150,000 ADS tied to RSU vesting — NIO (NYSE: NIO) Rule 144 notice

Rhea-AI Filing Summary

NIO Inc. submitted a Rule 144 notice for the proposed sale of 150,000 American depositary shares (each representing one Class A ordinary share) tied to vesting of restricted share units under the Issuer's Share Incentive Plan. The filing lists an aggregate amount of $840,000.00 and a date of 06/01/2026.

Insights

Securities Attorney

Rule 144 filing notifies market of planned resale of vested RSUs under transfer restrictions.

Form 144 is a notice required under resale rules when restricted securities become eligible for sale. The filing shows 150,000 ADS and an aggregate figure of $840,000.00, with the transaction tied to RSU vesting on 06/01/2026.

Timing and method of sale are not detailed here; subsequent broker reports or Form 4/Form 5 filings may clarify execution and proceeds treatment.

Equity Compensation Specialist

The shares originate from vested restricted share units under the company plan.

The entry explicitly cites "Vesting of restricted share units granted pursuant to the Issuer's Share Incentive Plan." This indicates the shares are compensation-related and became eligible for resale upon vesting on 06/01/2026.

Whether sales occur immediately or later depends on holder decisions and any remaining transfer restrictions; monitoring subsequent filings will show actual dispositions.

Key Figures

Securities to be sold: 150,000 ADS Aggregate amount listed: $840,000.00 ADS conversion: 1 ADS = 1 Class A ordinary share +1 more

4 metrics

Securities to be sold 150,000 ADS Vesting of restricted share units under the Issuer's Share Incentive Plan

Aggregate amount listed $840,000.00 Amount shown in filing (associated with proposed sale)

ADS conversion 1 ADS = 1 Class A ordinary share American depositary shares representation stated in filing

Filing date / vesting date 06/01/2026 Date listed for vesting/filing

Key Terms

American depositary shares (ADS), restricted share units (RSU), Rule 144 / Form 144, Share Incentive Plan

4 terms

American depositary shares (ADS) financial

"American depositary shares (each representing one Class A ordinary share)"

American depositary shares (ADS) are a way for investors in the United States to buy shares of foreign companies without dealing with the complexities of international markets. They represent ownership in a foreign company's stock and are traded on U.S. exchanges, making it easier and more convenient for Americans to invest internationally. ADSs allow investors to diversify their portfolios with foreign companies while using familiar trading platforms.

restricted share units (RSU) compensation

"Vesting of restricted share units granted pursuant to the Issuer's Share Incentive Plan"

Rule 144 / Form 144 regulatory

"Filer Information | 144: Securities To Be Sold"

Share Incentive Plan financial

"granted pursuant to the Issuer's Share Incentive Plan"

A share incentive plan is a company program that gives employees or directors the chance to receive or buy company shares, often after staying with the firm or meeting performance goals. It matters to investors because it’s like giving workers a slice of the company pie to boost performance and loyalty, but issuing those slices can reduce each existing owner’s portion and change metrics such as earnings per share and share count.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American depositary shares (each representing one Class A ordinary share)	The Core Securities Company Limited Suite C, 20/F, Standard Chartered Bank Building 4-4A Des Voeux Road Central Central K3 999077	150000	840000.00	2357167022	06/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American depositary shares (each representing one Class A ordinary share)	06/01/2026	Vesting of restricted share units granted pursuant to the Issuer's Share Incentive Plan	NIO Inc.			150000	06/01/2026	Vesting of restricted share units

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does NIO's Form 144 filing report?

It reports a proposed resale of 150,000 ADS tied to vesting of restricted share units under the company plan, with an aggregate amount shown as $840,000.00 and date 06/01/2026. This is a notice of eligibility to sell, not evidence of completed sales.

Are the 150,000 ADS new shares or vested compensation at NIO?

They are tied to the vesting of restricted share units granted under the Issuer's Share Incentive Plan, indicating these ADS arise from compensation vesting rather than a primary issuance or public offering.

Does the Form 144 indicate how the shares will be sold?

The filing lists the securities to be sold and the vesting origin but does not specify the sale method or execution details; subsequent broker reports or additional SEC forms would disclose actual sale mechanics and timing.

Will NIO receive proceeds from these shares?

The filing ties the ADS to vested RSUs; it does not state who receives proceeds. Form 144 itself is a resale notice and does not specify proceeds allocation or issuer receivables.