Welcome to our dedicated page for NewtekOne SEC filings (Ticker: NEWT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NewtekOne, Inc. filings document the regulatory record of a financial holding company with bank and non-bank subsidiaries serving independent business owners. The company’s registered securities include common stock under NEWT, several exchange-listed notes, and depositary shares representing interests in Series B preferred stock.
Form 8-K reports disclose results of operations, loan origination information, dividend declarations, direct financial obligations, note offerings, securities distribution agreements, and executive employment arrangements. The definitive proxy statement covers corporate governance, shareholder voting matters, and executive compensation disclosures tied to NewtekOne’s public-company structure.
NewtekOne, Inc. reported an insider equity award for its Chief Legal Officer, Michael A. Schwartz. On January 14, 2026, he received 2,247 restricted shares of NewtekOne common stock under the shareholder- and board-approved 2023 Stock Incentive Plan, at a reference price of $13.91 per share, bringing his directly held total to 49,713 shares after the grant.
The award vests 100% after 24 months, meaning the shares become fully owned by him at that time if vesting conditions are met. During the restricted period, dividends are to be paid in additional shares of common stock, and those dividend shares will follow the same vesting schedule as the original restricted stock award.
NewtekOne, Inc. reported that its Chief Financial Officer, Frank M. DeMaria, acquired 1,556 shares of common stock on January 14, 2026 under the company’s 2023 Stock Incentive Plan. These are restricted shares granted as a stock award at a price of $13.91 per share, with 100% of the shares scheduled to vest after twenty-four months. Dividends paid during the restricted period will be in the form of additional common stock and will follow the same vesting schedule. Following this grant, DeMaria beneficially owns 35,220 shares of NewtekOne common stock, held directly.
NewtekOne, Inc. reported an equity award to its President, Chairman & CEO Barry Sloane. On January 14, 2026, he was granted 3,595 restricted shares of NewtekOne common stock under the shareholder- and board-approved 2023 Stock Incentive Plan, valued in the filing at $13.91 per share. All of these shares vest 100% after twenty-four months.
During the restricted period, dividends will be paid in the form of additional common stock, and those dividend shares will follow the same vesting schedule. After this grant, Sloane beneficially owned 1,194,180 shares of NewtekOne common stock directly.
NewtekOne, Inc. filed a report describing a change to its debt exchange offer. The company previously offered to exchange its outstanding 5.50% Notes due 2026 for an equal principal amount of newly issued 8.50% Fixed Rate Senior Notes due 2031. The expiration date for this exchange offer has been extended to January 23, 2026 to give holders of the 5.50% Notes due 2026 more time to participate before those notes reach their scheduled maturity on February 1, 2026. The company furnished a press release with further details as an exhibit.
NewtekOne, Inc. filed a report describing a change to its debt exchange offer. The company previously offered to exchange its outstanding 5.50% Notes due 2026 for an equal principal amount of newly issued 8.50% Fixed Rate Senior Notes due 2031. The expiration date for this exchange offer has been extended to January 23, 2026 to give holders of the 5.50% Notes due 2026 more time to participate before those notes reach their scheduled maturity on February 1, 2026. The company furnished a press release with further details as an exhibit.
NewtekOne, Inc. reported that it has posted its 2026 Investor Day materials and issued earnings guidance for 2026. The company’s press release, titled “NewtekOne, Inc. Posts Investor Day Presentation and Provides 2026 EPS Guidance Range of $2.15-2.55,” outlines a projected earnings-per-share range of $2.15 to $2.55 for 2026. NewtekOne also made its “Investor Day 2026” presentation available on its website and plans to present it at an Investor and Analyst Day event on January 8, 2026, which is being webcast for investors and analysts.
NewtekOne, Inc. director Gregory L. Zink reported acquiring 500 shares of the company’s common stock on 12/15/2025 at a price of $12.06 per share. After this transaction, he directly beneficially owns 37,707 shares of NewtekOne common stock.
NewtekOne, Inc. director Richard Salute reported buying additional common stock in the company. On 12/08/2025, he purchased 900 shares of NewtekOne common stock in an open-market transaction coded "P" at a price of $11.28 per share. After this transaction, he beneficially owns 44,505 shares of NewtekOne common stock held directly.
NewtekOne, Inc. (NEWT) director Craig J. Brunet reported buying additional company stock. On 12/05/2025, he purchased 789 shares of NewtekOne common stock at a price of $11.3114 per share in an open-market transaction. Following this trade, he beneficially owns 5,572 shares of NewtekOne common stock directly.
NewtekOne, Inc. extended its share repurchase program for twelve months. The authorization permits the company to buy back up to 1,000,000 shares of common stock.
The timing and size of any repurchases will be determined at the company’s discretion based on market conditions, applicable legal requirements, the company’s capital needs, and alternative uses of capital. The company has no obligation to repurchase any shares under the program.
NewtekOne, Inc. filed its Q3 2025 report showing stronger earnings. Diluted EPS was $0.67, up from $0.45 a year ago, and basic EPS was $0.68. Net income available to common shareholders was $17,429 thousand versus $11,534 thousand in Q3 2024.
Net interest income rose to $14,549 thousand from $10,981 thousand, while the provision for credit losses increased to $7,712 thousand. Noninterest results mixed: net gain on loans under the fair value option was $29,250 thousand, offset by lower net gains on sales of loans at $9,563 thousand and a net loss on loan servicing assets of $4,493 thousand. Total noninterest income reached $60,388 thousand.
On the balance sheet, total assets were $2,399,099 thousand and total deposits were $1,177,964 thousand. Shareholders’ equity was $386,707 thousand. Capital actions included issuing Series B Preferred stock of $48,181 thousand and common stock issuances of $5,090 thousand, with common dividends declared of $0.19 per share for the quarter. As of November 6, 2025, 28,887,295 common shares were outstanding.