STOCK TITAN

NewHold Investment Corp IV (NHIVU) insider reports 6.7M Class B founder stake

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NewHold Industrial Technology IV, LLC, a 10% owner of NewHold Investment Corp IV, reported its existing position on a Form 3. The entity holds 6,708,333 Class B ordinary shares, which are convertible into 6,708,333 Class A ordinary shares at an exercise price of $0.0000 per share.

According to the disclosure, these Class B shares will convert into Class A shares on a one-for-one basis at the time of the company’s initial business combination, subject to anti-dilution adjustments. The Class B ordinary shares have no expiration date and represent a continuing, direct ownership stake rather than a new purchase or sale.

Positive

  • None.

Negative

  • None.
Insider NewHold Industrial Technology IV, LLC
Role 10% Owner
Type Security Shares Price Value
holding Class B ordinary shares -- -- --
Holdings After Transaction: Class B ordinary shares — 6,708,333 shares (Direct)
Footnotes (1)
  1. F1. At the time of our initial business combination, the Class B ordinary shares will convert into Class A ordinary shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The Class B ordinary shares have no expiration date.
Class B holdings 6,708,333 shares Class B ordinary shares directly owned by reporting person
Underlying Class A 6,708,333 shares Underlying Class A ordinary shares on 1:1 conversion
Exercise/Conversion Price $0.0000 per share Conversion of Class B into Class A ordinary shares
Class B ordinary shares financial
"The entity holds 6,708,333 Class B ordinary shares, which are convertible"
Class B ordinary shares are a type of ownership stake in a company that typically come with different voting rights or privileges compared to other share classes. For investors, they represent a way to hold part of the company’s value and influence its decisions, often with fewer voting rights than Class A shares. Understanding these shares helps investors assess their level of control and potential returns within a company.
Class A ordinary shares financial
"convertible into 6,708,333 Class A ordinary shares at an exercise price"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
initial business combination financial
"at the time of the company’s initial business combination, subject to"
An initial business combination is the deal in which a special-purpose acquisition company (SPAC) merges with or acquires an operating business to bring that business onto public markets. Think of the SPAC as an empty shell that raises money from investors, then uses that cash to buy a private company—this transaction turns the private company into a public one and often changes its ownership, valuation, and access to capital, so investors should watch for shifts in risk, future growth prospects, and shareholder rights.
anti-dilution rights financial
"subject to adjustment pursuant to certain anti-dilution rights"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What does the NewHold Investment Corp IV (NHIVU) Form 3 filing show?

The Form 3 shows that NewHold Industrial Technology IV, LLC holds 6,708,333 Class B ordinary shares of NewHold Investment Corp IV, all directly owned. These Class B shares are a pre-existing position and not the result of a new stock purchase or sale.

How many shares does the reporting owner hold in NHIVU?

NewHold Industrial Technology IV, LLC holds 6,708,333 Class B ordinary shares, with the same number of underlying Class A ordinary shares. This establishes it as a 10% beneficial owner with a significant stake tied to the company’s future business combination.

How do NewHold Investment Corp IV Class B shares convert into Class A shares?

The filing states that each Class B ordinary share will convert into one Class A ordinary share at the time of the initial business combination, subject to anti-dilution rights. This one-for-one conversion preserves the economic interest while changing the share class after the combination.

Do the Class B ordinary shares in NHIVU have an expiration date?

The disclosure explains that NewHold Investment Corp IV’s Class B ordinary shares have no expiration date. They remain outstanding until converted into Class A ordinary shares upon completion of the initial business combination, giving the holder ongoing participation in that event.

Is the NHIVU Form 3 a buy or sell transaction by the insider?

The Form 3 does not report a buy or sell. It is an initial ownership statement showing that NewHold Industrial Technology IV, LLC already holds 6,708,333 Class B ordinary shares, rather than documenting a new market transaction or trade in the company’s stock.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
NewHold Industrial Technology IV, LLC

(Last)(First)(Middle)
52 VANDERBILT AVENUE
SUITE 2005

(Street)
NEW YORK NEW YORK 10017

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2026
3. Issuer Name and Ticker or Trading Symbol
NewHold Investment Corp IV [ NHIV ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B ordinary shares (1) (1)Class A ordinary shares6,708,333(1)D
Explanation of Responses:
1. At the time of our initial business combination, the Class B ordinary shares will convert into Class A ordinary shares on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The Class B ordinary shares have no expiration date.
By: /s/ Polly Schneck Title: Managing Member04/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)