Nicolet Bankshares (NIC) CFO makes 65-share gift, holds 38,861 shares
Rhea-AI Filing Summary
Nicolet Bankshares Inc. CFO Hubert Phillip Moore Jr. reported a bona fide gift of 65 shares of common stock, leaving him with 38,861 shares held directly. The filing also notes indirect holdings recorded in the names of his adult son and his spouse's IRA, with beneficial ownership of the son's shares expressly disclaimed.
Positive
- None.
Negative
- None.
Insider Trade Summary
65 shares gifted
Mixed
4 txns
Insider
MOORE HUBERT PHILLIP JR
Role
CFO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock | 65 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 38,861 shares (Direct);
Common Stock — 400 shares (Indirect, By Spouse's IRA)
Footnotes (1)
- Includes shares acquired under the Employee Stock Purchase Plan. I have not acquired additional shares under the Employee Stock Purchase Plan since my last Form 4 filing on April 28, 2026. I own a total of 503 shares in the Employee Stock Purchase Plan as of the date of this report. I disclaim beneficial ownership of these holdings by my adult son, I have no pecuniary interest in the holdings, and the filing of this report is not an admission that I am the beneficial owner of these shares for purposes of Section 16 or for any other purpose. I disclaim beneficial ownership of these holdings held by my adult son, I have no pecuniary interest in the holdings, and the filing of this report is not an admission that I am the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Key Figures
Shares gifted: 65 shares
Direct holdings after gift: 38,861 shares
Adult son indirect holdings: 65 shares
+3 more
6 metrics
Shares gifted
65 shares
Bona fide gift of common stock on May 15, 2026
Direct holdings after gift
38,861 shares
Common stock directly held by CFO after transaction
Adult son indirect holdings
65 shares
Common stock held by adult son; beneficial ownership disclaimed
Spouse's IRA holdings
400 shares
Common stock held indirectly via spouse's IRA
ESPP holdings
503 shares
Employee Stock Purchase Plan shares as of report date
Gift transaction price
$0.0000 per share
Indicates non-cash bona fide gift transfer
Key Terms
bona fide gift, Employee Stock Purchase Plan, beneficial ownership, pecuniary interest
4 terms
bona fide gift financial
"transaction code description shows "Bona fide gift" for the 65-share transfer"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Employee Stock Purchase Plan financial
"Includes shares acquired under the Employee Stock Purchase Plan... I own a total of 503 shares"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
beneficial ownership financial
"I disclaim beneficial ownership of these holdings by my adult son"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"I have no pecuniary interest in the holdings"
AI-generated analysis. How Rhea-AI works. Not financial advice.
