NewtekOne (NEWT) bank president adds 737 shares in open-market buy

Rhea-AI Filing Summary

NewtekOne, Inc. director and Newtek Bank president Peter Mathison Downs reported an open-market purchase of 737 shares of Common Stock at $13.56 per share. Following this transaction, he directly holds 87,539 NewtekOne shares, indicating a relatively small but positive increase in his personal stake.

Insights

Insider trading analyst

Small open-market insider buy, routine in scale.

Director and Newtek Bank president Peter Mathison Downs acquired 737 shares of NewtekOne, Inc. Common Stock in an open-market purchase at $13.56 per share. This is a straightforward buy transaction coded P, with no derivative activity reported.

After the trade, Downs directly owns 87,539 shares, so the new purchase is a minor addition to his position. The filing does not reference trading plans or complex structures, and there are no derivative holdings shown, suggesting a simple, routine insider purchase.

Insider Trade Summary

Net Buyer: 737 shares ($9,994)

Net Buy 1 txn

Insider Downs Peter Mathison

Role President, Newtek Bank

Bought 737 shs ($10K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	737	$13.56	$10K

Holdings After Transaction: Common Stock — 87,539 shares (Direct, null)

Footnotes (1)

Key Figures

Shares purchased: 737 shares Purchase price: $13.56 per share Shares owned after transaction: 87,539 shares

3 metrics

Shares purchased 737 shares Open-market buy on May 26, 2026

Purchase price $13.56 per share Open-market transaction price

Shares owned after transaction 87,539 shares Direct ownership following Form 4 trade

Key Terms

open-market purchase, Common Stock, Form 4, transaction code P

4 terms

open-market purchase financial

"reported an open-market purchase of 737 shares of Common Stock"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock financial

"purchase of 737 shares of Common Stock at $13.56 per share"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"The open-market purchase was recorded as a Form 4 transaction"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

transaction code P regulatory

"coded P, with no derivative activity reported"

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Downs Peter Mathison

(Last) (First) (Middle)

4800 T REX AVENUE, SUITE 120

(Street)

BOCA RATON FLORIDA 33431

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Newtek Bank

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/26/2026		P		737	A	$13.56	87,539	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Peter Downs	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NewtekOne (NEWT) report for Peter Mathison Downs?

NewtekOne reported that director and Newtek Bank president Peter Mathison Downs bought 737 shares of Common Stock. The open-market purchase was recorded as a Form 4 transaction, reflecting a modest increase in his direct ownership stake in NEWT shares.

At what price did the NewtekOne (NEWT) insider purchase shares on this Form 4?

Peter Mathison Downs purchased 737 NewtekOne Common Stock shares at an average price of $13.56 per share. This reflects an open-market transaction, indicating he paid prevailing market prices rather than receiving shares through options or compensation grants.

How many NewtekOne (NEWT) shares does Peter Mathison Downs own after this transaction?

Following the reported purchase, Peter Mathison Downs directly holds 87,539 shares of NewtekOne Common Stock. This total includes his existing holdings plus the additional 737 shares acquired in the open-market transaction disclosed on the Form 4 filing.

Was the NewtekOne (NEWT) insider transaction a buy or a sell?

The Form 4 for NewtekOne shows a buy transaction. Director and Newtek Bank president Peter Mathison Downs made an open-market purchase of 737 Common Stock shares, classified under transaction code P, which represents a purchase in the market or a private transaction.

Did the NewtekOne (NEWT) Form 4 include any derivative or option exercises?

The reported NewtekOne Form 4 does not show any derivative or option exercises. It reflects only a single non-derivative transaction, where Peter Mathison Downs bought 737 Common Stock shares directly, with no options, warrants, or other derivative securities listed in the filing.