NIO EVP Zhou Xin gains 200K ADS from RSU vest

NIO Inc. (NIO) reported that Executive Vice President Zhou Xin had 200,000 restricted share units vest and convert into 200,000 American depositary shares on September 1, 2026.

Rhea-AI Filing Summary

NIO Inc. (NIO) reported that Executive Vice President Zhou Xin had 200,000 restricted share units vest and convert into 200,000 American depositary shares on September 1, 2026. These RSUs represent a contingent right to receive Class A ordinary shares and vest in five equal annual installments beginning on September 1, 2025. After this vesting, Zhou Xin directly holds 516,167 American depositary shares and retains 600,000 restricted share units, and also has indirect ownership of 1,000,000 Class A ordinary shares held by Prime Hubs Limited. Each American depositary share represents one Class A ordinary share.

Insider Trade Summary

200,000 shares exercised/converted

Exercise 3 txns

Insider Zhou Xin

Role Executive Vice President

Type	Security	Shares	Price	Value
Exercise	Restricted share units F2, F3	200,000	$0.00	$0.00
Exercise	American depositary shares F1	200,000	$0.00	$0.00
holding	Class A ordinary shares	--	--	--

Holdings After Transaction: Restricted share units — 600,000 contracts (Direct); American depositary shares — 516,167 shares (Direct); Class A ordinary shares — 1,000,000 shares (Indirect, by Prime Hubs Limited)

Footnotes (3)

1. F1. Each American depositary share represents one Class A ordinary share.
2. F2. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting.
3. F3. The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026.

Key Figures

RSUs vested and converted: 200,000 restricted share units / 200,000 American depositary shares RSUs remaining: 600,000 restricted share units Direct ADS holdings: 516,167 American depositary shares +3 more

6 metrics

RSUs vested and converted 200,000 restricted share units / 200,000 American depositary shares Vesting and conversion on September 1, 2026

RSUs remaining 600,000 restricted share units Total restricted share units following the transaction

Direct ADS holdings 516,167 American depositary shares Direct ownership after the September 1, 2026 transaction

Indirect Class A ordinary share holdings 1,000,000 Class A ordinary shares Indirectly held by Prime Hubs Limited

RSU vesting schedule Five equal annual installments, 20% each Beginning on September 1, 2025, subject to award agreement

ADS to ordinary share ratio 1 American depositary share = 1 Class A ordinary share Equivalence stated in footnote F1

Key Terms

restricted share units, American depositary shares, Class A ordinary share

3 terms

restricted share units financial

"The restricted share units evidence the contingent right to receive"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

American depositary shares financial

"Each American depositary share represents one Class A ordinary share."

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

Class A ordinary share financial

"Each American depositary share represents one Class A ordinary share."

A Class A ordinary share is a type of common stock a company issues that carries a specific set of rights—most often particular voting power, dividend terms, or transfer rules—distinct from other share classes. For investors it matters because those rights affect control over company decisions, how income is paid out, and how easy shares are to buy or sell; think of it like a tiered ticket that gives different access and influence at the same event.

FAQ

What did NIO (NIO) disclose about Zhou Xin’s recent equity transaction?

NIO disclosed that Executive Vice President Zhou Xin had 200,000 restricted share units vest and convert into 200,000 American depositary shares on September 1, 2026, as part of a multi-year RSU vesting schedule.

How many NIO (NIO) American depositary shares does Zhou Xin hold after this Form 4?

After the reported transaction, Zhou Xin directly holds 516,167 American depositary shares of NIO Inc., according to the filing’s post-transaction ownership figure.

What RSU balance does Zhou Xin still have with NIO (NIO)?

Following the vesting of 200,000 restricted share units, Zhou Xin has 600,000 restricted share units remaining, each representing a contingent right to receive a Class A ordinary share upon future vesting.

What indirect holdings in NIO (NIO) does Zhou Xin report?

Zhou Xin reports indirect ownership of 1,000,000 Class A ordinary shares of NIO Inc., held by Prime Hubs Limited, as shown in the indirect holding entry.

How do Zhou Xin’s NIO (NIO) RSUs vest over time?

The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement.

What is the relationship between NIO (NIO) ADSs and Class A ordinary shares?

Each American depositary share of NIO represents one Class A ordinary share, as stated in the footnotes to the Form 4.

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Available on EDGAR 09/01/2026 - 04:07 PM Accepted by SEC EDGAR 09/01/2026 - 04:06 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Zhou Xin

(Last) (First) (Middle)

BUILDING 19, NO. 1355, CAOBAO ROAD

MINHANG DISTRICT

(Street)

SHANGHAI 200233

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
NIO Inc. [ NIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
American depositary shares(1)	09/01/2026		M		200,000	A	$0	516,167	D
Class A ordinary shares								1,000,000	I	by Prime Hubs Limited

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted share units	(2)	09/01/2026		M			200,000	(3)	(3)	Class A ordinary share	200,000	$0	600,000	D

Explanation of Responses:

1. Each American depositary share represents one Class A ordinary share.

2. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting.

3. The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026.

	/s/ Eve Tang, Attorney-in-Fact for Xin Zhou	09/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)