NIO officer plans $634K ADS tax-cover sale

NIO Inc. (NIO) received a notice that officer/director Lihong Qin plans to sell up to 150,000 American depositary shares (each representing one Class A ordinary share) under Rule 144.

Rhea-AI Filing Summary

NIO Inc. (NIO) received a notice that officer/director Lihong Qin plans to sell up to 150,000 American depositary shares (each representing one Class A ordinary share) under Rule 144. The planned sale, dated 09/01/2026, relates to the vesting of restricted share units granted under NIO’s share incentive plan and is being executed through a non-discretionary sell-to-cover arrangement solely to satisfy income tax liabilities. The filing states the securities will be sold on the notice date or within three months. In the prior three months, Qin sold 150,000 ADS to cover tax only, for $827,974.75.

Key Figures

Shares to be sold under Rule 144: 150000 American depositary shares Aggregate market value of securities to be sold: $634,500.00 Shares outstanding: 2,357,167,022 shares +3 more

6 metrics

Shares to be sold under Rule 144 150000 American depositary shares Proposed sale by Lihong Qin related to RSU vesting as of 09/01/2026

Aggregate market value of securities to be sold $634,500.00 Value listed for 150,000 ADS in the securities information table

Shares outstanding 2,357,167,022 shares Approximate number of shares outstanding shown with the securities to be sold

Prior 3-month shares sold 150000 American depositary shares Shares sold on 06/08/2026 to cover tax only

Proceeds from prior 3-month sale $827,974.75 Total amount received from 150,000 ADS sale on 06/08/2026

Date of notice 09/01/2026 Date on which the Form 144 notice was filed and sales window begins

Key Terms

Rule 144, American depositary shares, restricted share units, non-discretionary sell-to-cover arrangement, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

American depositary shares financial

"American depositary shares (each representing one Class A ordinary share)"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

restricted share units financial

"Vesting of restricted share units granted pursuant to the Issuer's share incentive plan"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

non-discretionary sell-to-cover arrangement financial

"being sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose"

share incentive plan financial

"granted pursuant to the Issuer's share incentive plan"

A share incentive plan is a company program that gives employees or directors the chance to receive or buy company shares, often after staying with the firm or meeting performance goals. It matters to investors because it’s like giving workers a slice of the company pie to boost performance and loyalty, but issuing those slices can reduce each existing owner’s portion and change metrics such as earnings per share and share count.

FAQ

What does NIO (NIO) disclose about the planned sale by Lihong Qin in this Form 144?

The notice states that officer/director Lihong Qin may sell up to 150,000 American depositary shares of NIO Inc. under Rule 144 on 09/01/2026 or within three months, tied to vesting of restricted share units under NIO’s share incentive plan.

What type and amount of NIO (NIO) securities are covered by this Form 144?

The filing covers up to 150,000 American depositary shares of NIO Inc., with each ADS representing one Class A ordinary share. The table lists an aggregate market value of $634,500.00 for these securities and 2,357,167,022 shares outstanding.

Why is Lihong Qin selling NIO (NIO) shares according to the Form 144?

The remarks state that the ADS are being sold under a non-discretionary sell-to-cover arrangement for the sole purpose of satisfying income tax liabilities incurred upon the vesting of restricted share units granted under NIO’s share incentive plan.

What prior NIO (NIO) share sales by Lihong Qin are disclosed?

During the past three months, the notice reports that 150,000 ADS of NIO Inc. were sold on 06/08/2026 to cover tax only, for total proceeds of $827,974.75, as previously reported on June 1, 2026.

Over what period may the NIO (NIO) shares in this Form 144 be sold?

The remarks explain that the securities covered by this notice will be sold on the date of the notice, 09/01/2026, or within three months from that date, consistent with Rule 144 requirements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 04:04 PM Accepted by SEC EDGAR 09/01/2026 - 04:03 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002111249
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NIO Inc.
SEC File Number	001-38638
Address of Issuer	Building 19, No. 1355 Caobao Road, Minhang District Shanghai CHINA 200233
Phone	86-21-69082018
Name of Person for Whose Account the Securities are To Be Sold	Lihong Qin
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer, Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American depositary shares (each representing one Class A ordinary share)	The Core Securities Company Limited Suite C, 20/F, Standard Chartered Bank Building 4-4A Des Voeux Road Central Central K3 999077	150000	634500.00	2357167022	09/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American depositary shares (each representing one Class A ordinary share)	09/01/2026	Vesting of restricted share units granted pursuant to the Issuer's share incentive plan	NIO Inc.			150000	09/01/2026	Vesting of restricted share units

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Lihong Qin Building 19, No. 1355 Caobao Road, Minhang District Shanghai F4 200233	American depositary shares (each representing one Class A ordinary share) sold to cover tax only, as reported on June 1, 2026	06/08/2026	150000	827974.75

144: Remarks and Signature

Remarks	The securities set forth herein are being sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of restricted share units only. The securities covered by this filing will be sold today or within three months from the date of this filing.
Date of Notice	09/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eve Tang, Attorney-in-Fact for Lihong Qin
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)