NIO director Long Annabelle Yu reports holdings

NIO Inc. director Long Annabelle Yu filed an initial statement of beneficial ownership.

Rhea-AI Filing Summary

NIO Inc. director Long Annabelle Yu filed an initial statement of beneficial ownership. She reports direct holdings of 150,000 American depositary shares, each representing one Class A ordinary share. She also holds restricted share units covering 85,803 and 85,804 Class A ordinary shares that vest on 11/06/2026 and 11/06/2027, respectively, under NIO’s share incentive plans.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Long Annabelle Yu

Role Director

Type	Security	Shares	Price	Value
holding	Restricted share units	--	--	--
holding	Restricted share units	--	--	--
holding	American depositary shares	--	--	--

Holdings After Transaction: Restricted share units — 171,607 contracts (Direct); American depositary shares — 150,000 shares (Direct)

Footnotes (3)

1. F1. Each American depositary share represents one Class A ordinary share.
2. F2. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 11/06/2026.
3. F3. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 11/06/2027.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does NIO (NIO) director Long Annabelle Yu report in this Form 3?

Long Annabelle Yu reports her initial beneficial ownership in NIO, including 150,000 American depositary shares and two blocks of restricted share units. These RSUs cover 85,803 and 85,804 Class A ordinary shares that vest in 2026 and 2027 under NIO’s share incentive plans.

How many American depositary shares of NIO (NIO) does Long Annabelle Yu hold?

She reports holding 150,000 American depositary shares of NIO. A footnote explains that each American depositary share represents one Class A ordinary share, so this equates to 150,000 Class A ordinary shares, separate from the shares underlying her restricted share units.

What restricted share units does Long Annabelle Yu hold in NIO (NIO)?

She holds two tranches of restricted share units granted under NIO’s share incentive plans. These RSUs provide a contingent right to receive 85,803 and 85,804 Class A ordinary shares, subject to vesting conditions, and do not have expiration dates according to the footnotes.

When do Long Annabelle Yu’s NIO (NIO) restricted share units vest?

Her restricted share units vest on 11/06/2026 and 11/06/2027. Each grant represents a contingent right to receive Class A ordinary shares upon vesting, as described in the footnotes, reflecting typical long-term equity compensation for a NIO director.

What is the relationship between NIO (NIO) ADSs and Class A ordinary shares?

Each NIO American depositary share represents one Class A ordinary share. This 1:1 relationship is stated in a footnote, meaning her 150,000 ADS holdings correspond to 150,000 Class A ordinary shares, in addition to shares underlying her restricted share units.

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Accepted by SEC EDGAR 03/18/2026 - 05:43 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Long Annabelle Yu

(Last) (First) (Middle)

1610, WEST TOWER, GENESIS BEIJING

8 XINYUAN SOUTH ROAD, CHAOYANG DISTRICT

(Street)

BEIJING 100027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NIO Inc. [ NIO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American depositary shares(1)	150,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted share units	(2)	(2)	Class A ordinary shares	85,803	(2)	D
Restricted share units	(3)	(3)	Class A ordinary shares	85,804	(3)	D

Explanation of Responses:

1. Each American depositary share represents one Class A ordinary share.

2. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 11/06/2026.

3. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 11/06/2027.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Eve Tang, Attorney-in-Fact for Yu Long	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)