NIO Inc.'s SEC filings document foreign private issuer disclosures for a Cayman Islands company with Class A ordinary shares, Class C ordinary shares and American depositary shares listed under NIO. Form 6-K reports include delivery updates, unaudited financial results, annual report announcements, Hong Kong exchange notices and shareholder meeting materials.
The filings also describe NIO's weighted voting rights structure, in which Class A ordinary shares carry one vote and Class C ordinary shares carry eight votes, and state that each ADS represents one Class A ordinary share. Other disclosures cover board and annual general meeting matters, share incentive plans, performance-based equity awards, governance and the company's smart electric vehicle brands.
NIO Inc. delivered 37,408 vehicles in September 2026, up 7.7% year over year. That total comprised 21,318 NIO-brand vehicles, 8,763 ONVO-brand vehicles and 7,327 FIREFLY-brand vehicles. Third-quarter deliveries were 109,178, up 25.4% year over year; deliveries in the first three quarters were 300,301, up 49.2% year over year.
Cumulative deliveries reached 1,297,893 as of September 30, 2026. NIO reported that the All-New ES8 reached its 150,000th delivery milestone on September 20, 2026, and the ES9 reached its 30,000th delivery milestone on September 23, 2026, since deliveries began May 28, 2026.
NIO Inc. (NIO) entered into definitive agreements with subsidiaries of Zhejiang Geely Holding Group for transactions involving its battery-swapping and charging businesses, subject to regulatory clearances and customary closing conditions. For NIO Power, a Geely subsidiary would contribute its 100% holding of Yiyi Internet Technology (Chongqing) Co., Ltd. plus RMB640 million in cash for newly issued equity. At closing, the Geely subsidiary would hold 30.0%, NIO China 63.6% and an existing investor 6.4%; NIO Power is valued at approximately RMB16 billion post-money.
Operational-milestone adjustments could reduce the Geely subsidiary’s stake to no less than 20% in an underperformance scenario. It may make a further RMB640 million cash investment within the earlier of two years after closing and NIO Power entering binding agreements for a new financing round; without post-closing adjustments, this would result in 34.0% ownership for the Geely subsidiary and 60.0% for NIO China. Separately, NIO China agreed to subscribe for newly issued Haohan Energy equity, with cash consideration to be used to purchase certain charging assets from NIO; NIO China would hold 10.0%. Related Geely battery-swapping plans remain preliminary and require further discussions.
NIO Inc. (NIO) reported that director Lee Denny Ting Bun exercised previously granted restricted share units that vested on September 12, 2026, receiving 131,869 American depositary shares, each representing one Class A ordinary share. Following this conversion, the director holds 492,634 ADSs directly and no remaining RSUs from this grant. No Rule 10b5-1 trading plan is indicated.
NIO Inc. (NIO) reported that President and director Qin Lihong had 300,000 restricted share units vest and be converted into 300,000 American depositary shares on September 1, 2026. As part of a non-discretionary sell-to-cover arrangement, 150,000 ADSs are to be sold at an indicated price of $4.23 per ADS to satisfy income tax liabilities from this vesting, with the actual sale price potentially differing in the market. Following these transactions, Qin holds 900,000 restricted share units directly and has indirect ownership of 10,499,899 Class A ordinary shares through DX Mix Limited and 1 Class A ordinary share through Prime Hubs Limited.
NIO Inc. (NIO) reported that Executive Vice President Zhou Xin had 200,000 restricted share units vest and convert into 200,000 American depositary shares on September 1, 2026. These RSUs represent a contingent right to receive Class A ordinary shares and vest in five equal annual installments beginning on September 1, 2025. After this vesting, Zhou Xin directly holds 516,167 American depositary shares and retains 600,000 restricted share units, and also has indirect ownership of 1,000,000 Class A ordinary shares held by Prime Hubs Limited. Each American depositary share represents one Class A ordinary share.
NIO Inc. (NIO) reported that Chief Financial Officer Qu Yu had restricted share units vest and convert into American depositary shares (ADSs) on September 1, 2026. A total of 45,000 RSUs and 200,000 RSUs converted into an equal number of ADSs at a price of $0.00 per share as part of equity compensation. To satisfy related income tax liabilities, 22,500 ADSs and 100,000 ADSs are to be sold or withheld at a reference price of $4.23 per ADS under a non-discretionary sell-to-cover arrangement. The actual sale prices may differ from this reference closing price.
NIO Inc. (NIO) received a notice that officer/director Lihong Qin plans to sell up to 150,000 American depositary shares (each representing one Class A ordinary share) under Rule 144. The planned sale, dated 09/01/2026, relates to the vesting of restricted share units granted under NIO’s share incentive plan and is being executed through a non-discretionary sell-to-cover arrangement solely to satisfy income tax liabilities. The filing states the securities will be sold on the notice date or within three months. In the prior three months, Qin sold 150,000 ADS to cover tax only, for $827,974.75.
NIO Inc. (NIO) disclosed that officer Yu Qu has filed a Rule 144 notice to sell up to 122,500 American depositary shares (each representing one Class A ordinary share) on the NYSE, with an aggregate market value of $518,175.00. The filing states the ADS will be sold under a non-discretionary sell-to-cover arrangement solely to satisfy income tax liabilities arising from the vesting of restricted share units granted under NIO’s share incentive plan. The securities covered by this notice may be sold on the date of the notice or within three months from September 1, 2026. Over the prior three months, Yu Qu previously sold 100,000 ADS for $551,986.93 to cover tax only.
NIO Inc. (NIO) furnished a report providing a detailed reconciliation between its consolidated financial statements prepared under U.S. GAAP and those prepared under IFRS Accounting Standards, as required for its secondary listing on the Hong Kong Stock Exchange.
For the six months ended June 30, 2026, NIO reported a net loss of RMB 860,091 thousand under U.S. GAAP, compared with RMB 1,424,341 thousand under IFRS Accounting Standards, reflecting adjustments mainly related to share-based compensation, convertible notes measured at fair value, capped call options, redeemable non-controlling interests, investment classifications, lease accounting, warranty accruals, and software presentation. As of June 30, 2026, total assets were RMB 136,211,340 thousand under U.S. GAAP and RMB 135,649,988 thousand under IFRS, with total shareholders’ equity of RMB 5,387,386 thousand under IFRS.
NIO Inc. (NIO) reported strong top-line growth for the quarter ended June 30, 2026, with total revenues of RMB32,136.9 million (US$4,736.4 million), up 25.9% sequentially and 69.1% year over year. Vehicle deliveries reached 107,658 units, a 49.4% year-over-year increase, supported by all three brands: NIO, ONVO and FIREFLY.
Vehicle margin was 18.5% and gross margin was 18.4%, up from 10.0% a year earlier. NIO recorded a loss from operations of RMB347.2 million, but on a non-GAAP basis achieved an adjusted operating profit of RMB206.9 million. Net loss narrowed sharply to RMB528.0 million from RMB4,994.8 million a year ago, while adjusted net profit was RMB26.1 million.
Cash and cash equivalents were RMB17,453.6 million and short-term investments RMB25,634.7 million as of June 30, 2026, contributing to total assets of RMB136,211.3 million. For the third quarter of 2026, NIO expects deliveries of 108,000–111,000 vehicles and revenues of RMB33,285–34,051 million, implying year-over-year revenue growth of 52.7%–56.2%.