914 shares (Direct, null)

Footnotes (1)

Key Figures

Shares purchased: 5,000 shares Purchase price: $14.20 per share Post-transaction holdings: 1,181,914 shares +1 more

4 metrics

Shares purchased 5,000 shares Open-market purchase of common stock

Purchase price $14.20 per share Price paid on June 15, 2026

Post-transaction holdings 1,181,914 shares Direct common stock ownership after trade

Transaction date June 15, 2026 Date of open-market purchase

Key Terms

open-market purchase, Form 4, beneficial ownership

3 terms

open-market purchase financial

"The transaction was an open-market purchase of 5,000 shares at $14.20."

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Form 4 regulatory

"The Form 4 filing reports Barry Sloane’s acquisition of NewtekOne common stock."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

beneficial ownership financial

"The filing updates Barry Sloane’s direct beneficial ownership to 1,181,914 shares."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SLOANE BARRY

(Last) (First) (Middle)

4800 T REX AVENUE, SUITE 120

(Street)

BOCA RATON FLORIDA 33431

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Chairman & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/15/2026		P		5,000	A	$14.2	1,181,914	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Barry Sloane	06/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NewtekOne (NEWT) disclose in this Form 4?

NewtekOne reported that CEO Barry Sloane made an open-market purchase of 5,000 common shares at $14.20 per share on June 15, 2026. This filing documents the transaction and updates his reported ownership position.

How many NewtekOne (NEWT) shares does Barry Sloane hold after this trade?

After buying 5,000 shares, Barry Sloane directly holds 1,181,914 NewtekOne common shares. This figure comes from the Form 4’s post-transaction ownership field, reflecting his updated direct beneficial ownership following the reported open-market purchase.

Was Barry Sloane’s NewtekOne (NEWT) trade a purchase or sale?

The Form 4 shows a purchase. Barry Sloane executed an open-market buy of 5,000 NewtekOne common shares, coded as transaction type “P,” which represents a purchase in an open market or private transaction under SEC reporting rules.

At what price did Barry Sloane buy NewtekOne (NEWT) shares?

Barry Sloane bought 5,000 NewtekOne common shares at an average price of $14.20 per share. This transaction price is reported directly in the Form 4 and applies to the full 5,000-share open-market purchase disclosed for June 15, 2026.

Does this NewtekOne (NEWT) Form 4 involve derivative securities?

No, this Form 4 only reports a non-derivative transaction in common stock. The filing classifies the activity as a common stock purchase, and the derivative summary section is empty, indicating no options, warrants, or other derivative securities are included here.