How many private placement units did the NewHold IV sponsor and BTIG purchase?

An aggregate of 641,250 private placement units were sold at $10.00 per unit. The sponsor purchased 440,000 units and BTIG, LLC purchased 201,250 units. Each private placement unit contains one Class A ordinary share and one-third of one redeemable warrant on the same basic terms as IPO warrants.

NewHold Investment Corp IV (NHIVU) closes $201.25M SPAC IPO and funds trust

Filing Impact

(High)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

NewHold Investment Corp IV, a Cayman Islands-based SPAC, completed its initial public offering of 20,125,000 units at $10.00 per unit, including full exercise of the 2,625,000-unit over-allotment, for gross proceeds of $201,250,000.

Each unit includes one Class A ordinary share and one-third of a redeemable warrant, with each whole warrant exercisable at $11.50 per share. A total of 641,250 private placement units were sold to the sponsor and BTIG at $10.00 per unit. The combined IPO and private placement proceeds of $201,250,000 were deposited into a U.S.-based trust account to fund a future business combination within 24 months of the IPO closing.

Positive

Completed $201.25 million IPO and full over-allotment: The company sold 20,125,000 units at $10.00 each, including the 2,625,000-unit over-allotment, providing substantial capital to pursue a business combination.
Trust account fully funded with IPO and private placement proceeds: A total of $201,250,000, including deferred underwriting fees, was placed in a U.S.-based trust account dedicated to a future acquisition or investor redemptions.

Negative

None.

Insights

NewHold Investment Corp IV completes $201.25M SPAC IPO, fully funding its acquisition vehicle.

NewHold Investment Corp IV has raised $201,250,000 through its IPO of 20,125,000 units at $10.00 each, including full exercise of the 2,625,000-unit over-allotment option. Each unit pairs one Class A ordinary share with one-third of a warrant exercisable at $11.50 per share.

The transaction is typical for SPAC structures: public investors provide cash, while sponsors and BTIG received 641,250 private placement units at the same $10.00 price. All proceeds from the IPO and private placement, including $7,043,750 of deferred underwriting discount, are held in a U.S.-based trust account.

The trust will remain in place until either completion of an initial business combination, redemption of public shares if no deal occurs within 24 months of the IPO closing, or specified shareholder-approved amendments. Future disclosures around a proposed business combination will determine how this capital is ultimately deployed.

8-K Event Classification

6 items: 1.01, 3.02, 5.02, 5.03, 8.01, 9.01

6 items

Item 1.01 Entry into a Material Definitive Agreement Business

The company signed a significant contract such as a merger agreement, credit facility, or major partnership.

Item 3.02 Unregistered Sales of Equity Securities Securities

The company sold equity securities in a private placement or other unregistered transaction.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance

Key personnel changes including departures, elections, or appointments of directors and executive officers.

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year Governance

The company amended its charter documents, bylaws, or changed its fiscal year.

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Key Figures

IPO units sold: 20,125,000 units IPO price: $10.00 per unit Gross IPO proceeds: $201,250,000 +5 more

8 metrics

IPO units sold 20,125,000 units Initial public offering, including 2,625,000 over-allotment units

IPO price $10.00 per unit Offering price for each IPO unit

Gross IPO proceeds $201,250,000 Total gross proceeds from IPO units sold

Private placement units 641,250 units Simultaneous private placement to sponsor and BTIG at $10.00

Sponsor private units 440,000 units Private placement units purchased by the sponsor

BTIG private units 201,250 units Private placement units purchased by BTIG, LLC

Trust account balance $201,250,000 IPO and private placement proceeds, including $7,043,750 deferred discount

Warrant exercise price $11.50 per share Exercise price for each whole redeemable warrant

Key Terms

special purpose acquisition company, over-allotment option, trust account, Amended and Restated Memorandum and Articles of Association, +1 more

5 terms

special purpose acquisition company financial

"NewHold Investment Corp IV is a blank check company, also commonly referred to as a special purpose acquisition company, or SPAC"

A special purpose acquisition company (SPAC) is a company formed with the sole purpose of raising money through a public offering to buy or merge with an existing private business. It acts like a vehicle that allows private companies to go public more quickly and with less complexity. For investors, it offers an opportunity to invest early in a potential acquisition, though it also carries risks if the intended deal doesn’t materialize.

