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NewtekOne, Inc. amended the Employment Agreement of its Chief Financial Officer, Frank DeMaria, effective August 16, 2026. The amendment entitles Mr. DeMaria to a total severance payment equal to one (1) times his Annual Base Compensation if he is terminated without Just Cause, as defined in the Employment Agreement. All other terms and conditions of his April 1, 2026 Employment Agreement remain unchanged.
NewtekOne, Inc. reported higher profitability while rapidly expanding its balance sheet for the three and six months ended June 30, 2026. Net income rose to $14.6 million for the quarter and $28.0 million year‑to‑date, compared with $13.7 million and $23.1 million in 2025. Net income available to common shareholders was $13.5 million for the quarter and $25.9 million for six months, with diluted EPS of $0.47 and $0.90, respectively.
Total assets increased to $3.18 billion from $2.74 billion at year‑end 2025, driven by strong loan growth and securitization activity. Loans held for investment at amortized cost rose to $1.14 billion, and loans at fair value to $721.6 million. Deposits expanded to $2.15 billion, up from $1.42 billion, funding growth while borrowings declined. Residual interests in ALP loan securitizations increased sharply in fair value to $204.0 million from $76.7 million, contributing to noninterest income, alongside sizable gains on sales of loans. Credit costs remained meaningful, with a $21.7 million year‑to‑date provision for credit losses and an allowance of $52.7 million supporting a larger loan book.
NewtekOne, Inc. reported 2Q26 basic and diluted EPS of $0.48 and $0.47, compared with $0.53 and $0.52 in 2Q25. Net income was $14.6 million versus $13.7 million a year earlier. Key profitability metrics included ROAA of 1.97%, ROAE of 13.3%, ROTCE of 15.7%, and an efficiency ratio of 58.4% versus 60.3% in 2Q25. Book value per common share reached $12.64, with tangible book value per common share of $12.13, up 13.8% and 15.0% year-over-year, respectively.
Total assets were $3.18 billion and deposits $2.15 billion at June 30, 2026. Non‑affiliate business deposits rose $103 million, or 47% year-over-year, while core consumer deposits increased $951 million, or 124%, with insured balances comprising 81% of deposits. The company originated $104 million of C&I LA loans, $208 million of SBA 7(a) loans, and $49 million of SBA 504 loans in 2Q26. Management highlighted a shift toward holding more loans on Newtek Bank’s balance sheet, greater reliance on net interest income, and stated that financial guidance is being re‑evaluated.
NewtekOne, Inc., a Maryland financial holding company focused on small and mid-sized business customers, has filed an amended shelf registration to offer, from time to time, up to $650,000,000 of securities. The shelf covers common stock, preferred stock, depositary shares, subscription rights, warrants, debt securities and units, which may be convertible or exchangeable into common stock, and may be sold in multiple offerings, including through underwriters, dealers, agents or on an “at-the-market” basis after the registration statement is effective.
NewtekOne operates Newtek Bank, National Association, and a range of non-bank subsidiaries providing lending, payments, insurance, payroll and related services to U.S. small and mid-sized businesses. As of March 31, 2026, consolidated total assets were $2.9 billion, deposits were $1.9 billion, and shareholders’ equity was $404.7 million. The company’s common stock trades on the Nasdaq Global Market under the symbol “NEWT,” and the last reported closing price on July 16, 2026 was $15.56 per share. Net proceeds from any specific offering are expected to be used for general corporate purposes, as described in the applicable prospectus supplement.
NewtekOne, Inc. files a shelf registration to offer up to $650,000,000 of securities under a shelf prospectus, to be sold from time to time in one or more offerings.
The registration covers common stock, preferred stock, depositary shares, subscription rights, warrants, debt securities and units. The prospectus states proceeds are intended for general corporate purposes and that specific terms will be provided in prospectus supplements. The company reported consolidated total assets of $2.9 billion, deposits of $1.9 billion and shareholders’ equity of $404.7 million as of March 31, 2026. Shares outstanding were 28,891,150 common shares and 50,000 Series B preferred shares as of June 24, 2026.
Cestare Thomas David reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Thomas David Cestare reported an equity compensation grant of common stock. He received 1,825 restricted shares under the 2023 Stock Incentive Plan at a reference price of $13.70 per share.
The award is a restricted stock grant, not an open-market purchase, with 100% of the shares vesting after 12 months. Following this grant, Cestare directly holds 1,895 common shares. During the restricted period, dividends will be paid in additional common stock, which will vest on the same schedule.
SALUTE RICHARD J reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Richard J. Salute received a grant of 1,825 restricted shares of common stock valued at $13.70 per share. The award was made under the 2023 Stock Incentive Plan and vests 100% after 12 months. Following this grant, he directly holds 47,597 shares. Dividends will be paid in additional common stock during the restricted period and will vest on the same schedule.
Zink Gregory L reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Gregory L. Zink received a grant of 1,825 shares of common stock as a restricted stock award under the company’s 2023 Stock Incentive Plan. The award vests 100% after 12 months, and dividends paid during the restricted period will be in common stock that follows the same vesting schedule. Following this award, Zink directly holds 37,910 shares of NewtekOne common stock.
PEREZ-HICKMAN FERNANDO reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Fernando Perez-Hickman received a grant of 1,825 shares of common stock under the company’s 2023 Stock Incentive Plan. This restricted stock award vests 100% after 12 months, and dividends during the restricted period will be paid in common stock that follows the same vesting schedule. Following this award, he directly holds 10,356 common shares.
Brunet Craig Jeffry reported acquisition or exercise transactions in this Form 4 filing.
NewtekOne, Inc. director Brunet Craig Jeffry received a grant of 1,825 restricted shares of common stock under the Shareholder and Board approved 2023 Stock Incentive Plan. The award is compensation-related, not an open-market purchase, and all shares are scheduled to vest after 12 months.
Following this grant at an indicated value of $13.70 per share, Brunet Craig Jeffry holds 9,010 common shares directly. During the restricted period, dividends will be paid in additional common stock, and those dividend shares will vest on the same 12‑month schedule.