NewtekOne (NEWT) CEO Barry Sloane adds 11,000 shares in open-market buys

Rhea-AI Filing Summary

NewtekOne, Inc. President, Chairman & CEO Barry Sloane reported open-market purchases of 11,000 shares of common stock on June 15, 2026 at prices around $14.20 per share. These insider buys were executed in three separate trades on the same day.

Insider Trade Summary

Net Buyer: 11,000 shares ($156,260)

Net Buy 3 txns

Insider SLOANE BARRY

Role President, Chairman & CEO

Bought 11,000 shs ($156K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	5,000	$14.20	$71K
Purchase	Common Stock	5,000	$14.199	$71K
Purchase	Common Stock	1,000	$14.265	$14K

Holdings After Transaction: Common Stock — 1,170,914 shares (Direct, null)

Footnotes (1)

Key Figures

Common stock purchased: 11,000 shares First trade size: 1,000 shares First trade price: $14.265 per share +4 more

7 metrics

Common stock purchased 11,000 shares Total open-market buys on June 15, 2026

First trade size 1,000 shares Common stock open-market purchase on June 15, 2026

First trade price $14.265 per share Open-market common stock purchase

Second trade size 5,000 shares Common stock open-market purchase on June 15, 2026

Second trade price $14.199 per share Open-market common stock purchase

Third trade size 5,000 shares Common stock open-market purchase on June 15, 2026

Third trade price $14.200 per share Open-market common stock purchase

Key Terms

open-market purchase, Common Stock, Form 4, direct ownership, +1 more

5 terms

open-market purchase financial

"transaction_action": "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

direct ownership financial

""ownership_type": "direct""

President, Chairman & CEO financial

""officer_title": "President, Chairman & CEO""

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SLOANE BARRY

(Last) (First) (Middle)

4800 T REX AVENUE, SUITE 120

(Street)

BOCA RATON FLORIDA 33431

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Chairman & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/15/2026		P		5,000	A	$14.2	1,170,914	D
Common Stock	06/15/2026		P		5,000	A	$14.199	1,175,914	D
Common Stock	06/15/2026		P		1,000	A	$14.265	1,176,914	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Barry Sloane	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NEWT report for Barry Sloane?

Barry Sloane bought 11,000 NEWT shares in the open market. The Form 4 shows three common stock purchases on June 15, 2026, totaling 11,000 shares, all classified as open-market transactions at prices slightly above $14 per share.

At what prices did Barry Sloane buy NewtekOne (NEWT) shares?

Sloane’s NEWT purchases were around $14.20 per share. The trades were reported at $14.265, $14.199, and $14.200 per share in three separate common stock transactions on June 15, 2026.

How many separate trades did the NEWT Form 4 disclose?

The Form 4 discloses three separate common stock trades. All three transactions occurred on June 15, 2026, each coded as an open-market purchase of NewtekOne common stock, together totaling 11,000 shares acquired by Barry Sloane.

What role does Barry Sloane hold at NewtekOne (NEWT)?

Barry Sloane serves as President, Chairman & CEO of NewtekOne. The Form 4 identifies him as a director and officer with the title “President, Chairman & CEO,” providing context that these open-market purchases were made by the company’s top executive.

Were the NEWT insider purchases direct or indirect holdings?

The reported NEWT purchases are direct holdings. Each transaction is flagged with direct ownership, meaning the common stock acquired in these open-market trades is held directly by Barry Sloane rather than through an intermediary entity or trust.