Welcome to our dedicated page for Nio SEC filings (Ticker: NIO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NIO Inc. (NYSE: NIO) files with the U.S. Securities and Exchange Commission as a foreign private issuer, primarily using Form 20-F for annual reports and Form 6-K for current reports. These SEC filings provide detailed information on NIO’s business as a smart electric vehicle company that designs, develops, manufactures and sells vehicles under the NIO, ONVO and FIREFLY brands. They also document key operating metrics, financial results, capital markets transactions and significant corporate events.
Recent Form 6-K filings incorporate press releases on monthly and quarterly delivery updates, unaudited third quarter 2025 financial results, and NIO Day 2025. These filings include data on vehicle deliveries by brand, vehicle sales, total revenues, gross profit, gross margin, operating losses, net losses and non-GAAP adjustments. They also describe trends in research and development expenses, selling, general and administrative expenses, and cash and investment balances, along with management’s commentary on cost optimization and profitability.
NIO’s SEC filings also cover equity offerings of American depositary shares and Class A ordinary shares under a shelf registration statement on Form F-3. Related documents explain the structure of the offerings and the company’s stated plans to use proceeds for research and development of core smart EV technologies, development of future technology platforms and vehicle models, expansion of its battery swapping and charging network, and general corporate purposes.
On Stock Titan’s NIO filings page, users can access these SEC documents with AI-powered summaries that highlight key figures, trends and disclosures. The platform surfaces items such as quarterly reports, current reports on deliveries and events, and offering-related filings, helping readers understand NIO’s regulatory reporting and financial position without manually reviewing every page.
NIO Inc. filed an initial ownership report for Ganesh V. Iyer, CEO of NIO U.S., detailing his equity stake in the company. He directly holds 275,000 Class A ordinary shares and 480,762 American depositary shares, with each ADS representing one Class A ordinary share.
He also holds multiple vested employee stock options over Class A ordinary shares, including options covering 125,000 shares at an exercise price of $0.27 per share and 500,000 shares at $2.05 per share, with expiration dates between 2028 and 2030. According to the filing, all reported options have vested as of the Form 3 date, and the entries reflect holdings rather than new purchases or sales.
NIO Inc. director Lee Denny Ting Bun filed an initial ownership report detailing his equity interests in the company. He reports direct holdings of American depositary shares and restricted share units tied to NIO’s Class A ordinary shares.
The filing shows 360,765 American depositary shares held directly, with each ADS representing one Class A ordinary share. It also lists 131,869 restricted share units, which give a contingent right to receive Class A ordinary shares upon vesting. These restricted share units have no expiration date and are scheduled to vest on 09/12/2026 under NIO’s share incentive plans.
NIO Inc. director Long Annabelle Yu filed an initial statement of beneficial ownership. She reports direct holdings of 150,000 American depositary shares, each representing one Class A ordinary share. She also holds restricted share units covering 85,803 and 85,804 Class A ordinary shares that vest on 11/06/2026 and 11/06/2027, respectively, under NIO’s share incentive plans.
NIO Inc. filed a Form 3 showing that Chief Financial Officer Qu Yu holds several option and restricted share unit awards tied to Class A ordinary shares, plus American depositary shares. The holdings include options to acquire 64,585 shares at an exercise price of $3.6100 per share expiring on December 31, 2030, and other option grants with exercise prices ranging from $1.9400 to $2.5500 expiring between 2028 and 2030. Footnotes state these options were granted under NIO’s share incentive plans and are fully vested as of the Form 3 date. Qu Yu also holds multiple restricted share unit awards that vest on various dates from June 1, 2026 through September 1, 2029, each representing the contingent right to receive Class A ordinary shares upon vesting, and directly holds 215,088 American depositary shares, with each ADS representing one Class A ordinary share.
NIO Inc. director Wen Yonggang reported his equity holdings in a Form 3. The filing lists 120,000 American depositary shares, with each ADS representing one Class A ordinary share. It also shows two grants of restricted share units for 78,003 and 78,004 underlying Class A ordinary shares at an exercise price of 0.0000. These RSUs were granted under NIO’s share incentive plans and will vest on 11/06/2026 and 11/06/2027, respectively. The document reflects holdings only and does not show any buy or sell transactions.
NIO Inc. reported very strong growth for the fourth quarter and full year 2025, highlighted by a return to quarterly profitability. In Q4 2025, total revenues reached RMB34,650.2 million, up 59.0% quarter over quarter and 75.9% year over year, as vehicle deliveries rose to 124,807 units.
