Welcome to our dedicated page for Nio SEC filings (Ticker: NIO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NIO Inc.'s SEC filings document foreign private issuer disclosures for a Cayman Islands company with Class A ordinary shares, Class C ordinary shares and American depositary shares listed under NIO. Form 6-K reports include delivery updates, unaudited financial results, annual report announcements, Hong Kong exchange notices and shareholder meeting materials.
The filings also describe NIO's weighted voting rights structure, in which Class A ordinary shares carry one vote and Class C ordinary shares carry eight votes, and state that each ADS represents one Class A ordinary share. Other disclosures cover board and annual general meeting matters, share incentive plans, performance-based equity awards, governance and the company's smart electric vehicle brands.
NIO Inc. President Qin Lihong reported compensation-related equity activity involving American depositary shares (ADSs) and restricted share units (RSUs). On June 1, 2026, 300,000 RSUs, each representing a contingent right to receive one Class A ordinary share, vested and were exercised into 300,000 ADSs at an exercise price of $0.00 per share.
To cover associated taxes upon vesting, 150,000 ADSs were withheld at a reference price of $5.60 per ADS, as described in the footnotes. After these transactions, Qin holds 319,662 ADSs directly, while additional Class A ordinary shares are held indirectly through Prime Hubs Limited and DX Mix Limited.
NIO Inc. Executive Vice President Zhou Xin reported equity compensation activity involving American depositary shares. On the vesting of 200,000 restricted share units, Zhou exercised derivative securities to receive 200,000 American depositary shares, each representing one Class A ordinary share.
Of these, 100,000 shares were withheld to cover associated taxes at a reference price of $5.60 per share, resulting in a tax-withholding disposition rather than an open-market sale. After these transactions, Zhou holds 316,167 American depositary shares directly and 1,000,000 Class A ordinary shares indirectly through Prime Hubs Limited.
NIO Inc.’s Chief Financial Officer Qu Yu reported routine equity compensation activity involving restricted share units (RSUs). On June 1, 2026, 200,000 RSUs vested and were exercised into American depositary shares, each representing one Class A ordinary share.
Of these, 100,000 shares were withheld at a reference price of $5.60 per share to cover associated tax obligations. The issuer expects to sell the withheld shares in the open market on the reporting person’s behalf, so the actual sale price may differ from this reference. Following these transactions, Qu Yu directly holds 415,088 American depositary shares.
NIO Inc. submitted a Rule 144 notice for the proposed sale of 150,000 American depositary shares (each representing one Class A ordinary share) tied to vesting of restricted share units under the Issuer's Share Incentive Plan. The filing lists an aggregate amount of $840,000.00 and a date of 06/01/2026.
NIO Inc. submits a Form 144 notice for the proposed sale of 100,000 American depositary shares (each representing one Class A ordinary share) tied to vesting of restricted share units under the company's Share Incentive Plan, dated 06/01/2026.
NIO Inc. reported a proposed sale of 100,000 American depositary shares (each representing one Class A ordinary share) tied to the vesting of restricted share units under its share incentive plan. The filing lists the transaction as "Securities To Be Sold" with an effective date of 06/01/2026.
NIO Inc. reported strong operational momentum for May 2026, delivering 37,705 vehicles, a 62.3% year-over-year increase. The total included 20,013 vehicles from the NIO brand, 12,029 from ONVO, and 5,663 from FIREFLY, showing traction across its multi-brand strategy.
Cumulative deliveries reached 1,148,118 vehicles as of May 31, 2026, highlighting the company’s growing installed base. NIO launched the ONVO L80, a smart flagship five-seat SUV, in mid-May and began deliveries the next day, positioning it as a category-defining model in the large five-seat SUV segment.
The company noted that the NIO All-New ES8 has ranked No.1 in sales among models priced above RMB 400,000 across all energy types for five consecutive months, reinforcing its premium positioning. NIO also launched the ES9 flagship executive SUV with a 900V high-voltage architecture and rapid start of deliveries, aimed at strengthening its competitiveness in the premium executive segment.
NIO Inc. has called its annual general meeting for 10:30 a.m. Beijing time on June 24, 2026 at its Shanghai headquarters. Shareholders will vote on re-electing independent director Hai Wu and on appointing PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as auditors, with the board authorized to set their 2026 remuneration. Holders of Class A and Class C ordinary shares, ADSs and Singapore CDP positions as of the close of business on May 22, 2026 may vote, following the specific proxy and instruction procedures and deadlines outlined for each market. NIO also notes that its Form 20-F annual report for the year ended December 31, 2025 is available on its investor relations website and the SEC’s website.
NIO Inc. reported unaudited first-quarter 2026 results with total revenues of RMB25,532.7 million (US$3,701.5 million) and vehicle deliveries of 83,465, almost doubling from a year earlier. Vehicle sales contributed RMB22,783.7 million, supported by higher volumes across NIO, ONVO and FIREFLY brands.
Vehicle margin reached 18.8% and overall gross margin improved to 19.0%, both significantly higher than a year ago. The company narrowed its net loss to RMB332.1 million, while adjusted net profit (non-GAAP) turned slightly positive at RMB43.5 million, reflecting tighter cost control and better mix.
Management expects second-quarter 2026 deliveries between 110,000 and 115,000 vehicles, implying year-over-year growth of 52.7% to 59.6% as new models such as the NIO ES9 and ONVO L80 ramp. Cash and cash equivalents were RMB8,827.5 million, with additional liquidity in restricted cash and short-term investments.
NIO Inc. announced that its board of directors will meet on May 21, 2026 (Beijing/Hong Kong/Singapore Time) to approve unaudited financial results for the first quarter of 2026. The company plans to publish these Q1 2026 results the same day on the Hong Kong Stock Exchange website and its investor relations site.
Management will host an earnings conference call on May 21, 2026 at 8:00 p.m. Beijing/Hong Kong/Singapore Time, which is 8:00 a.m. U.S. Eastern Time, with both live and archived webcasts available. The filing also reiterates NIO’s weighted voting rights structure, under which each Class A ordinary share carries one vote and each Class C ordinary share carries eight votes, and notes that its American depositary shares, each representing one Class A ordinary share, trade on the New York Stock Exchange under the symbol NIO.