NIO officer plans $518K tax-cover ADS sale

NIO Inc. (NIO) disclosed that officer Yu Qu has filed a Rule 144 notice to sell up to 122,500 American depositary shares (each representing one Class A ordinary share) on the NYSE, with an aggregate market value of $518,175.00.

Rhea-AI Filing Summary

NIO Inc. (NIO) disclosed that officer Yu Qu has filed a Rule 144 notice to sell up to 122,500 American depositary shares (each representing one Class A ordinary share) on the NYSE, with an aggregate market value of $518,175.00. The filing states the ADS will be sold under a non-discretionary sell-to-cover arrangement solely to satisfy income tax liabilities arising from the vesting of restricted share units granted under NIO’s share incentive plan. The securities covered by this notice may be sold on the date of the notice or within three months from September 1, 2026. Over the prior three months, Yu Qu previously sold 100,000 ADS for $551,986.93 to cover tax only.

Key Figures

ADS to be sold under Rule 144: 122,500 American depositary shares Aggregate market value of proposed sale: $518,175.00 NIO shares outstanding: 2,357,167,022 shares +4 more

7 metrics

ADS to be sold under Rule 144 122,500 American depositary shares Proposed maximum amount to be sold by Yu Qu

Aggregate market value of proposed sale $518,175.00 Value of 122,500 ADS proposed for sale

NIO shares outstanding 2,357,167,022 shares Number of shares or other units outstanding for NIO Inc.

Prior 3-month sale by Yu Qu 100,000 American depositary shares Shares sold on June 8, 2026 to cover tax only

Proceeds of prior sale $551,986.93 Value of 100,000 ADS sold on June 8, 2026

Sale window 3 months Period from September 1, 2026 during which covered securities may be sold

Date of Notice September 1, 2026 Rule 144 notice date for planned ADS sales

Key Terms

Rule 144, non-discretionary sell-to-cover arrangement, restricted share units, American depositary shares, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

non-discretionary sell-to-cover arrangement financial

"being sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose"

restricted share units financial

"income tax liabilities incurred upon vesting of restricted share units only."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

American depositary shares financial

"American depositary shares (each representing one Class A ordinary share)"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

share incentive plan financial

"restricted share units granted pursuant to the Issuer's share incentive plan"

A share incentive plan is a company program that gives employees or directors the chance to receive or buy company shares, often after staying with the firm or meeting performance goals. It matters to investors because it’s like giving workers a slice of the company pie to boost performance and loyalty, but issuing those slices can reduce each existing owner’s portion and change metrics such as earnings per share and share count.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does NIO (NIO) disclose about Yu Qu’s planned share sale under Rule 144?

NIO reports that officer Yu Qu filed a Rule 144 notice to sell up to 122,500 ADS, with an aggregate market value of $518,175.00, on the NYSE. The notice states the sales are solely to cover income tax liabilities from vesting restricted share units.

How many NIO (NIO) shares is Yu Qu planning to sell and on what basis?

Yu Qu plans to sell up to 122,500 American depositary shares of NIO. The filing explains these sales are under a non-discretionary sell-to-cover arrangement designed only to satisfy income tax liabilities triggered by the vesting of restricted share units.

Over what period may the NIO (NIO) ADS covered by this Rule 144 notice be sold?

The filing states that the securities covered by the notice will be sold on the date of the notice or within three months from September 1, 2026, consistent with Rule 144 timing requirements for such planned sales.

What prior NIO (NIO) share sales by Yu Qu are disclosed in the last three months?

Over the past three months, Yu Qu sold 100,000 American depositary shares of NIO on June 8, 2026 for proceeds of $551,986.93. The filing specifies these shares were sold to cover tax only, related to restricted share units.

How many NIO (NIO) shares are reported as outstanding in this Rule 144 filing?

The filing lists 2,357,167,022 shares as the number of shares or other units outstanding for NIO Inc. This figure serves as context for the relative size of the 122,500 ADS proposed to be sold under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 04:02 PM EDT Accepted by SEC EDGAR 09/01/2026 - 04:01 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002113252
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NIO Inc.
SEC File Number	001-38638
Address of Issuer	Building 19, No. 1355 Caobao Road, Minhang District Shanghai CHINA 200233
Phone	86-21-69082018
Name of Person for Whose Account the Securities are To Be Sold	Yu Qu
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American depositary shares (each representing one Class A ordinary share)	The Core Securities Company Limited Suite C, 20/F, Standard Chartered Bank Building 4-4A Des Voeux Road Central Central K3 999077	122500	518175.00	2357167022	09/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American depositary shares (each representing one Class A ordinary share)	09/01/2026	Vesting of restricted share units granted pursuant to the Issuer's share incentive plan	NIO Inc.			122500	09/01/2026	Vesting of restricted share units

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Yu Qu Building 19, No. 1355 Caobao Road, Minhang District Shanghai F4 200233	American depositary shares (each representing one Class A ordinary share) sold to cover tax only, as reported on June 1, 2026	06/08/2026	100000	551986.93

144: Remarks and Signature

Remarks	The securities set forth herein are being sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of restricted share units only. The securities covered by this filing will be sold today or within three months from the date of this filing.
Date of Notice	09/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eve Tang, Attorney-in-Fact for Yu Qu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)