NIO files to sell 100,000 ADS under Rule 144

NIO Inc. submits a Form 144 notice for the proposed sale of 100,000 American depositary shares (each representing one Class A ordinary share) tied to vesting of restricted share units under the company's Share Incentive Plan, dated 06/01/2026.

Rhea-AI Filing Summary

NIO Inc. submits a Form 144 notice for the proposed sale of 100,000 American depositary shares (each representing one Class A ordinary share) tied to vesting of restricted share units under the company's Share Incentive Plan, dated 06/01/2026.

Insights

Securities Compliance Officer

Routine Rule 144 notice for vested RSUs; administrative disclosure.

This Form 144 lists a proposed disposal of 100,000 ADS on 06/01/2026, arising from vesting of restricted share units granted under the issuer's Share Incentive Plan. The filing notifies the market of an intended resale under resale restrictions.

Timing and sale mechanics are not included in the excerpt; subsequent filings or broker reports would show actual sales. Cash‑flow treatment and purchaser identity are not specified in the provided excerpt.

Key Figures

ADS to be sold: 100,000 ADS Security type: American depositary shares (1 ADS = 1 Class A ordinary share)

2 metrics

ADS to be sold 100,000 ADS Vesting of restricted share units, <date>06/01/2026</date>

Security type American depositary shares (1 ADS = 1 Class A ordinary share) Specified on the Form 144 cover line

Key Terms

American depositary shares, restricted share units, Form 144

3 terms

American depositary shares financial

"American depositary shares (each representing one Class A ordinary share)"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

restricted share units financial

"Vesting of restricted share units granted pursuant to the Issuer's Share Incentive Plan"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does NIO's Form 144 for 100,000 ADS mean?

It notifies the SEC of a proposed resale of 100,000 ADS tied to vested restricted share units, dated 06/01/2026. The filing signals intent to sell but does not confirm that a sale has occurred or specify sale mechanics.

Are the 100,000 ADS from grants or open‑market purchases for NIO?

The ADS arise from the vesting of restricted share units granted under NIO's Share Incentive Plan. The filing explicitly ties the securities to vesting rather than to an open‑market purchase or secondary acquisition.

Will NIO receive proceeds from the sale reported on Form 144?

The excerpt does not state who receives proceeds. Form 144 typically relates to a holder selling vested shares; the filing itself does not indicate whether the issuer will receive proceeds from any resale.

Does this Form 144 change NIO's outstanding share count or control?

This notice documents a proposed resale of vested ADS and does not by itself change outstanding shares or control. Any change depends on whether the sales occur; the excerpt contains no post‑sale holdings or outstanding share updates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/01/2026 - 04:09 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002109480
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NIO Inc.
SEC File Number	001-38638
Address of Issuer	Building 19, No. 1355 Caobao Road, Minhang District Shanghai CHINA 200233
Phone	86-21-69082018
Name of Person for Whose Account the Securities are To Be Sold	Xin Zhou
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American depositary shares (each representing one Class A ordinary share)	The Core Securities Company Limited Suite C, 20/F, Standard Chartered Bank Building 4-4A Des Voeux Road Central Central K3 999077	100000	560000.00	2357167022	06/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American depositary shares (each representing one Class A ordinary share)	06/01/2026	Vesting of restricted share units granted pursuant to the Issuer's Share Incentive Plan	NIO Inc.			100000	06/01/2026	Vesting of restricted share units

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities set forth herein are being sold pursuant to a sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of restricted share units only. The securities covered by this filing will be sold today or within three months from the date of this filing.
Date of Notice	06/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eve Tang, Attorney-in-Fact for Xin Zhou
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)