NewHold Investment Corp IV (NHIVU) director Sullivan submits zero-transaction Form 3

Rhea-AI Filing Summary

NewHold Investment Corp IV director Thomas J. Sullivan filed an initial Form 3, which is a statement of beneficial ownership for company insiders. This filing reports no transactions, no derivative positions, and no share holdings, serving only to register his status as a reporting person.

Key Terms

Form 3, reporting person, ten percent owner

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

""reportingPersons": [ { "name": "Sullivan Thomas J.""

ten percent owner financial

""is_ten_percent_owner": 0"

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Accepted by SEC EDGAR 04/16/2026 - 06:17 AM Learn about SEC filing dates

FAQ

What does the NewHold Investment Corp IV (NHIVU) Form 3 by Thomas J. Sullivan show?

The Form 3 for NewHold Investment Corp IV director Thomas J. Sullivan reports his status as a reporting person but shows no transactions, derivative positions, or holdings. It is an initial ownership statement with zero reported activity or share entries at this time.

Did Thomas J. Sullivan buy or sell NewHold Investment Corp IV (NHIVU) shares in this Form 3?

No. The insider data show zero buy and zero sell transactions, and the transactions list is empty. The Form 3 simply establishes Sullivan as a reporting person without disclosing any acquisitions, dispositions, or option exercises in NewHold Investment Corp IV securities.

Does the NewHold Investment Corp IV (NHIVU) Form 3 include any derivative securities for Thomas J. Sullivan?

No. The derivativeSummary is empty and derivativeTransactionCount is zero, indicating no reported options, warrants, or other derivative positions. This Form 3 does not list any derivative holdings or exercises related to NewHold Investment Corp IV by Sullivan.

Is Thomas J. Sullivan a ten percent owner of NewHold Investment Corp IV (NHIVU) in this Form 3?

No. The insider record flags him as a director but not a ten percent owner. The is_ten_percent_owner field is zero, meaning this filing reflects board service rather than ownership of at least ten percent of NewHold Investment Corp IV’s outstanding securities.

Does the NewHold Investment Corp IV (NHIVU) Form 3 disclose any gifts, tax withholdings, or restructurings?

No. GiftCount, taxWithholdingCount, and restructuringCount are all zero, and the filing lists no such entries. The Form 3 shows no gifts, tax-related share withholdings, or entity restructurings associated with Thomas J. Sullivan’s relationship to NewHold Investment Corp IV.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Sullivan Thomas J.

(Last) (First) (Middle)

52 VANDERBILT AVENUE

SUITE 2005

(Street)

NEW YORK NEW YORK 10017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2026

3. Issuer Name and Ticker or Trading Symbol
NewHold Investment Corp IV [ NHIV ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	By: /s/ Thomas Sullivan	04/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)