NIO Inc. (NIO) SEC Filings

NIO Inc. (NIO) reported that Executive Vice President Zhou Xin had 200,000 restricted share units vest and convert into 200,000 American depositary shares on September 1, 2026. These RSUs represent a contingent right to receive Class A ordinary shares and vest in five equal annual installments beginning on September 1, 2025. After this vesting, Zhou Xin directly holds 516,167 American depositary shares and retains 600,000 restricted share units, and also has indirect ownership of 1,000,000 Class A ordinary shares held by Prime Hubs Limited. Each American depositary share represents one Class A ordinary share.

NIO Inc. (NIO) reported that Chief Financial Officer Qu Yu had restricted share units vest and convert into American depositary shares (ADSs) on September 1, 2026. A total of 45,000 RSUs and 200,000 RSUs converted into an equal number of ADSs at a price of $0.00 per share as part of equity compensation. To satisfy related income tax liabilities, 22,500 ADSs and 100,000 ADSs are to be sold or withheld at a reference price of $4.23 per ADS under a non-discretionary sell-to-cover arrangement. The actual sale prices may differ from this reference closing price.

NIO Inc. (NIO) received a notice that officer/director Lihong Qin plans to sell up to 150,000 American depositary shares (each representing one Class A ordinary share) under Rule 144. The planned sale, dated 09/01/2026, relates to the vesting of restricted share units granted under NIO’s share incentive plan and is being executed through a non-discretionary sell-to-cover arrangement solely to satisfy income tax liabilities. The filing states the securities will be sold on the notice date or within three months. In the prior three months, Qin sold 150,000 ADS to cover tax only, for $827,974.75.

NIO Inc. (NIO) disclosed that officer Yu Qu has filed a Rule 144 notice to sell up to 122,500 American depositary shares (each representing one Class A ordinary share) on the NYSE, with an aggregate market value of $518,175.00. The filing states the ADS will be sold under a non-discretionary sell-to-cover arrangement solely to satisfy income tax liabilities arising from the vesting of restricted share units granted under NIO’s share incentive plan. The securities covered by this notice may be sold on the date of the notice or within three months from September 1, 2026. Over the prior three months, Yu Qu previously sold 100,000 ADS for $551,986.93 to cover tax only.

NIO Inc. (NIO) furnished a report providing a detailed reconciliation between its consolidated financial statements prepared under U.S. GAAP and those prepared under IFRS Accounting Standards, as required for its secondary listing on the Hong Kong Stock Exchange.

For the six months ended June 30, 2026, NIO reported a net loss of RMB 860,091 thousand under U.S. GAAP, compared with RMB 1,424,341 thousand under IFRS Accounting Standards, reflecting adjustments mainly related to share-based compensation, convertible notes measured at fair value, capped call options, redeemable non-controlling interests, investment classifications, lease accounting, warranty accruals, and software presentation. As of June 30, 2026, total assets were RMB 136,211,340 thousand under U.S. GAAP and RMB 135,649,988 thousand under IFRS, with total shareholders’ equity of RMB 5,387,386 thousand under IFRS.

NIO Inc. (NIO) reported strong top-line growth for the quarter ended June 30, 2026, with total revenues of RMB32,136.9 million (US$4,736.4 million), up 25.9% sequentially and 69.1% year over year. Vehicle deliveries reached 107,658 units, a 49.4% year-over-year increase, supported by all three brands: NIO, ONVO and FIREFLY.

Vehicle margin was 18.5% and gross margin was 18.4%, up from 10.0% a year earlier. NIO recorded a loss from operations of RMB347.2 million, but on a non-GAAP basis achieved an adjusted operating profit of RMB206.9 million. Net loss narrowed sharply to RMB528.0 million from RMB4,994.8 million a year ago, while adjusted net profit was RMB26.1 million.

Cash and cash equivalents were RMB17,453.6 million and short-term investments RMB25,634.7 million as of June 30, 2026, contributing to total assets of RMB136,211.3 million. For the third quarter of 2026, NIO expects deliveries of 108,000–111,000 vehicles and revenues of RMB33,285–34,051 million, implying year-over-year revenue growth of 52.7%–56.2%.

NIO Inc. (NIO) reported strong operating metrics for August 2026, delivering 35,836 vehicles, a 14.5% year-over-year increase. Deliveries included 21,174 NIO-brand vehicles, 8,810 ONVO-brand vehicles, and 5,852 FIREFLY-brand vehicles. Cumulative deliveries reached 1,260,485 as of August 31, 2026.

NIO inaugurated its 4,000th total and first fifth-generation battery swap station on August 7, 2026, integrating the FIREFLY brand into NIO Power’s swap network and enhancing compatibility across NIO, ONVO and FIREFLY models. The All-New ES8 reached 140,000 cumulative deliveries in 335 days, and from January to July 2026 ranked No. 1 in cumulative sales in China’s large SUV segment and in the segment priced above RMB400,000, reinforcing NIO’s position in premium BEV SUVs.

NIO Inc. (NIO) announced that its board of directors will hold a meeting on September 1, 2026 (Beijing/Hong Kong/Singapore Time) to approve unaudited financial results and an announcement for the three and six months ended June 30, 2026. NIO plans to publish these Q2 2026 results on the Hong Kong Stock Exchange’s website and on its own investor relations site the same day, and management will host an earnings conference call at 8:00 p.m. Beijing/Hong Kong/Singapore Time (8:00 a.m. U.S. Eastern Time). The company also reiterates its weighted voting rights structure, under which Class A ordinary shares carry one vote and Class C ordinary shares carry eight votes, and notes that its American depositary shares, each representing one Class A ordinary share, trade under the symbol NIO in the United States.

NIO Inc. reported July 2026 vehicle deliveries of 35,934, a 71.0% year-over-year increase. Deliveries included 20,008 vehicles from the NIO brand, 10,155 from the ONVO brand, and 5,771 from the FIREFLY brand, reflecting contributions across its premium, family and small-car lineups.

Cumulative deliveries reached 1,224,649 vehicles as of July 31, 2026. The NIO All-New ES8 achieved 130,000 cumulative deliveries by July 22, 2026, 305 days after its late September 2025 launch. On July 10, 2026, NIO began delivering the All-New ES8 Five-Seat Version, expanding the ES8 flagship SUV lineup across five-, six- and seven-seat configurations.