Welcome to our dedicated page for Nine Energy Service SEC filings (Ticker: NINE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Nine Energy Service's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Nine Energy Service's regulatory disclosures and financial reporting.
Nine Energy Service, Inc. reports that Adage Capital Management and affiliated reporting persons collectively beneficially own 1,355,149 shares of Common Stock, equal to 9.71% of the class. The percentage is calculated using 13,950,000 shares outstanding as of March 5, 2026.
The filing identifies Adage Capital Management, L.P., Robert Atchinson and Phillip Gross as reporting persons and discloses shared voting and dispositive power over the reported shares.
Nine Energy Service, Inc. received a Schedule 13G filing from Algebris Investments (US) Inc. reporting beneficial ownership of 832,907 shares of Common Stock. The filing states that Algebris has sole voting and dispositive power over these shares, representing 5.97% of the class as of 06/30/2026.
The filing is signed by the filer’s Chief Compliance Officer on 07/02/2026.
Law Adam R. reported acquisition or exercise transactions in this Form 4 filing.
Nine Energy Service, Inc. reported that officer Adam R. Law received a grant of 92,222 shares of Common Stock in the form of time-based restricted stock units. These RSUs were awarded at no cash cost to him and will vest in three equal installments starting on the first anniversary of the vesting commencement date, contingent on his continued employment. Following this grant, he holds 92,222 shares directly.
Nine Energy Service, Inc. filed a Form 3 to report the insider status of Adam R. Law. He is identified as an officer of the company, with the officer title referenced as “See Remarks.” The filing shows no reported share purchases, sales, exercises, gifts, tax withholdings, or other transactions, and no derivative positions are listed. This serves as an initial baseline disclosure of his insider role without any current holdings or trades detailed.
Schmidt Heather reported acquisition or exercise transactions in this Form 4 filing.
Nine Energy Service, Inc. reported that officer Heather Schmidt received an equity grant in the form of 33,333 time-based restricted stock units representing common stock at a stated price of $0.00 per share. These units vest in three equal installments beginning on the first anniversary of the vesting commencement date, conditioned on her continued employment through each vesting date. Following this award, she directly holds 72,222 shares of common stock, reflecting her updated equity position with the company.
Nine Energy Service appointed Heather Schmidt as its permanent Chief Financial Officer and principal financial officer, effective May 22, 2026, after serving in the role on an interim basis. She has been with the company since 2012 in senior strategic and investor relations roles.
Her amended and restated employment agreement sets a base salary of $425,000 and a target annual bonus equal to 75% of base salary. She also received long-term incentives: time-based RSUs with a target value of $300,000 vesting over three years, and a performance-based cash award with a $300,000 target tied to relative total shareholder return over three annual periods, with a maximum payout of 200% of target. The agreement includes severance and enhanced benefits for certain terminations, including higher severance if a qualifying termination occurs within 24 months after a change in control.
Nine Energy Service director Jerome D. Hall Jr. received an equity award in the form of 27,778 shares of common stock on May 18, 2026. The award is structured as time-based restricted stock units that carry no cash exercise price.
These restricted stock units are scheduled to vest on June 30, 2027, as long as Hall continues serving through that date. If he is up for re-election at the company’s next annual meeting and is not elected to remain on the board, the units will fully vest on that annual meeting date instead. Following this grant, Hall reports beneficial ownership of 27,778 shares directly.
Nine Energy Service, Inc. reported that officer Luz S. Brett acquired a grant of 38,889 shares of common stock in the form of time-based restricted stock units at no purchase price. These units will vest in three equal installments beginning on the first anniversary of the vesting commencement date, subject to her continued employment through each vesting date. Following this grant, she is reported as directly holding 38,889 shares.
Schmidt Heather reported acquisition or exercise transactions in this Form 4 filing.
Nine Energy Service, Inc. reported that officer Heather Schmidt received an equity grant of 38,889 shares of common stock as a grant or award. These are time-based restricted stock units that vest in three equal installments starting on the first anniversary of the vesting commencement date, subject to her continued employment. Following this grant, she holds 38,889 common shares directly, reflecting a compensation-related equity award rather than a market purchase.
Hawks Carney reported acquisition or exercise transactions in this Form 4 filing.
Nine Energy Service director Hawks Carney received an equity award in the form of restricted stock units. The Form 4 reports a grant of 41,667 shares of common stock at no purchase price, increasing his directly held position to 41,667 shares.
The footnote explains these are time-based restricted stock units scheduled to vest on June 30, 2027, if he continues serving through that date. If he stands for re-election at the next annual shareholder meeting and is not elected to remain on the board, the units will instead fully vest on that meeting date.