Q4 vehicle margin improved to 18.1%, with gross margin at 17.5%. NIO generated RMB807.3 million profit from operations and a RMB282.7 million net profit, while non-GAAP operating profit was RMB1,251.3 million and non-GAAP net profit was RMB726.8 million.
For full year 2025, revenues were RMB87,487.5 million, up 33.1%, and deliveries reached 326,028 vehicles, up 46.9%. Despite this progress, NIO still recorded a full-year net loss of RMB14,942.6 million, though this narrowed by 33.3% from 2024. Management expects Q1 2026 deliveries of 80,000–83,000 units, implying 90.1%–97.2% year-over-year growth.
NIO Inc. adopted a new 2026 Share Incentive Plan and approved a large performance-based equity award for its chairman and CEO, Bin Li. The plan authorizes up to 248,454,460 Class A ordinary shares, equal to 10% of total outstanding shares as of February 28, 2026, for equity incentives over twelve years.
On March 6, 2026, NIO approved 248,454,460 restricted share units for Bin Li under this plan, split into ten equal tranches of 24,845,446 units. Each tranche vests only if demanding performance goals are met, including market capitalization thresholds from US$30 billion to US$120 billion and annual net profit targets from US$1.5 billion to US$6.0 billion, and if he remains in key leadership roles.
Multiple tranches can vest at once once targets are certified. Bin Li has irrevocably agreed not to sell, transfer, or dispose of any Class A shares issued under the plan for five years after each vesting, aligning his potential upside with long-term shareholder value creation.
NIO Inc. reported strong February 2026 operating metrics, delivering 20,797 vehicles, a 57.6% year-over-year increase. The total included 15,159 vehicles from the premium NIO brand, 2,981 from the family-oriented ONVO brand, and 2,657 from the small smart high-end FIREFLY brand. Cumulative deliveries reached 1,045,571 as of February 28, 2026.
The company also highlighted energy-network milestones. On February 6, 2026, NIO completed 100 million cumulative battery swaps, underscoring broad adoption of its battery swapping model in China. During the Chinese New Year holiday, daily battery swap volumes hit record highs for five consecutive days, pointing to heavy user reliance on NIO’s swapping and charging network.
NIO Inc. has scheduled a board meeting for March 10, 2026 (Beijing/Hong Kong/Singapore Time) to approve its unaudited financial results for the three months and full year ended December 31, 2025. The company plans to publish these Q4 and full-year 2025 results the same day on the Hong Kong Stock Exchange website and its investor relations site.
Management will also host an earnings conference call at 8:00 p.m. Beijing/Hong Kong/Singapore Time on March 10, 2026, which is 8:00 a.m. U.S. Eastern Time. A live and archived webcast will be available on NIO’s investor relations website, and investors can register online to receive dial-in details.
NIO Inc. has scheduled a board meeting for March 10, 2026 (Beijing/Hong Kong/Singapore Time) to approve its unaudited financial results for the three months and full year ended December 31, 2025. The company plans to publish these Q4 and full-year 2025 results the same day on the Hong Kong Stock Exchange website and its investor relations site.
Management will also host an earnings conference call at 8:00 p.m. Beijing/Hong Kong/Singapore Time on March 10, 2026, which is 8:00 a.m. U.S. Eastern Time. A live and archived webcast will be available on NIO’s investor relations website, and investors can register online to receive dial-in details.
NIO Inc. reported that its subsidiary GeniTech Co., Ltd. (Shenji), which handles NIO’s intelligent-driving chip business, has signed definitive agreements with investors in China. These investors will provide RMB2.257 billion in cash in exchange for newly issued Shenji shares, subject to customary closing conditions.
After completion, a NIO subsidiary will retain a 62.7% controlling equity interest in Shenji, so NIO will continue to consolidate Shenji’s financial results. The Shenji investors will collectively hold 27.3%, and entities administering Shenji’s share incentive plan will collectively hold the remaining 10.0% of Shenji’s equity.
NIO Inc. reported that its subsidiary GeniTech Co., Ltd. (Shenji), which handles NIO’s intelligent-driving chip business, has signed definitive agreements with investors in China. These investors will provide RMB2.257 billion in cash in exchange for newly issued Shenji shares, subject to customary closing conditions.
After completion, a NIO subsidiary will retain a 62.7% controlling equity interest in Shenji, so NIO will continue to consolidate Shenji’s financial results. The Shenji investors will collectively hold 27.3%, and entities administering Shenji’s share incentive plan will collectively hold the remaining 10.0% of Shenji’s equity.