over-allotment option financial

"including the exercise in full by the underwriter of an option to purchase up to 2,625,000 Units at the offering price to cover over-allotments"

An over-allotment option is a special agreement that allows underwriters to sell more shares than initially planned if demand is high. Think of it like a retailer offering extra units of a popular product to meet additional customer interest. This option helps ensure the full sale is completed and can also give investors extra shares if they want more.

trust account financial

"A total of $201,250,000, comprised of the proceeds from the IPO and the sale of the Private Placement Units ... was placed in a U.S.-based trust account"

A trust account is a special bank or brokerage account where assets are held and managed by a designated person or firm (the trustee) for the benefit of another person or group (the beneficiary). It matters to investors because it separates assets from personal or corporate funds, can protect assets, control how and when money is used, and may affect tax or legal rights—think of it as a locked drawer opened only under agreed rules.

Amended and Restated Memorandum and Articles of Association regulatory

"the Company filed its amended and restated memorandum and articles of association ... effective on April 14, 2026"

A document that replaces and combines a company’s core governing papers into a single, updated set of rules spelling out the company’s purpose, share structure, voting rights and how decisions are made. Think of it as rewriting and consolidating a household’s rulebook so everyone knows who controls what and how major choices are handled. Investors watch these changes because they can alter ownership rights, governance, dividend policy and takeover protections, affecting value and control.

Private Placement Units financial

"the Company completed the private placement of an aggregate of 641,250 units (the “Private Placement Units”) to the Sponsor and BTIG, LLC"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Understanding 8-K Material Events →

Accepted by SEC EDGAR 04/20/2026 - 05:29 PM

FAQ

What did NewHold Investment Corp IV (NHIVU) announce in this filing?

NewHold Investment Corp IV announced the completion of its initial public offering, selling 20,125,000 units at $10.00 each for gross proceeds of $201,250,000. The filing also details related private placement units, governance documents, and the structure of its SPAC trust account.

How much capital did NewHold Investment Corp IV (NHIVU) raise in its IPO?

The company raised gross proceeds of $201,250,000 by selling 20,125,000 units at $10.00 per unit, including full exercise of the 2,625,000-unit over-allotment. These funds, together with private placement proceeds, were deposited into a dedicated trust account for a future business combination.

What securities are included in NewHold Investment Corp IV (NHIVU) units?

Each unit consists of one Class A ordinary share and one-third of one redeemable warrant. Every whole warrant becomes exercisable 30 days after completion of an initial business combination and allows the holder to purchase one Class A ordinary share at an exercise price of $11.50 per share.

What happens to the $201,250,000 held in NewHold Investment Corp IV’s trust account?

The $201,250,000 in the trust account remains invested until the earlier of completing an initial business combination, redeeming public shares if no deal occurs within 24 months of the IPO closing, or redemptions tied to specified shareholder-approved charter amendments, aside from permitted tax and dissolution payments.

What governance and indemnity changes did NewHold Investment Corp IV (NHIVU) implement?

On April 14, 2026, the company adopted an Amended and Restated Memorandum and Articles of Association and entered into indemnity agreements with its directors and officers. These agreements provide for indemnification and advancement of expenses to the fullest extent permitted by applicable law.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 14, 2026

NewHold Investment Corp IV

(Exact name of registrant as specified in its charter)

Cayman Islands

001-43232

98-1888991

(State or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

52 Vanderbilt Avenue
Suite 2005
New York, NY 10017

(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code: (646) 655-8504

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant	NHIVU	The Nasdaq Stock Market LLC
Class A ordinary shares, par value $0.0001 per share	NHIV	The Nasdaq Stock Market LLC
Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share	NHIVW	The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 1.01. Entry into a Material Definitive Agreement.

On April 16, 2026, NewHold Investment Corp IV (the “Company”) consummated its initial public offering (“IPO”), which consisted of 20,125,000 units (the “Units”), including the exercise in full by the underwriter of an option to purchase up to 2,625,000 Units at the offering price to cover over-allotments. The Units were sold at a price of $10.00 per Unit, generating gross proceeds to the Company of $201,250,000. Each Unit consists of one Class A ordinary share, par value $0.0001 per share (the “Class A Ordinary Shares”), of the Company, and one-third of one redeemable warrant (each, a “Warrant”) of the Company, with each whole Warrant entitling the holder thereof to purchase one Class A Ordinary Share for $11.50 per share.

