STOCK TITAN

NICOLET BANKSHARES (NASDAQ: NIC) director receives 429-share stock retainer award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hayek Matthew J reported acquisition or exercise transactions in this Form 4 filing.

NICOLET BANKSHARES INC director Matthew J. Hayek received a grant of 429 shares of Common Stock as compensation. The shares were granted as the Board annual retainer in the form of a restricted stock award that fully vested immediately as of May 19, 2026. After this award, Hayek directly owns 4,492 shares of the company’s common stock.

Positive

  • None.

Negative

  • None.
Insider Hayek Matthew J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 429 $139.63 $60K
Holdings After Transaction: Common Stock — 4,492 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 429 shares Restricted stock award for Board annual retainer as of May 19, 2026
Price per share $139.63 per share Valuation of the 429-share restricted stock award
Shares owned after grant 4,492 shares Total direct Common Stock holdings following the award
restricted stock award financial
"granted as a restricted stock award with an immediate full vest of 429 shares"
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
Board annual retainer financial
"The Company paid Mr. Hayek the Board annual retainer, granted as a restricted stock award"
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hayek Matthew J

(Last)(First)(Middle)
C/O NICOLET NATIONAL BANK
111 N. WASHINGTON STREET

(Street)
GREEN BAY WISCONSIN 54301

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NICOLET BANKSHARES INC [ NIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/19/2026A429(1)A$139.634,492D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The Company paid Mr. Hayek the Board annual retainer, granted as a restricted stock award with an immediate full vest of 429 shares, as of May 19, 2026.
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Matthew J. Hayek05/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did NIC director Matthew J. Hayek report on Form 4?

Director Matthew J. Hayek reported receiving 429 shares of NICOLET BANKSHARES INC Common Stock. The shares were granted as his Board annual retainer, structured as a restricted stock award that fully vested immediately on May 19, 2026.

Was the NIC Form 4 transaction a market purchase or a compensation grant?

The NIC Form 4 shows a compensation grant, not a market purchase. The 429 Common Stock shares were granted to Matthew J. Hayek as his Board annual retainer, issued as a restricted stock award with immediate full vesting.

How many NIC shares does Matthew J. Hayek hold after this Form 4 transaction?

After this Form 4 transaction, Matthew J. Hayek directly holds 4,492 shares of NICOLET BANKSHARES INC Common Stock. This reflects his position following the 429-share restricted stock award granted as his Board annual retainer.

What is the vesting status of Matthew J. Hayek’s latest NIC stock award?

The latest NIC stock award to Matthew J. Hayek vested immediately. The company granted 429 shares as a restricted stock award for his Board annual retainer, with full vesting as of May 19, 2026, meaning no future vesting conditions remain.

What price per share is reported for Matthew J. Hayek’s NIC stock award?

The Form 4 reports a value of $139.63 per share for the 429-share award. This figure reflects the price per share used to value the restricted stock award granted as Matthew J. Hayek’s Board annual retainer on May 19, 2026.