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Nexa Resources (NEXA) adds Senior VP Smelting as reporting insider

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nexa Resources S.A. filed an initial ownership report for Mauro Davi Boletta, who serves as Senior VP Smelting Operations. This Form 3 filing establishes him as an insider subject to ongoing reporting of future share holdings and transactions in Nexa Resources S.A. securities.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Boletta Mauro Davi

(Last)(First)(Middle)
37A AVENUE J.F. KENNEDY

(Street)
LUXEMBOURGGRAND DUCHY OF LUXEMBOURGL-1855

(City)(State)(Zip)

LUXEMBOURG

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Nexa Resources S.A. [ NEXA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior VP Smelting Operations
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Felipe da Silva Azevedo, attorney-in-fact for Mauro Davi Boletta03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Nexa Resources (NEXA) Form 3 filing for Mauro Davi Boletta mean?

The Form 3 filing identifies Mauro Davi Boletta as an insider of Nexa Resources S.A. It formally subjects him to ongoing disclosure rules, requiring public reporting of future changes in his ownership of Nexa securities as Senior VP Smelting Operations.

Did Mauro Davi Boletta buy or sell Nexa Resources (NEXA) shares in this Form 3?

This Form 3 for Nexa Resources S.A. does not report any buy or sell transactions. It functions purely as an initial statement of beneficial ownership, formally registering Boletta as an insider for future transaction reporting obligations.

What is Mauro Davi Boletta’s role at Nexa Resources (NEXA) in this filing?

The filing lists Mauro Davi Boletta as an officer of Nexa Resources S.A. with the title Senior VP Smelting Operations. This executive position makes him a reporting person subject to insider ownership and transaction disclosure under SEC rules.

Does the Nexa Resources (NEXA) Form 3 indicate Mauro Davi Boletta is a 10% owner?

The Form 3 data show that Mauro Davi Boletta is not classified as a ten percent owner of Nexa Resources S.A. Instead, his reporting status is based on being an officer, specifically Senior VP Smelting Operations, triggering insider reporting requirements.

Why is a Form 3 important for Nexa Resources (NEXA) insiders?

Form 3 is the initial ownership statement required when someone becomes an insider of Nexa Resources S.A. It creates a baseline for future Form 4 or Form 5 reports, improving transparency around insider holdings and subsequent share transactions in the company.
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