NewtekOne (NEWT) director adds 1,000 shares in open-market buy

Rhea-AI Filing Summary

NewtekOne, Inc. director Craig Jeffry Brunet reported an open-market purchase of 1,000 shares of Common Stock. The shares were bought at an average price of $12.6955 per share. After this transaction, he directly owns 7,185 NewtekOne shares.

Insider Trade Summary

Net Buyer: 1,000 shares ($12,696)

Net Buy 1 txn

Insider Brunet Craig Jeffry

Role null

Bought 1,000 shs ($13K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	1,000	$12.6955	$13K

Holdings After Transaction: Common Stock — 7,185 shares (Direct, null)

Footnotes (1)

Key Figures

Shares purchased: 1,000 shares Purchase price: $12.6955 per share Shares owned after transaction: 7,185 shares +1 more

4 metrics

Shares purchased 1,000 shares Open-market purchase of NewtekOne common stock

Purchase price $12.6955 per share Price paid for NewtekOne shares

Shares owned after transaction 7,185 shares Director’s direct holdings post-transaction

Net buy shares 1,000 shares Net buy direction in transaction summary

Key Terms

open-market purchase, non-derivative, Common Stock

3 terms

open-market purchase financial

"transaction_action: "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

non-derivative financial

""transaction_type": "non-derivative""

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brunet Craig Jeffry

(Last) (First) (Middle)

4800 T REX AVENUE, SUITE 120

(Street)

BOCA RATON FLORIDA 33431

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/03/2026		P		1,000	A	$12.6955	7,185	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Craig J. Brunet	06/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NewtekOne (NEWT) director Craig Jeffry Brunet report?

Craig Jeffry Brunet reported an open-market purchase of 1,000 NewtekOne common shares. The transaction is a routine Form 4 filing, disclosing that a company director increased his direct equity stake in NewtekOne, Inc. through a market transaction.

At what price did the NewtekOne (NEWT) director buy the shares?

The director purchased the 1,000 NewtekOne shares at an average price of $12.6955 per share. This price reflects what he paid in the reported open-market transaction on the Form 4 filing for NewtekOne, Inc.

How many NewtekOne (NEWT) shares does the director hold after this transaction?

Following the reported purchase, the director directly owns 7,185 NewtekOne common shares. This total, disclosed in the Form 4, represents his direct holding after adding the 1,000 shares bought in the recent open-market transaction.

Is the NewtekOne (NEWT) Form 4 transaction a buy or a sell?

The NewtekOne Form 4 shows a buy transaction. It is coded as an open-market purchase of 1,000 common shares, meaning the reporting director increased his direct ownership rather than disposing of or transferring any NewtekOne stock.

Does the NewtekOne (NEWT) Form 4 involve derivatives or only common stock?

This Form 4 transaction involves only NewtekOne common stock as a non-derivative security. No stock options, warrants, or other derivative positions are reported in connection with this specific insider purchase by the company director.