NIO director Lee Denny Ting Bun Form 3 holdings

NIO Inc. director Lee Denny Ting Bun filed an initial ownership report detailing his equity interests in the company.

Rhea-AI Filing Summary

NIO Inc. director Lee Denny Ting Bun filed an initial ownership report detailing his equity interests in the company. He reports direct holdings of American depositary shares and restricted share units tied to NIO’s Class A ordinary shares.

The filing shows 360,765 American depositary shares held directly, with each ADS representing one Class A ordinary share. It also lists 131,869 restricted share units, which give a contingent right to receive Class A ordinary shares upon vesting. These restricted share units have no expiration date and are scheduled to vest on 09/12/2026 under NIO’s share incentive plans.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Lee Denny Ting Bun

Role Director

Type	Security	Shares	Price	Value
holding	Restricted share units	--	--	--
holding	American depositary shares	--	--	--

Holdings After Transaction: Restricted share units — 131,869 contracts (Direct); American depositary shares — 360,765 shares (Direct)

Footnotes (2)

1. F1. Each American depositary share represents one Class A ordinary share.
2. F2. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/12/2026.

FAQ

What does NIO (NIO) director Lee Denny Ting Bun report on his Form 3?

Lee Denny Ting Bun reports his initial ownership in NIO, including ADS and restricted share units. The filing lists his direct equity interests and clarifies how many underlying Class A ordinary shares these positions represent for transparency on his stake.

How many American depositary shares does Lee Denny Ting Bun hold in NIO (NIO)?

He holds 360,765 American depositary shares in NIO directly. Each ADS represents one Class A ordinary share, so this position reflects the same number of underlying Class A shares, highlighting a substantial direct equity interest in the company.

How many restricted share units does Lee Denny Ting Bun have in NIO (NIO)?

He holds 131,869 restricted share units tied to NIO’s Class A ordinary shares. These units evidence a contingent right to receive the same number of shares, subject to vesting conditions laid out in NIO’s share incentive plans.

When do Lee Denny Ting Bun’s restricted share units in NIO (NIO) vest?

His restricted share units are scheduled to vest on 09/12/2026. Upon vesting, each unit entitles him to receive one Class A ordinary share, converting the contingent award into actual share ownership, assuming ongoing satisfaction of plan conditions.

What is the relationship between NIO (NIO) ADS and Class A ordinary shares?

Each NIO American depositary share represents one Class A ordinary share. This one-to-one ratio means the 360,765 ADS reported correspond to 360,765 underlying Class A shares, simplifying comparison with the 131,869 underlying shares from restricted share units.

Does the NIO (NIO) Form 3 show any insider buying or selling by Lee Denny Ting Bun?

The Form 3 functions as an initial ownership statement and shows holdings, not new trades. It reports positions in ADS and restricted share units, without recording any buy, sell, acquisition, or disposition transactions in this particular filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 05:43 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lee Denny Ting Bun

(Last) (First) (Middle)

NO. 4 DIANTHUS ROAD,

YAU YAT CHUEN, KOWLOON

(Street)

HONG KONG 00000

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NIO Inc. [ NIO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American depositary shares(1)	360,765	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted share units	(2)	(2)	Class A ordinary shares	131,869	(2)	D

Explanation of Responses:

1. Each American depositary share represents one Class A ordinary share.

2. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 09/12/2026.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Eve Tang, Attorney-in-Fact for Denny Ting Bun Lee	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)