In connection with the IPO, the Company entered into the following agreements, forms of which were previously filed as exhibits to the Registration Statement:

●

An Underwriting Agreement, dated April 14, 2026, by and between the Company and BTIG, LLC, a copy of which is attached as Exhibit 1.1 hereto and incorporated herein by reference.

●

A Warrant Agreement, dated April 14, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent, a copy of which is attached as Exhibit 4.1 hereto and incorporated herein by reference.

●

An Investment Management Trust Agreement, dated April 14, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as trustee, a copy of which is attached as Exhibit 10.1 hereto and incorporated herein by reference.

●

A Registration Rights Agreement, dated April 14, 2026, by and among the Company and certain security holders, a copy of which is attached as Exhibit 10.2 hereto and incorporated herein by reference.

●

A Private Placement Units Purchase Agreement, dated April 14, 2026 (the “Sponsor Private Placement Units Purchase Agreement”), by and between the Company and NewHold Industrial Technology IV LLC (the “Sponsor”), a copy of which is attached as Exhibit 10.3 hereto and incorporated herein by reference.

●

A Private Placement Units Purchase Agreement, dated April 14, 2026 (the “BTIG Private Placement Units Purchase Agreement” and, together with the Sponsor Private Placement Units Purchase Agreement, the “Private Placement Units Purchase Agreements”), by and between the Company and BTIG, LLC, a copy of which is attached as Exhibit 10.4 hereto and incorporated herein by reference.

●

A Letter Agreement, dated April 14, 2026, by and among the Company, its officers, its directors and the Sponsor, a copy of which is attached as Exhibit 10.5 hereto and incorporated herein by reference.

●

An Administrative Services Agreement, dated April 14, 2026, by and between the Company and the Sponsor, a copy of which is attached as Exhibit 10.6 hereto and incorporated herein by reference.

●

Indemnity Agreement, dated April 14, 2026, by and among the Company and each Director and executive officers of the Company, a copy of form of which is attached as Exhibit 10.7 hereto and incorporated herein by reference.

Item 3.02. Unregistered Sales of Equity Securities.

Simultaneously with the closing of the IPO, pursuant to the Private Placement Units Purchase Agreements, the Company completed the private placement of an aggregate of 641,250 units (the “Private Placement Units”) to the Sponsor and BTIG, LLC, the representative of the underwriters, at $10.00 per Unit, each Unit consisting of one Class A Ordinary Share and one-third of one redeemable Warrant, each whole Warrant exercisable to purchase one Class A Ordinary Share of the Company. Of those 641,250 Private Placement Units, the Sponsor purchased 440,000 Private Placement Units and BTIG, LLC purchased 201,250 Private Placement Units. The Warrants contained in the Private Placement Units are identical to the Warrants included in the Units sold in the IPO, except as otherwise disclosed in the Registration Statement. No underwriting discounts or commissions were paid with respect to such sale. The issuance of the Private Placement Units was made pursuant to the exemption from registration contained in Section 4(a)(2) of the Securities Act of 1933, as amended.

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On April 14, 2026, the Company entered into indemnity agreements with each of its directors and officers that require the Company to indemnify each of them to the fullest extent permitted by applicable law and to advance expenses incurred as a result of any proceeding against them as to which they could be indemnified. The foregoing summary of the indemnity agreements does not purport to be complete and is subject to, and qualified in its entirety by, the full text of the form of indemnity agreement, which is filed as Exhibits 10.7 to this Current Report on Form 8-K and incorporated in this Item 5.02 by reference.

Item 5.03. Amendments to Certificate of Incorporation or Bylaws; Change in Fiscal Year.

On April 14, 2026, in connection with the IPO, the Company filed its amended and restated memorandum and articles of association (the “Amended and Restated Memorandum and Articles of Association”) with the Cayman Islands Registrar of Companies, which was effective on April 14, 2026. The terms of the Amended and Restated Memorandum and Articles of Association are set forth in the Registration Statement and are incorporated herein by reference. A copy of the Amended and Restated Memorandum and Articles of Association is attached as Exhibit 3.1 hereto and incorporated herein by reference.

