NewtekOne director granted 1,825 restricted shares

PEREZ-HICKMAN FERNANDO reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

PEREZ-HICKMAN FERNANDO reported acquisition or exercise transactions in this Form 4 filing.

NewtekOne, Inc. director Fernando Perez-Hickman received a grant of 1,825 shares of common stock under the company’s 2023 Stock Incentive Plan. This restricted stock award vests 100% after 12 months, and dividends during the restricted period will be paid in common stock that follows the same vesting schedule. Following this award, he directly holds 10,356 common shares.

Insider Trade Summary

Grant/Award: 1,825 shares

Grant/Award 1 txn

Insider PEREZ-HICKMAN FERNANDO

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,825	$13.70	$25K

Holdings After Transaction: Common Stock — 10,356 shares (Direct)

Footnotes (1)

1. F1. On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Key Figures

Restricted shares granted: 1,825 shares Grant-date value per share: $13.70 per share Post-transaction holdings: 10,356 shares +1 more

4 metrics

Restricted shares granted 1,825 shares Restricted stock award to director on June 16, 2026

Grant-date value per share $13.70 per share Reported value for restricted stock grant

Post-transaction holdings 10,356 shares Director’s direct NewtekOne common stock after award

Vesting period 12 months 100% of restricted shares vest after 12 months

Key Terms

2023 Stock Incentive Plan, restricted stock award, vesting, dividends in the form of common stock

4 terms

2023 Stock Incentive Plan financial

"under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares"

restricted stock award financial

"granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

vesting financial

"restricted stock award with 100% of the shares vesting after 12 months"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

dividends in the form of common stock financial

"Dividends in the form of common stock will be paid during the restricted period"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did NewtekOne (NEWT) director Fernando Perez-Hickman report in this Form 4?

He reported receiving 1,825 shares of NewtekOne common stock as a restricted stock award. The grant is compensation, not an open-market purchase, and increases his direct holdings to 10,356 shares of common stock after the award.

At what price was the NewtekOne (NEWT) restricted stock award valued?

The 1,825 restricted shares were valued at $13.70 per share for reporting purposes. This figure reflects the grant-date fair value used in the filing, rather than a cash transaction price, since this award is a stock-based compensation grant.

How do the NewtekOne (NEWT) restricted shares granted to Perez-Hickman vest?

All 1,825 restricted shares vest 100% after 12 months. Until vesting, the shares are subject to forfeiture conditions under the 2023 Stock Incentive Plan, aligning the director’s compensation with longer-term company performance and board service.

Will NewtekOne (NEWT) pay dividends on the restricted shares reported in this Form 4?

Yes. During the restricted period, dividends will be paid in the form of additional NewtekOne common stock. These dividend shares are also subject to the same vesting schedule, meaning they vest when the underlying restricted shares vest after 12 months.

How many NewtekOne (NEWT) shares does Fernando Perez-Hickman hold after this transaction?

After receiving the restricted stock award, he directly holds 10,356 shares of NewtekOne common stock. This total includes the newly granted 1,825 restricted shares, as reflected in the post-transaction holdings disclosed in the Form 4 filing.

What plan governed the NewtekOne (NEWT) restricted stock grant to Perez-Hickman?

The grant was made under the shareholder and board approved NewtekOne, Inc. 2023 Stock Incentive Plan. This plan authorizes equity-based awards like restricted stock to align directors’ and executives’ interests with those of NewtekOne shareholders.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/18/2026 - 04:47 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PEREZ-HICKMAN FERNANDO

(Last) (First) (Middle)

4800 T REX AVENUE, SUITE 120

(Street)

BOCA RATON FLORIDA 33431

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/16/2026		A(1)		1,825	A	$13.7	10,356	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Remarks:

	Fernando Perez-Hickman	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)