Nicolet Bankshares CFO buys 240 at $115.84; holds 32,947

Nicolet Bankshares (NIC) reported an insider purchase by its CFO, H. Phillip Moore, Jr.

Accepted by SEC EDGAR 10/31/2025 - 03:13 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Nicolet Bankshares (NIC) reported an insider purchase by its CFO, H. Phillip Moore, Jr. On 10/30/2025, he bought 240 shares of common stock at $115.84 (transaction code P).

Following the transaction, he beneficially owns 32,947 shares directly. He also holds 375 shares indirectly through his spouse's IRA. The filing notes this total includes shares accumulated via the Employee Stock Purchase Plan; he owns 439 shares in the ESPP as of the report date.

Insider Trade Summary

Net Buyer: 240 shares

Net Buy 1 txn

Insider MOORE HUBERT PHILLIP JR

Role CFO

Bought 240 shs ($28K)

Increase in Position 0.73%

Type	Security	Shares	Price	Value
Purchase	Common Stock	240	$115.84	$28K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 32,947 shares (Direct); Common Stock — 375 shares (Indirect, By Spouse's IRA)

Holdings Before and After: Common Stock, 32,707 to 32,947 shares (Direct)

Footnotes (1)

1. F1. Includes 44 shares acquired under the Employee Stock Purchase Plan, since my previous Form 4 filing dated June 10, 2025. I own a total of 439 shares in the Employee Stock Purchase Plan as of the date of this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NIC report?

The CFO, H. Phillip Moore, Jr., purchased 240 shares of common stock at $115.84 on 10/30/2025 (code P).

How many Nicolet Bankshares (NIC) shares does the CFO own after the trade?

He beneficially owns 32,947 shares directly after the reported transaction.

Does the CFO have any indirect holdings in NIC?

Yes. He holds 375 shares indirectly through his spouse's IRA.

What price did the CFO pay for the NIC shares?

He purchased the shares at $115.84 per share.

Is there any note about shares from an employee plan?

Yes. The filing states he owns 439 shares in the Employee Stock Purchase Plan as of the report date.

What is the transaction code shown in the filing?

The filing lists transaction code P, indicating an open market or private purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MOORE HUBERT PHILLIP JR

(Last) (First) (Middle)

C/O NICOLET NATIONAL BANK

111 NORTH WASHINGTON STREET

(Street)

GREEN BAY WI 54301

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NICOLET BANKSHARES INC [ NIC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/30/2025		P		240	A	$115.84	32,947(1)	D
Common Stock								375	I	By Spouse's IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 44 shares acquired under the Employee Stock Purchase Plan, since my previous Form 4 filing dated June 10, 2025. I own a total of 439 shares in the Employee Stock Purchase Plan as of the date of this report.

	/s/ H. Phillip Moore, Jr.	10/31/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.