Item 8.01. Other Events.

A total of $201,250,000, comprised of the proceeds from the IPO and the sale of the Private Placement Units (which amount includes $7,043,750 of the underwriter’s deferred discount), was placed in a U.S.-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee. Except with respect to interest earned on the funds in the trust account that may be released to the Company to pay its taxes and for winding up and dissolution expenses, the funds held in the trust account will not be released from the trust account until the earliest of (i) the completion of the Company’s initial business combination, (ii) the redemption of the Company’s public shares if it is unable to complete its initial business combination within 24 months from the closing of the IPO (or by such earlier liquidation date as the Company’s board of directors may approve), subject to applicable law, and (iii) the redemption of the Company’s public shares properly submitted in connection with a shareholder vote to amend the Company’s Amended and Restated Memorandum and Articles of Association to modify the substance or timing of its obligation to redeem 100% of the Company’s public shares if it has not consummated an initial business combination within 24 months from the closing of the IPO or with respect to any other material provisions relating to shareholders’ rights or pre-initial business combination activity.

On April 14, 2026, the Company issued a press release announcing the pricing of the IPO, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K.

On April 16, 2026, the Company issued a press release announcing the closing of the IPO, a copy of which is attached as Exhibit 99.2 to this Current Report on Form 8-K.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

The following exhibits are being filed herewith:

Exhibit No.		Description

1.1		Underwriting Agreement, dated April 14, 2026, by and between the Company and BTIG, LLC, as representative of the several underwriters.

3.1		Amended and Restated Memorandum and Articles of Association of the Company.

4.1		Warrant Agreement, dated April 14, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent.

10.1		Investment Management Trust Agreement, April 14, 2026, by and between the Company and Continental Stock Transfer & Trust Company, as trustee.

10.2		Registration Rights Agreement, dated April 14, 2026, by and among the Company and certain security holders.

10.3		Private Placement Units Purchase Agreement, dated April 14, 2026, by and between the Company and the Sponsor.

10.4		Private Placement Units Purchase Agreement, dated April 14, 2026, by and between the Company and the Sponsor.

10.5		Letter Agreement, dated April 14, 2026, by and among the Company, its officers, directors, and the Sponsor.

10.6		Administrative Services Agreement, dated April 14, 2026, by and between the Company and NewHold Industrial Technology IV LLC.

10.7		Form of Indemnity Agreement

99.1		Press Release, dated April 14, 2026.

99.2		Press Release, dated April 16, 2026.

104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	NEWHOLD INVESTMENT CORP IV

	By:	/s/ Kevin Charlton
		Name:	Kevin Charlton
		Title:	Chief Executive Officer
Dated: April 20, 2026

Exhibit 99.1

NewHold Investment Corp IV Announces Pricing of $175 Million Initial Public Offering

New York, New York, April 14, 2026 (GLOBE NEWSWIRE) -- NewHold Investment Corp IV (the “Company”), a newly organized special purpose acquisition company formed as a Cayman Islands exempted company, today announced the pricing of its initial public offering of 17,500,000 units at an offering price of $10.00 per unit, with each unit consisting of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant, which becomes exercisable 30 days after the completion of the Company’s initial business combination, will entitle the holder thereof to purchase one Class A ordinary share at $11.50 per share. The units are expected to trade on the Global Market tier of the Nasdaq Stock Market LLC (“Nasdaq”) under the ticker symbol “NHIVU” beginning April 15, 2026. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. Once the securities comprising the units begin separate trading, the Class A ordinary shares and the warrants are expected to be traded on Nasdaq under the symbols “NHIV” and “NHIVW,” respectively.

BTIG, LLC is acting as sole book-running manager for the offering.

The Company has granted the underwriter a 45-day option to purchase up to an additional 2,625,000 units at the initial public offering price to cover over-allotments, if any. The offering is expected to close on April 16, 2026, subject to customary closing conditions.

A registration statement relating to the securities sold in the initial public offering was declared effective by the U.S. Securities and Exchange Commission (the “SEC”) on April 14, 2026. The offering is being made only by means of a prospectus. When available, copies of the prospectus may be obtained from: BTIG, LLC, 65 East 55th Street New York, New York 10022, or by email at ProspectusDelivery@btig.com, or by accessing the SEC’s website at www.sec.gov.

This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

About NewHold Investment Corp IV

NewHold Investment Corp IV is a blank check company, also commonly referred to as a special purpose acquisition company, or SPAC, formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses. While the Company may pursue a business combination in any business, industry, sector or geographical location, the Company will primarily focus on growing industrial and business services companies. The Company is led by an experienced management team with Kevin Charlton as Chief Executive Officer, Samy Hammad as President and Chief Operating Officer and Polly Schneck as Chief Financial Officer.

Forward-Looking Statements

This press release contains statements that constitute “forward-looking statements,” including with respect to the Company’s initial public offering (“IPO”) and search for an initial business combination. No assurance can be given that the offering discussed above will be completed on the terms described, or at all, or that the net proceeds of the offering will be used as indicated. Forward-looking statements are subject to numerous conditions, many of which are beyond the control of NewHold Investment Corp IV, including those set forth in the Risk Factors section of NewHold Investment Corp IV’s registration statement and preliminary prospectus for the IPO filed with the SEC. Copies are available on the SEC's website, www.sec.gov. NewHold Investment Corp IV undertakes no obligation to update these statements for revisions or changes after the date of this release, except as required by law.

Contacts:

Polly Schneck
Chief Financial Officer
pschneck@newholdllc.com

Investor & Media Contact:

Amanda Tarplin
amanda@tarplinconsulting.com

Exhibit 99.2

NewHold Investment Corp IV Announces Closing of $201,250,000 Initial Public Offering, Including Full Exercise of Underwriters' Over-Allotment Option

New York, New York , April 16, 2026 (GLOBE NEWSWIRE) -- NewHold Investment Corp IV (the “Company”), a newly organized special purpose acquisition company formed as a Cayman Islands exempted company, today announced the closing of its initial public offering of 20,125,000 units at an offering price of $10.00 per unit. This includes the exercise in full by the underwriters of their over-allotment option to purchase up to an additional 2,625,000 units. Each unit consists of one Class A ordinary share and one-third of one redeemable warrant. Each whole warrant, which becomes exercisable 30 days after the completion of the Company’s initial business combination, will entitle the holder thereof to purchase one Class A ordinary share at $11.50 per share. The units are listed on the Global Market tier of the Nasdaq Stock Market LLC (“Nasdaq”) under the ticker symbol “NHIVU”. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. Once the securities comprising the units begin separate trading, the Class A ordinary shares and the warrants are expected to be traded on Nasdaq under the symbols “NHIV” and “NHIVW,” respectively.

The Company intends to use the net proceeds from the offering, and the simultaneous private placement of units, to consummate the Company's initial business combination.

BTIG, LLC acted as sole book-running manager for the offering.

The offering was made only by means of a prospectus. Copies of the prospectus may be obtained from: BTIG, LLC, 65 East 55th Street New York, New York 10022, or by email at ProspectusDelivery@btig.com,or by accessing the SEC’s website at www.sec.gov.

A registration statement relating to the securities has been filed with, and declared effective by, the Securities and Exchange Commission (“SEC”). This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

About NewHold Investment Corp IV

Forward-Looking Statements

This press release contains statements that constitute “forward-looking statements,” including with respect to the Company’s initial public offering (“IPO”), the anticipated use of the net proceeds thereof and the Company's search for an initial business combination. No assurance can be given that the net proceeds of the offering will be used as indicated. Forward-looking statements are subject to numerous conditions, many of which are beyond the control of NewHold Investment Corp IV, including those set forth in the Risk Factors section of NewHold Investment Corp IV’s registration statement and prospectus for the IPO filed with the SEC. Copies are available on the SEC's website, www.sec.gov. NewHold Investment Corp IV undertakes no obligation to update these statements for revisions or changes after the date of this release, except as required by law.

Contacts:

Polly Schneck
Chief Financial Officer
pschneck@newholdllc.com

Investor & Media Contact:

Amanda Tarplin
amanda@tarplinconsulting.com

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

16 documents

NewHold Investment Corp IV (NHIVU) closes $201.25M SPAC IPO and funds trust